Purchases and Sales Made in Q4 2023 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q4 2023. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
287K+ 97.74% |
$3.43M - $3.9M
|
580K
$9.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
158K+ 21.86% |
$1.88M - $2.14M
|
878K
$13.8M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
58.5K+ 163.82% |
$699K - $795K
|
94.2K
$1.48M
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
57.8KNew |
$690K - $786K
|
57.8K
$906K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
53.7K+ 245.05% |
$642K - $731K
|
75.7K
$1.19M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
35.6KNew |
$425K - $484K
|
35.6K
$558K
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
33.8K+ 65.18% |
$404K - $460K
|
85.8K
$1.34M
|
|
|
Jan 23, 2024
Q4 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
27.9K+ 42.2% |
$333K - $379K
|
93.9K
$1.47M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
21.6K+ 17.51% |
$258K - $293K
|
145K
$2.27M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20K+ 6.12% |
$239K - $272K
|
347K
$5.44M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
17.5K+ 30.76% |
$209K - $238K
|
74.4K
$1.17M
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
16.2K+ 9.25% |
$194K - $221K
|
192K
$3.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
12.7KNew |
$152K - $173K
|
12.7K
$199K
|
|
|
Feb 13, 2024
Q4 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
11.4K+ 25.74% |
$136K - $155K
|
55.7K
$874K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.85K+ 15.51% |
$81.9K - $93.2K
|
51K
$800K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.58K+ 51.39% |
$78.7K - $89.5K
|
19.4K
$304K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.92K+ 12.61% |
$70.7K - $80.5K
|
52.9K
$829K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
5.45K+ 134.59% |
$65.1K - $74.1K
|
9.5K
$149K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
4.74KNew |
$56.6K - $64.4K
|
4.74K
$74.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.83K+ 4.61% |
$45.7K - $52K
|
86.8K
$1.36M
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
2.68K+ 3.77% |
$32K - $36.4K
|
73.7K
$1.16M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.17K+ 7.05% |
$14K - $15.9K
|
17.7K
$278K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
504New |
$6.02K - $6.85K
|
504
$7.9K
|
|
|
Feb 08, 2024
Q4 2023
|
Barings LLC
|
BUY
|
- |
308+ 2.51% |
$3.68K - $4.19K
|
12.6K
$197K
|
|
|
Jan 22, 2024
Q4 2023
|
Mcrae Capital Management Inc
|
BUY
|
- |
238+ 1.2% |
$2.84K - $3.24K
|
20K
$314K
|
|
|
Jan 10, 2024
Q4 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
56+ 2.5% |
$669 - $762
|
2.29K
$35.9K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-141- 1.17% |
$1.68K - $1.92K
|
11.9K
$187K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-374- 2.97% |
$4.47K - $5.09K
|
12.2K
$192K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.24K- 3.78% |
$14.8K - $16.9K
|
31.7K
$496K
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-1.88K- 0.35% |
$22.5K - $25.6K
|
537K
$8.43M
|
|
|
Jan 19, 2024
Q4 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-2.1K- 11.35% |
$25.1K - $28.6K
|
16.4K
$257K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.22K- 6.65% |
$26.5K - $30.2K
|
31.1K
$488K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-7.34K- 29.81% |
$87.7K - $99.8K
|
17.3K
$271K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-7.42K- 66.52% |
$88.6K - $101K
|
3.73K
$58.5K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-8.47K- 70.23% |
$101K - $115K
|
3.59K
$56.3K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.3K- 43.88% |
$111K - $126K
|
11.9K
$186K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-10.1K- 3.25% |
$121K - $138K
|
301K
$4.73M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-12.2K- 2.05% |
$146K - $166K
|
580K
$9.1M
|
|
|
Jan 16, 2024
Q4 2023
|
Tsp Capital Management Group, LLC
|
SELL
|
- |
-14.5K- 3.57% |
$173K - $197K
|
391K
$6.13M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-30.1K- 9.52% |
$360K - $410K
|
286K
$4.49M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-31.5K- 35.28% |
$376K - $428K
|
57.7K
$906K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-51.4K- 9.99% |
$614K - $699K
|
463K
$7.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-57.2K- 35.79% |
$684K - $778K
|
103K
$1.61M
|