Purchases and Sales Made in Q3 2021 in Listed Fds Tr Core Alternative (CCOR)
This table provides information about the institutional ownership of Listed Fds Tr Core Alternative (CCOR) during Q3 2021. The information is specifically focused on institutions that hold shares of LISTED FDS TR CORE ALTERNATIVE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
651KNew |
$19.1M - $19.9M
|
651K
$17.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
441K+ 17.98% |
$13M - $13.5M
|
2.9M
$77.1M
|
|
|
Oct 25, 2021
Q3 2021
|
Mbl Wealth, LLC
Charlotte, NC |
BUY
|
- |
130KNew |
$3.83M - $3.98M
|
130K
$3.47M
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
63KNew |
$1.85M - $1.93M
|
63K
$1.68M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
54.6K+ 14.9% |
$1.61M - $1.67M
|
421K
$11.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
30.1K+ 221.84% |
$884K - $920K
|
43.6K
$1.16M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
17.7K+ 749.64% |
$519K - $541K
|
20K
$533K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
17.6K+ 71.37% |
$518K - $539K
|
42.3K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
14.5K+ 13.56% |
$427K - $444K
|
122K
$3.24M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12KNew |
$352K - $366K
|
12K
$319K
|
|
|
Nov 08, 2021
Q3 2021
|
Associated Banc Corp
Green Bay, WI |
BUY
|
- |
11.2KNew |
$328K - $341K
|
11.2K
$297K
|
|
|
Nov 05, 2021
Q3 2021
|
Core Alternative Capital
|
BUY
|
- |
6.05K+ 2.51% |
$178K - $185K
|
247K
$6.57M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.33K+ 3.55% |
$157K - $163K
|
155K
$4.14M
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Point Investment Advisors, LLC
Providence, RI |
BUY
|
- |
296+ 0.19% |
$8.7K - $9.06K
|
153K
$4.06M
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
250New |
$7.35K - $7.65K
|
250
$6.66K
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
10+ 0.14% |
$294 - $306
|
6.99K
$186K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 50.0% |
$29.4 - $30.6
|
1
$26.6
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-154- 2.23% |
$4.53K - $4.71K
|
6.76K
$180K
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-694- 0.87% |
$20.4K - $21.2K
|
79.3K
$2.11M
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-694- 0.87% |
$20.4K - $21.2K
|
79.3K
$2.11M
|
|
|
Nov 10, 2021
Q3 2021
|
Waddell & Associates, LLC
|
SELL
|
- |
-795- 3.82% |
$23.4K - $24.3K
|
20K
$532K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.65K- 99.34% |
$48.6K - $50.6K
|
11
$293
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-8.08K- 13.66% |
$238K - $247K
|
51.1K
$1.36M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.94KClosed |
$263K - $273K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-112K- 36.41% |
$3.3M - $3.43M
|
196K
$5.21M
|