Purchases and Sales Made in Q1 2023 in Saba Capital Income & Opportunities Fund (BRW)
This table provides information about the institutional ownership of Saba Capital Income & Opportunities Fund (BRW) during Q1 2023. The information is specifically focused on institutions that hold shares of Saba Capital Income & Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
484K+ 24.87% |
$3.73M - $4.07M
|
2.43M
$19M
|
|
Apr 24, 2023
Q1 2023
|
Granite Shares Advisors LLC
|
BUY
|
- |
187KNew |
$1.44M - $1.57M
|
187K
$1.46M
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
105KNew |
$805K - $879K
|
105K
$819K
|
|
May 15, 2023
Q1 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
75KNew |
$578K - $631K
|
75K
$588K
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
38.7K+ 498.76% |
$298K - $326K
|
46.5K
$365K
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
36.7KNew |
$283K - $309K
|
36.7K
$288K
|
|
May 11, 2023
Q1 2023
|
Scotia Capital Inc.
|
BUY
|
- |
19.7K+ 16.29% |
$152K - $166K
|
140K
$1.1M
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
15.1K+ 132.08% |
$117K - $127K
|
26.6K
$208K
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
14.5KNew |
$112K - $122K
|
14.5K
$114K
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.1KNew |
$101K - $110K
|
13.1K
$102K
|
|
Apr 17, 2023
Q1 2023
|
Abacus Planning Group, Inc.
|
BUY
|
- |
12.5KNew |
$96.6K - $106K
|
12.5K
$98.4K
|
|
May 15, 2023
Q1 2023
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
11.8KNew |
$90.8K - $99.2K
|
11.8K
$92.5K
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
9.12K+ 18.98% |
$70.2K - $76.7K
|
57.2K
$448K
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
8.84K+ 4.65% |
$68.1K - $74.4K
|
199K
$1.56M
|
|
May 10, 2023
Q1 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
7.5K+ 14.46% |
$57.8K - $63.1K
|
59.4K
$465K
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
3.2K+ 4.9% |
$24.6K - $26.9K
|
68.5K
$537K
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
3.2K+ 4.9% |
$24.6K - $26.9K
|
68.5K
$537K
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.75KNew |
$13.5K - $14.7K
|
1.75K
$13.7K
|
|
May 11, 2023
Q1 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
1.38KNew |
$10.6K - $11.6K
|
1.38K
$10.8K
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.34K+ 10.84% |
$10.3K - $11.3K
|
13.7K
$108K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.25K+ 1.95% |
$9.64K - $10.5K
|
65.5K
$514K
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.07K+ 5.57% |
$8.21K - $8.97K
|
20.2K
$159K
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
1KNew |
$7.7K - $8.41K
|
1K
$7.84K
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
427+ 3.06% |
$3.29K - $3.59K
|
14.4K
$113K
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
248+ 0.79% |
$1.91K - $2.09K
|
31.5K
$247K
|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
120+ 9.23% |
$924 - $1.01K
|
1.42K
$11.1K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-32- 0.15% |
$246 - $269
|
21.2K
$167K
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-238- 1.53% |
$1.83K - $2K
|
15.3K
$120K
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-822- 4.36% |
$6.33K - $6.91K
|
18K
$141K
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-1.64K- 8.36% |
$12.6K - $13.8K
|
18K
$141K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.94K- 3.09% |
$15K - $16.3K
|
61K
$478K
|
|
Apr 19, 2023
Q1 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-3.61K- 7.72% |
$27.8K - $30.4K
|
43.2K
$338K
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.34K- 23.25% |
$41.1K - $44.9K
|
17.6K
$138K
|
|
Apr 28, 2023
Q1 2023
|
Next Capital Management LLC
|
SELL
|
- |
-5.38K- 2.81% |
$41.4K - $45.3K
|
186K
$1.46M
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-5.48K- 10.5% |
$42.2K - $46.1K
|
46.7K
$366K
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.8K- 27.33% |
$83.2K - $90.9K
|
28.7K
$225K
|
|
May 15, 2023
Q1 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-12.8K- 28.09% |
$98.5K - $108K
|
32.8K
$257K
|
|
May 15, 2023
Q1 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-15.5K- 3.47% |
$119K - $130K
|
430K
$3.37M
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-16.2K- 25.85% |
$125K - $136K
|
46.5K
$365K
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16.3K- 5.13% |
$126K - $137K
|
302K
$2.36M
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-18K- 12.09% |
$139K - $151K
|
131K
$1.03M
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-20.5K- 4.25% |
$158K - $172K
|
461K
$3.62M
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-53.9K- 2.4% |
$415K - $453K
|
2.19M
$17.2M
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-64.3K- 8.97% |
$495K - $540K
|
652K
$5.11M
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-64.9K- 6.47% |
$500K - $546K
|
939K
$7.36M
|
|
May 15, 2023
Q1 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-99.4K- 14.25% |
$765K - $836K
|
598K
$4.69M
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-195K- 4.78% |
$1.5M - $1.64M
|
3.89M
$30.5M
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-373K- 11.54% |
$2.87M - $3.14M
|
2.86M
$22.4M
|