Purchases and Sales Made in Q3 2023 in Saba Capital Income & Opportunities Fund (BRW)
This table provides information about the institutional ownership of Saba Capital Income & Opportunities Fund (BRW) during Q3 2023. The information is specifically focused on institutions that hold shares of Saba Capital Income & Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.43MNew |
$10.9M - $11.5M
|
1.43M
$10.9M
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
470KNew |
$3.57M - $3.77M
|
470K
$3.59M
|
|
Nov 13, 2023
Q3 2023
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
173K+ 1470.06% |
$1.32M - $1.39M
|
185K
$1.42M
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
148KNew |
$1.13M - $1.19M
|
148K
$1.13M
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
131K+ 4.62% |
$996K - $1.05M
|
2.97M
$22.7M
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
128KNew |
$976K - $1.03M
|
128K
$981K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
52.5K+ 16.13% |
$399K - $421K
|
378K
$2.89M
|
|
Nov 14, 2023
Q3 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
45.9K+ 48.3% |
$349K - $368K
|
141K
$1.08M
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
22.8K+ 14.0% |
$174K - $183K
|
186K
$1.42M
|
|
Nov 14, 2023
Q3 2023
|
Scotia Capital Inc.
|
BUY
|
- |
19.5K+ 10.2% |
$149K - $157K
|
211K
$1.61M
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
17.5KNew |
$133K - $141K
|
17.5K
$134K
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
16.9KNew |
$129K - $136K
|
16.9K
$130K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
16.1KNew |
$123K - $129K
|
16.1K
$123K
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
BUY
|
- |
11.6KNew |
$88.4K - $93.3K
|
11.6K
$88.9K
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
11.6K+ 46.41% |
$88.3K - $93.2K
|
36.6K
$280K
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
10.1KNew |
$76.7K - $81K
|
10.1K
$77.1K
|
|
Nov 14, 2023
Q3 2023
|
Adalta Capital Management LLC
New York, NY |
BUY
|
- |
9.1K+ 44.99% |
$69.3K - $73.1K
|
29.3K
$224K
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
7.83K+ 24.85% |
$59.6K - $62.9K
|
39.3K
$301K
|
|
Oct 31, 2023
Q3 2023
|
Granite Shares Advisors LLC
|
BUY
|
- |
7.36K+ 3.99% |
$56K - $59.1K
|
192K
$1.47M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.76K+ 6.93% |
$51.5K - $54.3K
|
104K
$798K
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
5.15KNew |
$39.2K - $41.3K
|
5.15K
$39.4K
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
3.28K+ 6.24% |
$24.9K - $26.3K
|
55.8K
$427K
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
3.28K+ 6.24% |
$24.9K - $26.3K
|
55.8K
$427K
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.93K+ 16.78% |
$22.3K - $23.5K
|
20.4K
$156K
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
2.63KNew |
$20K - $21.1K
|
2.63K
$20.1K
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1KNew |
$7.61K - $8.03K
|
1K
$7.65K
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
573+ 1.5% |
$4.36K - $4.6K
|
38.8K
$297K
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
500+ 0.77% |
$3.81K - $4.01K
|
65.8K
$503K
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
457+ 3.08% |
$3.48K - $3.67K
|
15.3K
$117K
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
100+ 5.88% |
$761 - $803
|
1.8K
$13.8K
|
|
Nov 13, 2023
Q3 2023
|
Invesco Senior Secured Management Inc
New York, NY |
BUY
|
- |
1+ 0.0% |
$7.61 - $8.03
|
395K
$3.02M
|
|
Nov 14, 2023
Q3 2023
|
Oak Hill Advisors LP
New York, NY |
BUY
|
- |
1+ 0.0% |
$7.61 - $8.03
|
90.8K
$695K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-126- 0.54% |
$959 - $1.01K
|
23.1K
$177K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-437- 0.57% |
$3.33K - $3.51K
|
76.4K
$584K
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-1K- 1.5% |
$7.61K - $8.03K
|
65.8K
$503K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.07K- 2.32% |
$8.12K - $8.57K
|
45K
$344K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.68K- 2.48% |
$12.8K - $13.5K
|
66.1K
$505K
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-4.28K- 3.93% |
$32.6K - $34.4K
|
105K
$802K
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-4.28K- 3.93% |
$32.6K - $34.4K
|
105K
$802K
|
|
Nov 21, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-4.28K- 3.93% |
$32.6K - $34.4K
|
105K
$802K
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-4.62K- 0.77% |
$35.2K - $37.1K
|
595K
$4.55M
|
|
Oct 25, 2023
Q3 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-5.16K- 12.46% |
$39.2K - $41.4K
|
36.2K
$277K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.04K- 20.63% |
$46K - $48.5K
|
23.2K
$178K
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-10.7K- 40.16% |
$81.5K - $86K
|
16K
$122K
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-14.8K- 10.97% |
$113K - $119K
|
120K
$918K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16.3K- 95.1% |
$124K - $131K
|
842
$6.44K
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-20.1K- 4.74% |
$153K - $162K
|
405K
$3.09M
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-26.9K- 1.24% |
$205K - $216K
|
2.15M
$16.4M
|