Purchases and Sales Made in Q2 2023 in Saba Capital Income & Opportunities Fund (BRW)
This table provides information about the institutional ownership of Saba Capital Income & Opportunities Fund (BRW) during Q2 2023. The information is specifically focused on institutions that hold shares of Saba Capital Income & Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
109KNew |
$837K - $900K
|
109K
$855K
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
80K+ 453.57% |
$613K - $660K
|
97.6K
$765K
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
73.6K+ 15.95% |
$564K - $607K
|
535K
$4.19M
|
|
Aug 03, 2023
Q2 2023
|
Scotia Capital Inc.
|
BUY
|
- |
50.9K+ 36.26% |
$391K - $420K
|
191K
$1.5M
|
|
Aug 11, 2023
Q2 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
31.9KNew |
$244K - $263K
|
31.9K
$250K
|
|
Aug 07, 2023
Q2 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
30.3K+ 29.01% |
$233K - $250K
|
135K
$1.06M
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
26.7KNew |
$205K - $220K
|
26.7K
$209K
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
23.7K+ 7.87% |
$182K - $196K
|
325K
$2.55M
|
|
Aug 23, 2023
Q2 2023
|
Adalta Capital Management LLC
New York, NY |
BUY
|
- |
20.2KNew |
$155K - $167K
|
20.2K
$159K
|
|
Aug 14, 2023
Q2 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
20K+ 26.67% |
$153K - $165K
|
95K
$745K
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.3K+ 17.19% |
$86.4K - $92.9K
|
76.8K
$602K
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.73K+ 11.04% |
$51.6K - $55.6K
|
67.7K
$531K
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
6.03K+ 12.97% |
$46.2K - $49.7K
|
52.5K
$412K
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
6.03K+ 12.97% |
$46.2K - $49.7K
|
52.5K
$412K
|
|
Nov 21, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
4.28K+ 4.09% |
$32.9K - $35.3K
|
109K
$855K
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.24KNew |
$24.8K - $26.7K
|
3.24K
$25.4K
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.95K+ 20.33% |
$22.6K - $24.3K
|
17.5K
$137K
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.98K+ 9.32% |
$15.2K - $16.3K
|
23.2K
$182K
|
|
Jul 14, 2023
Q2 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.57K+ 4.28% |
$12K - $12.9K
|
38.3K
$300K
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.36KNew |
$10.4K - $11.2K
|
1.36K
$10.7K
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
540+ 1.88% |
$4.14K - $4.46K
|
29.3K
$230K
|
|
Aug 08, 2023
Q2 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
447+ 3.11% |
$3.43K - $3.69K
|
14.8K
$116K
|
|
Jul 31, 2023
Q2 2023
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
420New |
$3.22K - $3.47K
|
420
$3.29K
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
280+ 19.72% |
$2.15K - $2.31K
|
1.7K
$13.3K
|
|
Jul 24, 2023
Q2 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
125New |
$959 - $1.03K
|
125
$980
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
43+ 0.14% |
$330 - $355
|
31.5K
$247K
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 11, 2023
Q2 2023
|
Invesco Senior Secured Management Inc
New York, NY |
SELL
|
- |
-1- -0.0% |
$7.67 - $8.25
|
395K
$3.1M
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-841- 4.67% |
$6.45K - $6.94K
|
17.2K
$135K
|
|
Jul 28, 2023
Q2 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-1KClosed |
$7.67K - $8.25K
|
0
$0
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-1.7K- 2.48% |
$13K - $14K
|
66.8K
$524K
|
|
Aug 14, 2023
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-1.7K- 2.48% |
$13K - $14K
|
66.8K
$524K
|
|
Aug 02, 2023
Q2 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-1.81K- 4.18% |
$13.8K - $14.9K
|
41.4K
$324K
|
|
Aug 10, 2023
Q2 2023
|
Granite Shares Advisors LLC
|
SELL
|
- |
-1.96K- 1.05% |
$15.1K - $16.2K
|
185K
$1.45M
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.07K- 10.26% |
$15.9K - $17.1K
|
18.1K
$142K
|
|
Aug 14, 2023
Q2 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-4.9K- 1.14% |
$37.6K - $40.4K
|
425K
$3.33M
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-11.1K- 19.44% |
$85.3K - $91.7K
|
46.1K
$361K
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-11.5K- 8.81% |
$88.5K - $95.2K
|
119K
$936K
|
|
Aug 11, 2023
Q2 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-17.8K- 0.81% |
$136K - $147K
|
2.17M
$17M
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-21.7K- 46.44% |
$166K - $179K
|
25K
$196K
|
|
Aug 14, 2023
Q2 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-22.8K- 0.8% |
$175K - $188K
|
2.84M
$22.2M
|
|
Jul 27, 2023
Q2 2023
|
Next Capital Management LLC
|
SELL
|
- |
-33.2K- 17.88% |
$255K - $274K
|
153K
$1.2M
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-35.9K- 18.07% |
$276K - $297K
|
163K
$1.28M
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-52.4K- 8.03% |
$402K - $432K
|
600K
$4.7M
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-134K- 14.25% |
$1.03M - $1.1M
|
805K
$6.31M
|
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-141K- 56.37% |
$1.08M - $1.16M
|
109K
$855K
|
|
Aug 14, 2023
Q2 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-156K- 26.11% |
$1.2M - $1.29M
|
442K
$3.47M
|
|
Aug 14, 2023
Q2 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-336K- 13.84% |
$2.58M - $2.77M
|
2.09M
$16.4M
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-402K- 10.34% |
$3.08M - $3.32M
|
3.48M
$27.3M
|