Purchases and Sales Made in Q4 2023 in John Hancock Financial Opportunities Fund (BTO)
This table provides information about the institutional ownership of John Hancock Financial Opportunities Fund (BTO) during Q4 2023. The information is specifically focused on institutions that hold shares of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
80.6K+ 6.37% |
$1.86M - $2.5M
|
1.35M
$47.1M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
71.4KNew |
$1.65M - $2.21M
|
71.4K
$2.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Mesirow Financial Investment Management, Inc.
|
BUY
|
- |
44.5KNew |
$1.03M - $1.38M
|
44.5K
$1.56M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
43.2K+ 3.32% |
$999K - $1.34M
|
1.35M
$47.1M
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
41KNew |
$948K - $1.27M
|
41K
$1.44M
|
|
|
Feb 14, 2024
Q4 2023
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
38.1KNew |
$880K - $1.18M
|
38.1K
$1.33M
|
|
|
Feb 02, 2024
Q4 2023
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
36.3KNew |
$840K - $1.12M
|
36.3K
$1.27M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
33.5KNew |
$775K - $1.04M
|
33.5K
$1.17M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
30.6K+ 7.85% |
$708K - $948K
|
421K
$14.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
12.6KNew |
$292K - $390K
|
12.6K
$442K
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
BUY
|
- |
10.4K+ 101.4% |
$240K - $321K
|
20.6K
$721K
|
|
|
Feb 28, 2024
Q4 2023
|
Abel Hall, LLC
Baton Rouge, LA |
BUY
|
- |
8KNew |
$185K - $248K
|
8K
$280K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
7.67K+ 25.9% |
$177K - $238K
|
37.3K
$1.31M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
7.59KNew |
$175K - $235K
|
7.59K
$266K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
7.44K+ 41.18% |
$172K - $230K
|
25.5K
$893K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
7.41KNew |
$171K - $229K
|
7.41K
$259K
|
|
|
Jan 25, 2024
Q4 2023
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
7.33KNew |
$169K - $227K
|
7.33K
$257K
|
|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
6.81KNew |
$157K - $211K
|
6.81K
$238K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.39K+ 8.82% |
$148K - $198K
|
78.8K
$2.76M
|
|
|
Jan 23, 2024
Q4 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
6.32K+ 48.28% |
$146K - $196K
|
19.4K
$680K
|
|
|
Feb 14, 2024
Q4 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
6.12K+ 38.31% |
$141K - $189K
|
22.1K
$773K
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
5.34K+ 61.32% |
$123K - $165K
|
14.1K
$492K
|
|
|
Feb 20, 2024
Q4 2023
|
Aurora Investment Counsel
Atlanta, GA |
BUY
|
- |
5.16K+ 6.32% |
$119K - $160K
|
86.8K
$3.04M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.12K+ 3.44% |
$118K - $159K
|
154K
$5.4M
|
|
|
Feb 07, 2024
Q4 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
2.5K+ 24.02% |
$57.8K - $77.4K
|
12.9K
$452K
|
|
|
Feb 09, 2024
Q4 2023
|
L.M. Kohn & Company
|
BUY
|
- |
2.07K+ 22.16% |
$47.9K - $64.1K
|
11.4K
$400K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.88K+ 24.09% |
$43.4K - $58.1K
|
9.66K
$338K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.23K+ 12.42% |
$28.4K - $38K
|
11.1K
$390K
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
600New |
$13.9K - $18.6K
|
600
$21K
|
|
|
Feb 08, 2024
Q4 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
507+ 0.56% |
$11.7K - $15.7K
|
91.3K
$3.2M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
313+ 3.16% |
$7.24K - $9.69K
|
10.2K
$358K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
225New |
$5.2K - $6.97K
|
225
$7.88K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
217+ 6.43% |
$5.02K - $6.72K
|
3.59K
$126K
|
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
154New |
$3.56K - $4.77K
|
154
$5.39K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
50New |
$1.16K - $1.55K
|
50
$1.75K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1- 25.0% |
$23.1 - $31
|
3
$105
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-189- 0.61% |
$4.37K - $5.85K
|
30.8K
$1.08M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-851- 9.14% |
$19.7K - $26.3K
|
8.46K
$296K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-878- 1.97% |
$20.3K - $27.2K
|
43.7K
$1.53M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-961- 92.32% |
$22.2K - $29.8K
|
80
$2.8K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1K- 6.39% |
$23.2K - $31K
|
14.7K
$514K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.03K- 6.86% |
$23.9K - $32K
|
14K
$491K
|
|
|
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-1.48K- 7.04% |
$34.1K - $45.7K
|
19.5K
$683K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.42K- 18.94% |
$56K - $75K
|
10.4K
$363K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.62K- 18.14% |
$60.6K - $81.2K
|
11.8K
$414K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.97K- 17.83% |
$68.6K - $91.9K
|
13.7K
$479K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.02K- 28.24% |
$69.7K - $93.4K
|
7.66K
$268K
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-3.92K- 26.75% |
$90.7K - $121K
|
10.7K
$376K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.35K- 2.04% |
$101K - $135K
|
209K
$7.31M
|