Purchases and Sales Made in Q3 2021 in Calamos Dynamic Convertible & Income Fund (CCD)
This table provides information about the institutional ownership of Calamos Dynamic Convertible & Income Fund (CCD) during Q3 2021. The information is specifically focused on institutions that hold shares of Calamos Dynamic Convertible & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
194KNew |
$5.62M - $6.21M
|
194K
$4.7M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
36.6KNew |
$1.06M - $1.17M
|
36.6K
$887K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18K+ 20.79% |
$523K - $578K
|
105K
$2.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
13.3K+ 13.97% |
$386K - $427K
|
108K
$2.63M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.5K+ 6.0% |
$362K - $400K
|
220K
$5.35M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
12.5K+ 39.33% |
$362K - $400K
|
44.1K
$1.07M
|
|
|
Nov 03, 2021
Q3 2021
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
10.9KNew |
$318K - $351K
|
10.9K
$266K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
10.2K+ 22.61% |
$295K - $326K
|
55.1K
$1.34M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
9.63K+ 3.88% |
$279K - $309K
|
258K
$6.25M
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
8.28KNew |
$240K - $266K
|
8.28K
$201K
|
|
|
Nov 12, 2021
Q3 2021
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
7.34KNew |
$213K - $236K
|
7.34K
$178K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
6.1KNew |
$177K - $196K
|
6.1K
$148K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Cs Group, LLC
|
BUY
|
- |
5.81K+ 35.47% |
$169K - $186K
|
22.2K
$539K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.57K+ 3.92% |
$133K - $147K
|
121K
$2.94M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.58K+ 1.89% |
$104K - $115K
|
193K
$4.68M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.4K+ 30.26% |
$98.7K - $109K
|
14.6K
$355K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.78K+ 14.65% |
$51.7K - $57.2K
|
13.9K
$338K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
1.63K+ 1.18% |
$47.4K - $52.4K
|
140K
$3.4M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
BUY
|
- |
1.4K+ 11.11% |
$40.6K - $44.9K
|
14K
$340K
|
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
1.39KNew |
$40.4K - $44.7K
|
1.39K
$33.8K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.3KNew |
$37.8K - $41.8K
|
1.3K
$31.6K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.19K+ 8.15% |
$34.5K - $38.2K
|
15.8K
$383K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
961+ 1.38% |
$27.9K - $30.8K
|
70.5K
$1.71M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
839+ 1.7% |
$24.4K - $26.9K
|
50.2K
$1.22M
|
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
650New |
$18.9K - $20.9K
|
650
$15.8K
|
|
|
Oct 20, 2021
Q3 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
500+ 111.11% |
$14.5K - $16K
|
950
$23.1K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
431+ 0.8% |
$12.5K - $13.8K
|
54.6K
$1.33M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
327+ 8.62% |
$9.49K - $10.5K
|
4.12K
$100K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
315+ 19.0% |
$9.14K - $10.1K
|
1.97K
$47.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
201+ 1.4% |
$5.84K - $6.45K
|
14.6K
$354K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
168+ 1.91% |
$4.88K - $5.39K
|
8.99K
$218K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
80+ 1.19% |
$2.32K - $2.57K
|
6.79K
$165K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
78+ 0.59% |
$2.26K - $2.5K
|
13.4K
$325K
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
16+ 0.18% |
$464 - $513
|
9.03K
$219K
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
14+ 1.96% |
$406 - $449
|
730
$17.7K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
6+ 0.33% |
$174 - $193
|
1.82K
$44.2K
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
6+ 2.03% |
$174 - $193
|
301
$7.31K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-67- 0.44% |
$1.95K - $2.15K
|
15.3K
$371K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-117- 75.0% |
$3.4K - $3.75K
|
39
$947
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-137- 0.48% |
$3.98K - $4.4K
|
28.4K
$689K
|
|
|
Nov 03, 2021
Q3 2021
|
Bison Wealth, LLC
|
SELL
|
- |
-200- 1.92% |
$5.81K - $6.42K
|
10.2K
$248K
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-1.05K- 6.86% |
$30.5K - $33.7K
|
14.3K
$346K
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.06K- 1.93% |
$30.8K - $34K
|
54K
$1.31M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.06KClosed |
$30.8K - $34.1K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Professional Financial Advisors, LLC
|
SELL
|
- |
-1.43K- 3.28% |
$41.5K - $45.8K
|
42.1K
$1.02M
|
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-1.44K- 15.56% |
$41.7K - $46K
|
7.79K
$189K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.43K- 89.54% |
$70.5K - $78K
|
284
$6.89K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.5K- 2.47% |
$72.5K - $80.2K
|
98.5K
$2.39M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.75K- 2.68% |
$196K - $217K
|
245K
$5.94M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-7.22K- 47.7% |
$210K - $232K
|
7.91K
$192K
|