Purchases and Sales Made in Q4 2022 in Saba Capital Income & Opportunities Fund (BRW)
This table provides information about the institutional ownership of Saba Capital Income & Opportunities Fund (BRW) during Q4 2022. The information is specifically focused on institutions that hold shares of Saba Capital Income & Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
691K+ 55.05% |
$5.16M - $5.7M
|
1.95M
$15.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
304K+ 10.4% |
$2.27M - $2.51M
|
3.23M
$25.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
131K+ 6.21% |
$980K - $1.08M
|
2.25M
$17.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
110KNew |
$820K - $906K
|
110K
$861K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
109K+ 29.19% |
$813K - $898K
|
482K
$3.78M
|
|
|
Feb 14, 2023
Q4 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
53.4K+ 8.29% |
$399K - $441K
|
698K
$5.47M
|
|
|
Feb 14, 2023
Q4 2022
|
Robinson Capital Management, LLC
|
BUY
|
- |
51.9KNew |
$387K - $428K
|
51.9K
$407K
|
|
|
Feb 09, 2023
Q4 2022
|
Scotia Capital Inc.
|
BUY
|
- |
39.7K+ 48.96% |
$297K - $328K
|
121K
$947K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
34.2K+ 5.02% |
$256K - $282K
|
716K
$5.62M
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
33.7K+ 182.14% |
$252K - $278K
|
52.2K
$409K
|
|
|
Feb 08, 2023
Q4 2022
|
Wealthspring Capital LLC
|
BUY
|
- |
29.9KNew |
$223K - $246K
|
29.9K
$234K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
23.2KNew |
$173K - $191K
|
23.2K
$182K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
22.4KNew |
$167K - $185K
|
22.4K
$175K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19.4K+ 6.5% |
$145K - $160K
|
318K
$2.49M
|
|
|
Feb 14, 2023
Q4 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
14.9K+ 3.47% |
$112K - $123K
|
445K
$3.49M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.5KNew |
$85.6K - $94.5K
|
11.5K
$89.8K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
11.4K+ 22.11% |
$85.1K - $94K
|
62.9K
$493K
|
|
|
Feb 15, 2023
Q4 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
11.3KNew |
$84.6K - $93.5K
|
11.3K
$88.8K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
10.2KNew |
$76.1K - $84.1K
|
10.2K
$79.9K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
7.77KNew |
$58K - $64.1K
|
7.77K
$60.9K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.37K+ 22.5% |
$25.2K - $27.8K
|
18.4K
$144K
|
|
|
Feb 03, 2023
Q4 2022
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
2.42KNew |
$18.1K - $19.9K
|
2.42K
$18.9K
|
|
|
Jan 13, 2023
Q4 2022
|
Baldrige Asset Management LLC
|
BUY
|
- |
2.32KNew |
$17.3K - $19.1K
|
2.32K
$18.2K
|
|
|
Feb 09, 2023
Q4 2022
|
Trust CO Of Vermont
|
BUY
|
- |
1.3KNew |
$9.71K - $10.7K
|
1.3K
$10.2K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
910+ 1.44% |
$6.8K - $7.51K
|
64.3K
$504K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
424+ 3.13% |
$3.17K - $3.5K
|
14K
$109K
|
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
364+ 0.3% |
$2.72K - $3K
|
123K
$962K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
190+ 0.9% |
$1.42K - $1.57K
|
21.3K
$167K
|
|
|
Feb 07, 2023
Q4 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
130+ 11.11% |
$971 - $1.07K
|
1.3K
$10.2K
|
|
|
Jan 10, 2023
Q4 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
100New |
$747 - $825
|
100
$784
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Oak Hill Advisors LP
New York, NY |
SELL
|
- |
-1- -0.0% |
$7.47 - $8.25
|
90.8K
$712K
|
|
|
Jan 17, 2023
Q4 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-1.34K- 6.4% |
$10K - $11.1K
|
19.6K
$154K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.25K- 6.73% |
$16.8K - $18.6K
|
31.2K
$245K
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.63K- 14.46% |
$19.6K - $21.7K
|
15.5K
$122K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.63K- 2.38% |
$27.1K - $29.9K
|
149K
$1.17M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.67K- 13.77% |
$27.4K - $30.3K
|
23K
$180K
|
|
|
Jan 25, 2023
Q4 2022
|
Shufro Rose & CO LLC
|
SELL
|
- |
-3.87K- 7.64% |
$28.9K - $31.9K
|
46.8K
$367K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.3K- 20.62% |
$76.7K - $84.8K
|
39.6K
$310K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-10.4K- 17.78% |
$77.6K - $85.7K
|
48.1K
$377K
|
|
|
Feb 14, 2023
Q4 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-14.9K- 24.59% |
$111K - $123K
|
45.5K
$357K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-18.6K- 49.61% |
$139K - $153K
|
18.8K
$148K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-31.5K- 3.04% |
$235K - $259K
|
1M
$7.87M
|
|
|
Jan 17, 2023
Q4 2022
|
Investment Partners, Ltd.
|
SELL
|
- |
-54.7K- 57.61% |
$408K - $451K
|
40.2K
$315K
|
|
|
Jan 12, 2023
Q4 2022
|
Next Capital Management LLC
|
SELL
|
- |
-90.8K- 32.19% |
$679K - $749K
|
191K
$1.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-231K- 5.35% |
$1.72M - $1.9M
|
4.08M
$32M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-668K- 97.21% |
$4.99M - $5.51M
|
19.2K
$150K
|