Purchases and Sales Made in Q3 2022 in Saba Capital Income & Opportunities Fund (BRW)
This table provides information about the institutional ownership of Saba Capital Income & Opportunities Fund (BRW) during Q3 2022. The information is specifically focused on institutions that hold shares of Saba Capital Income & Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
177K+ 16.46% |
$1.36M - $1.51M
|
1.25M
$9.84M
|
|
|
Oct 21, 2022
Q3 2022
|
Investment Partners, Ltd.
|
BUY
|
- |
54.7K+ 135.93% |
$420K - $466K
|
94.9K
$744K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
47.5K+ 7.48% |
$365K - $405K
|
682K
$5.35M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
45.6K+ 4.61% |
$350K - $389K
|
1.04M
$8.12M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
33.5KNew |
$257K - $285K
|
33.5K
$262K
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
30K+ 150.0% |
$230K - $256K
|
50K
$392K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
17K+ 15.06% |
$131K - $145K
|
130K
$1.02M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
15KNew |
$115K - $128K
|
15K
$117K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.6KNew |
$96.5K - $107K
|
12.6K
$98.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
9.07K+ 1.43% |
$69.7K - $77.3K
|
644K
$5.05M
|
|
|
Nov 10, 2022
Q3 2022
|
Scotia Capital Inc.
|
BUY
|
- |
7.09K+ 9.57% |
$54.4K - $60.4K
|
81.1K
$636K
|
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
6.58K+ 1.55% |
$50.5K - $56.1K
|
430K
$3.37M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.05K+ 13.3% |
$46.5K - $51.5K
|
51.5K
$404K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.18K+ 1.76% |
$39.7K - $44.1K
|
298K
$2.34M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.82K+ 1.31% |
$37K - $41.1K
|
373K
$2.92M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.63K+ 21.03% |
$35.6K - $39.4K
|
26.6K
$209K
|
|
|
Nov 09, 2022
Q3 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1.17KNew |
$8.99K - $9.97K
|
1.17K
$9.17K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
881+ 25.11% |
$6.77K - $7.51K
|
4.39K
$34.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
407+ 3.1% |
$3.13K - $3.47K
|
13.5K
$106K
|
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
BUY
|
- |
325+ 1.85% |
$2.5K - $2.77K
|
17.9K
$140K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
300+ 2.48% |
$2.3K - $2.56K
|
12.4K
$97.1K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
187New |
$1.44K - $1.59K
|
187
$1.47K
|
|
|
Oct 14, 2022
Q3 2022
|
Next Capital Management LLC
|
BUY
|
- |
166+ 0.06% |
$1.27K - $1.41K
|
282K
$2.21M
|
|
|
Nov 09, 2022
Q3 2022
|
Westside Investment Management, Inc.
|
BUY
|
- |
100New |
$768 - $852
|
100
$784
|
|
|
Nov 14, 2022
Q3 2022
|
Oak Hill Advisors LP
New York, NY |
BUY
|
- |
1+ 0.0% |
$7.68 - $8.52
|
90.8K
$712K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-270- 0.04% |
$2.07K - $2.3K
|
687K
$5.38M
|
|
|
Nov 01, 2022
Q3 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-308- 1.45% |
$2.37K - $2.62K
|
21K
$164K
|
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-325- 1.76% |
$2.5K - $2.77K
|
18.2K
$142K
|
|
|
Oct 13, 2022
Q3 2022
|
Autus Asset Management, LLC
|
SELL
|
- |
-527- 1.44% |
$4.05K - $4.49K
|
36K
$282K
|
|
|
Nov 09, 2022
Q3 2022
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-831- 1.59% |
$6.38K - $7.08K
|
51.5K
$404K
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-859- 0.7% |
$6.6K - $7.32K
|
122K
$959K
|
|
|
Oct 24, 2022
Q3 2022
|
Shufro Rose & CO LLC
|
SELL
|
- |
-1.03K- 1.99% |
$7.92K - $8.78K
|
50.7K
$397K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.85K- 3.57% |
$14.2K - $15.7K
|
49.8K
$391K
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
SELL
|
- |
-3.44K- 91.36% |
$26.4K - $29.3K
|
325
$2.55K
|
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-3.78K- 16.96% |
$29K - $32.2K
|
18.5K
$145K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-4.13K- 6.59% |
$31.7K - $35.1K
|
58.4K
$458K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.89K- 7.17% |
$37.6K - $41.7K
|
63.4K
$497K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.7K- 6.56% |
$82.3K - $91.3K
|
152K
$1.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-22K- 37.0% |
$169K - $187K
|
37.4K
$293K
|
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-47.2K- 7.99% |
$363K - $402K
|
544K
$4.27M
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-47.8K- 2.21% |
$367K - $408K
|
2.11M
$16.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-194K- 4.32% |
$1.49M - $1.66M
|
4.31M
$33.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-327K- 10.05% |
$2.51M - $2.79M
|
2.93M
$22.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-403K- 86.98% |
$3.1M - $3.44M
|
60.4K
$474K
|