Purchases and Sales Made in Q4 2023 in Saba Capital Income & Opportunities Fund (BRW)
This table provides information about the institutional ownership of Saba Capital Income & Opportunities Fund (BRW) during Q4 2023. The information is specifically focused on institutions that hold shares of Saba Capital Income & Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
506KNew |
$3.66M - $4M
|
506K
$3.87M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
168K+ 7.82% |
$1.21M - $1.33M
|
2.31M
$17.7M
|
|
|
Feb 12, 2024
Q4 2023
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
128KNew |
$926K - $1.01M
|
128K
$979K
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
117K+ 3.96% |
$848K - $928K
|
3.08M
$23.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
86.6K+ 28.98% |
$626K - $685K
|
385K
$2.95M
|
|
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
80.2K+ 76.55% |
$580K - $635K
|
185K
$1.42M
|
|
|
Feb 12, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
80.2K+ 76.55% |
$580K - $635K
|
185K
$1.42M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
64.8K+ 642.77% |
$469K - $513K
|
74.9K
$573K
|
|
|
Jan 10, 2024
Q4 2023
|
Peak Financial Advisors LLC
|
BUY
|
- |
43.9KNew |
$318K - $347K
|
43.9K
$336K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
42K+ 114.83% |
$304K - $333K
|
78.7K
$602K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
38.2KNew |
$276K - $302K
|
38.2K
$292K
|
|
|
Feb 12, 2024
Q4 2023
|
Scotia Capital Inc.
|
BUY
|
- |
34.9K+ 16.54% |
$252K - $276K
|
246K
$1.88M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
21.8K+ 11.74% |
$158K - $173K
|
208K
$1.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Adalta Capital Management LLC
New York, NY |
BUY
|
- |
18.9K+ 64.28% |
$136K - $149K
|
48.2K
$369K
|
|
|
Feb 14, 2024
Q4 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
16.5KNew |
$119K - $131K
|
16.5K
$126K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
15.4K+ 34.13% |
$111K - $121K
|
60.4K
$462K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.9KNew |
$100K - $110K
|
13.9K
$106K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12K+ 11.54% |
$87K - $95.2K
|
116K
$890K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11.8KNew |
$85.3K - $93.3K
|
11.8K
$90.2K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.75K+ 38.02% |
$56.1K - $61.3K
|
28.1K
$215K
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
5.06K+ 9.07% |
$36.6K - $40K
|
60.9K
$466K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.97K+ 233.85% |
$14.2K - $15.6K
|
2.81K
$21.5K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
766New |
$5.54K - $6.06K
|
766
$5.86K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
750New |
$5.42K - $5.93K
|
750
$5.74K
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
BUY
|
- |
500New |
$3.62K - $3.96K
|
500
$3.83K
|
|
|
Jul 31, 2024
Q4 2023
|
Sage Capital Management, LLC
Stockton, NJ |
BUY
|
- |
484+ 3.48% |
$3.5K - $3.83K
|
14.4K
$110K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
479+ 3.13% |
$3.46K - $3.79K
|
15.8K
$121K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
474New |
$3.43K - $3.75K
|
474
$3.63K
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
300+ 16.67% |
$2.17K - $2.37K
|
2.1K
$16.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
260New |
$1.88K - $2.06K
|
260
$1.99K
|
|
|
Feb 09, 2024
Q4 2023
|
Mai Capital Management
|
BUY
|
- |
116+ 1.0% |
$839 - $918
|
11.7K
$89.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-24- 0.1% |
$174 - $190
|
23.1K
$177K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-500- 0.76% |
$3.62K - $3.96K
|
65.3K
$499K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-619- 1.59% |
$4.48K - $4.9K
|
38.2K
$292K
|
|
|
Feb 14, 2024
Q4 2023
|
Sea Otter Advisors LLC
New York, NY |
SELL
|
- |
-883- 0.63% |
$6.38K - $6.98K
|
140K
$1.07M
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-974- 0.81% |
$7.04K - $7.7K
|
119K
$911K
|
|
|
Jan 30, 2024
Q4 2023
|
Granite Shares Advisors LLC
|
SELL
|
- |
-1.12K- 0.58% |
$8.09K - $8.85K
|
191K
$1.46M
|
|
|
Feb 14, 2024
Q4 2023
|
Family Management Corp
New York, NY |
SELL
|
- |
-1.39K- 8.81% |
$10K - $11K
|
14.4K
$110K
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.88K- 11.07% |
$13.6K - $14.8K
|
15.1K
$115K
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-3.53K- 2.38% |
$25.5K - $27.9K
|
144K
$1.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Meteora Capital, LLC
Boca Raton, FL |
SELL
|
- |
-3.53K- 1.9% |
$25.5K - $27.9K
|
182K
$1.39M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.92K- 5.13% |
$28.3K - $31K
|
72.4K
$554K
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-4.7K- 29.41% |
$33.9K - $37.1K
|
11.3K
$86.2K
|
|
|
Jan 08, 2024
Q4 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-4.87K- 27.75% |
$35.2K - $38.5K
|
12.7K
$96.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.95K- 34.22% |
$57.5K - $62.9K
|
15.3K
$117K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-9.95K- 25.28% |
$71.9K - $78.7K
|
29.4K
$225K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.2K- 15.46% |
$73.8K - $80.8K
|
55.8K
$427K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.7K- 8.93% |
$77.1K - $84.3K
|
109K
$831K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-28.1K- 4.71% |
$203K - $222K
|
567K
$4.34M
|