Put Options Transactions Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold put options of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Laurion Capital Management LP
New York, NY |
BUY
|
PUT |
855K+ 3671.24% |
$162M - $190M
|
879K
$349M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
PUT |
421KNew |
$80M - $93.4M
|
421K
$167M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
PUT |
355KNew |
$67.4M - $78.7M
|
355K
$141M
|
|
|
Nov 05, 2021
Q3 2021
|
Imc Chicago, LLC
|
BUY
|
PUT |
325KNew |
$61.6M - $71.9M
|
325K
$129M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
PUT |
291K+ 86.6% |
$55.2M - $64.4M
|
626K
$249M
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
PUT |
252K+ 172.94% |
$47.8M - $55.8M
|
397K
$158M
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
PUT |
226K+ 92.1% |
$43M - $50.2M
|
472K
$188M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
PUT |
205KNew |
$38.9M - $45.4M
|
205K
$81.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
PUT |
181K+ 273.0% |
$34.4M - $40.1M
|
247K
$98.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
PUT |
148K+ 29.32% |
$28.1M - $32.8M
|
653K
$259M
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
PUT |
146K+ 65.89% |
$27.7M - $32.3M
|
367K
$146M
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Fund Management S.A.
Paris, I0 |
BUY
|
PUT |
141K+ 36.6% |
$26.7M - $31.1M
|
524K
$208M
|
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
PUT |
83KNew |
$15.8M - $18.4M
|
83K
$33M
|
|
|
Nov 15, 2021
Q3 2021
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
PUT |
50KNew |
$9.49M - $11.1M
|
50K
$19.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
PUT |
35K+ 233.33% |
$6.64M - $7.76M
|
50K
$19.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
PUT |
31.8K+ 286.49% |
$6.04M - $7.05M
|
42.9K
$17.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Btg Pactual Global Asset Management LTD
New York, NY |
BUY
|
PUT |
30KNew |
$5.7M - $6.65M
|
30K
$11.9M
|
|
|
Nov 02, 2021
Q3 2021
|
Center Star Asset Management, LLC
|
BUY
|
PUT |
24.4KNew |
$4.63M - $5.41M
|
24.4K
$9.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Capula Management LTD
Grand Cayman, E9 |
BUY
|
PUT |
22.9K+ 77.36% |
$4.35M - $5.08M
|
52.5K
$20.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
PUT |
16.7K+ 835.0% |
$3.17M - $3.7M
|
18.7K
$7.43M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
PUT |
6.6K+ 65.35% |
$1.25M - $1.46M
|
16.7K
$6.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
PUT |
6.5K+ 36.11% |
$1.23M - $1.44M
|
24.5K
$9.74M
|
|
|
Nov 02, 2021
Q3 2021
|
Qvr LLC
|
BUY
|
PUT |
5K+ 156.25% |
$949K - $1.11M
|
8.2K
$3.26M
|
|
|
Nov 10, 2021
Q3 2021
|
Hap Trading, LLC
New York, NY |
BUY
|
PUT |
4.9K+ 15.46% |
$930K - $1.09M
|
36.6K
$14.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
PUT |
1.4KNew |
$266K - $310K
|
1.4K
$556K
|
|
|
Nov 15, 2021
Q3 2021
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
PUT |
1.3KNew |
$247K - $288K
|
1.3K
$517K
|
|
|
Nov 15, 2021
Q3 2021
|
Man Group PLC
London, X0 |
BUY
|
PUT |
600New |
$114K - $133K
|
600
$238K
|
|
|
Oct 20, 2021
Q3 2021
|
Clear Street Markets LLC
|
BUY
|
PUT |
280+ 1400.0% |
$53.2K - $62.1K
|
300
$119K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
PUT |
200+ 0.41% |
$38K - $44.3K
|
48.6K
$19.3M
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
PUT |
-300- 0.47% |
$57K - $66.5K
|
63.2K
$25.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-1.1K- 39.29% |
$209K - $244K
|
1.7K
$676K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
PUT |
-1.1K- 91.67% |
$209K - $244K
|
100
$39.7K
|
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
SELL
|
PUT |
-1.5K- 68.18% |
$285K - $332K
|
700
$278K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
PUT |
-8K- 43.96% |
$1.52M - $1.77M
|
10.2K
$4.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Interval Partners, LP
New York, NY |
SELL
|
PUT |
-12.5K- 45.45% |
$2.37M - $2.77M
|
15K
$5.96M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
PUT |
-33.2K- 3.89% |
$6.3M - $7.36M
|
820K
$326M
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
PUT |
-45.6K- 36.08% |
$8.66M - $10.1M
|
80.8K
$32.1M
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
PUT |
-72.5K- 26.15% |
$13.8M - $16.1M
|
205K
$81.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-98K- 18.14% |
$18.6M - $21.7M
|
442K
$176M
|