Latest Institutional Transactions on Capricor Therapeutics, Inc. (CAPR)
This table provides information on the latest institutional transactions involving Capricor Therapeutics, Inc. (CAPR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2023
Q2 2023
|
Roffman Miller Associates Inc
Philadelphia, PA |
BUY
|
- |
500New |
$1.88K - $2.53K
|
500
$5.12K
|
|
| Q1 2023 | |||||||
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
84.6KNew |
$320K - $426K
|
84.6K
$865K
|
|
| Q4 2022 | |||||||
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.07KNew |
$6.96K - $13.6K
|
2.07K
$21.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Cutler Group LP
|
SELL
|
PUT |
-800- 19.05% |
$2.69K - $5.24K
|
3.4K
$34.8K
|
|
| Q3 2022 | |||||||
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
4New |
$14.4 - $24.3
|
4
$40.9
|
|
|
Oct 18, 2022
Q3 2022
|
Bailard, Inc.
|
BUY
|
- |
3.8K+ 12.75% |
$13.7K - $23.1K
|
33.6K
$344K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.79KClosed |
$5.16K - $8.05K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-213KClosed |
$617K - $963K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.19KNew |
$3.37K - $6.76K
|
1.19K
$12.2K
|
|
|
May 12, 2022
Q1 2022
|
Tyler Stone Wealth Management
Beachwood, OH |
SELL
|
- |
-90Closed |
$255 - $511
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-75Closed |
$217 - $312
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Oracle Investment Management Inc
Greenwich, CT |
SELL
|
- |
-1.17MClosed |
$4.43M - $6.1M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-16.5KClosed |
$62.7K - $86.3K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 19, 2021
Q2 2021
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-20KClosed |
$63.2K - $114K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-5.11KClosed |
$16.2K - $29.2K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Trellus Management Company, LLC
|
SELL
|
- |
-270KClosed |
$853K - $1.54M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-15.8KClosed |
$57.2K - $125K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 26, 2021
Q4 2020
|
Cordasco Financial Network
|
SELL
|
- |
-310Closed |
$1.06K - $1.62K
|
0
$0
|
|
|
Jan 15, 2021
Q4 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-150Closed |
$515 - $785
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-21.1KClosed |
$86.2K - $207K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.29KClosed |
$5.26K - $12.6K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Gables Capital Management Inc.
|
SELL
|
- |
-500Closed |
$2.04K - $4.91K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-800Closed |
$3.26K - $7.85K
|
0
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-100Closed |
$408 - $981
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Armistice Capital, LLC
New York, NY |
SELL
|
- |
-269KClosed |
$269K - $2.28M
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-10.4KClosed |
$10.4K - $88.6K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-685Closed |
$685 - $5.82K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-68- 0.62% |
$70.7 - $241
|
10.9K
$111K
|
|
|
Feb 07, 2020
Q4 2019
|
Independent Advisor Alliance
|
SELL
|
- |
-15KClosed |
$15.6K - $53.3K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Brown Advisory Inc
|
SELL
|
- |
-20.7KClosed |
$49.2K - $129K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-7- 1.01% |
$16.7 - $43.6
|
689
$7.05K
|
|