Purchases and Sales Made in Q3 2020 in Barclays Bank PLC (CAPD)
This table provides information about the institutional ownership of Barclays Bank PLC (CAPD) during Q3 2020. The information is specifically focused on institutions that hold shares of BARCLAYS BANK PLC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2021
Q3 2020
|
Retirement Group, LLC
|
BUY
|
- |
15KNew |
$214K - $246K
|
15K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.09KNew |
$58.4K - $67.1K
|
4.09K
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
3.88KNew |
$55.4K - $63.6K
|
3.88K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Waddell & Associates, LLC
|
BUY
|
- |
3.08K+ 1.33% |
$44K - $50.5K
|
235K
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.82KNew |
$26K - $29.9K
|
1.82K
$0
|
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
1.81K+ 790.83% |
$25.9K - $29.7K
|
2.04K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.54KNew |
$22K - $25.3K
|
1.54K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.42K+ 9.95% |
$20.3K - $23.3K
|
15.7K
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1.01KNew |
$14.4K - $16.6K
|
1.01K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
762+ 20.43% |
$10.9K - $12.5K
|
4.49K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
BUY
|
- |
311New |
$4.44K - $5.1K
|
311
$0
|
|
|
Oct 21, 2020
Q3 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
120+ 0.83% |
$1.71K - $1.97K
|
14.5K
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
100New |
$1.43K - $1.64K
|
100
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Advisor Net Financial, Inc
|
BUY
|
- |
65New |
$928 - $1.07K
|
65
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
48+ 1.19% |
$685 - $787
|
4.07K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Valley National Advisers Inc
|
BUY
|
- |
33New |
$471 - $541
|
33
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Capital Investment Advisors, LLC
|
BUY
|
- |
14+ 0.31% |
$200 - $230
|
4.55K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-12Closed |
$171 - $197
|
0
$0
|
|
|
Oct 16, 2020
Q3 2020
|
Santori & Peters, Inc.
|
SELL
|
- |
-16- 0.11% |
$228 - $262
|
14.3K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-40Closed |
$571 - $656
|
0
$0
|
|
|
Oct 26, 2020
Q3 2020
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-45Closed |
$643 - $738
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-65- 2.06% |
$928 - $1.07K
|
3.1K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-88- 1.79% |
$1.26K - $1.44K
|
4.82K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Stone X Group Inc.
|
SELL
|
- |
-266- 5.15% |
$3.8K - $4.36K
|
4.9K
$0
|
|
|
Nov 18, 2020
Q3 2020
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-282- 6.22% |
$4.03K - $4.62K
|
4.25K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-366Closed |
$5.23K - $6K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-393- 0.9% |
$5.61K - $6.45K
|
43.4K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-466- 7.4% |
$6.65K - $7.64K
|
5.83K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-865- 1.54% |
$12.4K - $14.2K
|
55.3K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-870- 3.94% |
$12.4K - $14.3K
|
21.2K
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-1.81K- 88.77% |
$25.9K - $29.7K
|
229
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-3.03KClosed |
$43.2K - $49.7K
|
0
$0
|
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-6.01KClosed |
$85.8K - $98.6K
|
0
$0
|
|
|
Sep 08, 2021
Q3 2020
|
Retirement Group, LLC
|
SELL
|
- |
-14.4KClosed |
$206K - $237K
|
0
$0
|