Purchases and Sales Made in Q4 2021 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q4 2021. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
258K+ 129.93% |
$4.24M - $4.5M
|
457K
$7.33M
|
|
|
Feb 08, 2022
Q4 2021
|
Granite Shares Advisors LLC
|
BUY
|
- |
154KNew |
$2.52M - $2.68M
|
154K
$2.46M
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
151K+ 20.53% |
$2.48M - $2.63M
|
886K
$14.2M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
65.1KNew |
$1.07M - $1.14M
|
65.1K
$1.04M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
57.2K+ 14.84% |
$938K - $997K
|
442K
$7.1M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
52.4K+ 28.99% |
$860K - $914K
|
233K
$3.74M
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
37.4K+ 32.67% |
$613K - $652K
|
152K
$2.43M
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
27.5KNew |
$451K - $480K
|
27.5K
$441K
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
15KNew |
$246K - $262K
|
15K
$241K
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
13.9K+ 5.49% |
$228K - $242K
|
267K
$4.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
12.7K+ 8.68% |
$208K - $221K
|
159K
$2.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
11.4KNew |
$187K - $198K
|
11.4K
$182K
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
10KNew |
$164K - $175K
|
10K
$161K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.35K+ 2.38% |
$104K - $111K
|
274K
$4.39M
|
|
|
Feb 07, 2022
Q4 2021
|
Bhk Investment Advisors, LLC
|
BUY
|
- |
6.34K+ 33.87% |
$104K - $111K
|
25.1K
$402K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.78K+ 23.56% |
$61.9K - $65.8K
|
19.8K
$318K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.8KNew |
$45.9K - $48.8K
|
2.8K
$44.9K
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
1.87KNew |
$30.6K - $32.5K
|
1.87K
$29.9K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
1.63KNew |
$26.7K - $28.4K
|
1.63K
$26.1K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.53K+ 1.94% |
$25.1K - $26.7K
|
80.1K
$1.29M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.37K+ 1.69% |
$22.4K - $23.8K
|
82.3K
$1.32M
|
|
|
Jan 26, 2022
Q4 2021
|
Tsp Capital Management Group, LLC
|
BUY
|
- |
1.23K+ 0.32% |
$20.1K - $21.4K
|
379K
$6.08M
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1.2K+ 1.87% |
$19.7K - $20.9K
|
65.4K
$1.05M
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
800New |
$13.1K - $14K
|
800
$12.8K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
736+ 2.13% |
$12.1K - $12.8K
|
35.2K
$565K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
367+ 0.22% |
$6.02K - $6.4K
|
169K
$2.7M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
196+ 0.13% |
$3.22K - $3.42K
|
146K
$2.34M
|
|
|
Feb 09, 2022
Q4 2021
|
Barings LLC
|
BUY
|
- |
190+ 1.87% |
$3.12K - $3.31K
|
10.3K
$166K
|
|
|
Feb 10, 2022
Q4 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
149+ 1.46% |
$2.45K - $2.6K
|
10.3K
$166K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-25- 0.12% |
$410 - $436
|
21.5K
$345K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-91- 0.88% |
$1.49K - $1.59K
|
10.3K
$165K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-230- 1.69% |
$3.77K - $4.01K
|
13.4K
$214K
|
|
|
Jan 19, 2022
Q4 2021
|
Key F Inancial Inc
|
SELL
|
- |
-550Closed |
$9.03K - $9.59K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-605- 4.47% |
$9.93K - $10.6K
|
12.9K
$207K
|
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-885- 6.83% |
$14.5K - $15.4K
|
12.1K
$194K
|
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-958- 6.41% |
$15.7K - $16.7K
|
14K
$224K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.03K- 9.55% |
$16.8K - $17.9K
|
9.72K
$156K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-1.17K- 5.32% |
$19.3K - $20.5K
|
20.9K
$335K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.42K- 9.2% |
$23.2K - $24.7K
|
14K
$224K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.55KClosed |
$25.5K - $27.1K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.6K- 8.07% |
$26.3K - $27.9K
|
18.2K
$293K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.76K- 2.55% |
$28.9K - $30.8K
|
67.4K
$1.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.5K- 11.94% |
$40.9K - $43.5K
|
18.4K
$295K
|
|
|
Feb 14, 2022
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-6.61K- 14.17% |
$108K - $115K
|
40.1K
$642K
|
|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-6.61K- 14.17% |
$108K - $115K
|
40.1K
$642K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-9.21KClosed |
$151K - $161K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-82K- 15.31% |
$1.34M - $1.43M
|
453K
$7.27M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-89.1K- 13.72% |
$1.46M - $1.55M
|
560K
$8.99M
|