Purchases and Sales Made in Q3 2023 in Sprott Physical Gold & Silver Trust (CEF)
This table provides information about the institutional ownership of Sprott Physical Gold & Silver Trust (CEF) during Q3 2023. The information is specifically focused on institutions that hold shares of Sprott Physical Gold & Silver Trust.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 09, 2023
Q3 2023
|
American Investment Services, Inc.
|
SELL
|
- |
-135- 0.9% |
$2.34K - $2.56K
|
14.9K
$453K
|
|
Nov 03, 2023
Q3 2023
|
Guild Investment Management, Inc.
|
SELL
|
- |
-155- 0.15% |
$2.68K - $2.93K
|
106K
$3.22M
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-200- 0.81% |
$3.46K - $3.79K
|
24.5K
$746K
|
|
Oct 24, 2023
Q3 2023
|
Peak Financial Management, Inc.
|
SELL
|
- |
-280- 0.35% |
$4.85K - $5.3K
|
79.2K
$2.41M
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-348- 0.72% |
$6.03K - $6.59K
|
48K
$1.46M
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-370- 0.96% |
$6.41K - $7K
|
38K
$1.16M
|
|
Oct 23, 2023
Q3 2023
|
Sheets Smith Wealth Management
|
SELL
|
- |
-433- 1.75% |
$7.5K - $8.2K
|
24.3K
$740K
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-495- 1.43% |
$8.57K - $9.37K
|
34.2K
$1.04M
|
|
Oct 11, 2023
Q3 2023
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-500- 2.96% |
$8.66K - $9.47K
|
16.4K
$499K
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-596- 2.83% |
$10.3K - $11.3K
|
20.5K
$623K
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-600- 2.53% |
$10.4K - $11.4K
|
23.1K
$703K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-600- 2.27% |
$10.4K - $11.4K
|
25.8K
$785K
|
|
Oct 13, 2023
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
SELL
|
- |
-711Closed |
$12.3K - $13.5K
|
0
$0
|
|
Nov 14, 2023
Q3 2023
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-733- 60.28% |
$12.7K - $13.9K
|
483
$14.7K
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-746- 4.37% |
$12.9K - $14.1K
|
16.3K
$497K
|
|
Dec 12, 2024
Q3 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-750- 20.0% |
$13K - $14.2K
|
3K
$91.4K
|
|
Nov 08, 2023
Q3 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-750- 20.0% |
$13K - $14.2K
|
3K
$91.4K
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-810- 1.92% |
$14K - $15.3K
|
41.5K
$1.26M
|
|
Nov 06, 2023
Q3 2023
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-962- 2.0% |
$16.7K - $18.2K
|
47.1K
$1.43M
|
|
Nov 13, 2023
Q3 2023
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-968- 6.04% |
$16.8K - $18.3K
|
15.1K
$459K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1K- 16.05% |
$17.3K - $18.9K
|
5.23K
$159K
|
|
Nov 14, 2023
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-1.04K- 3.98% |
$18K - $19.7K
|
25.1K
$765K
|
|
Feb 14, 2024
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-1.04K- 3.98% |
$18K - $19.7K
|
25.1K
$765K
|
|
Nov 08, 2023
Q3 2023
|
St. James Investment Company, LLC
|
SELL
|
- |
-1.12K- 1.25% |
$19.4K - $21.2K
|
88.5K
$2.7M
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-1.15K- 6.42% |
$19.9K - $21.8K
|
16.8K
$510K
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-1.42K- 1.22% |
$24.6K - $26.9K
|
115K
$3.51M
|
|
Oct 16, 2023
Q3 2023
|
Tevis Investment Management
|
SELL
|
- |
-1.5K- 2.47% |
$25.9K - $28.4K
|
59.2K
$1.8M
|
|
Oct 23, 2023
Q3 2023
|
Arcadia Investment Management Corp
|
SELL
|
- |
-1.5K- 16.67% |
$26K - $28.4K
|
7.5K
$228K
|
|
Oct 27, 2023
Q3 2023
|
Arbor Capital Management Inc
Anchorage, AK |
SELL
|
- |
-1.5K- 13.04% |
$26K - $28.4K
|
10K
$305K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.87K- 0.67% |
$32.4K - $35.4K
|
278K
$8.45M
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-1.9K- 65.93% |
$32.9K - $36K
|
982
$29.9K
|
|
Oct 11, 2023
Q3 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-1.99K- 11.34% |
$34.4K - $37.6K
|
15.5K
$473K
|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
SELL
|
- |
-2K- 13.25% |
$34.6K - $37.9K
|
13.1K
$399K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.15K- 0.32% |
$37.2K - $40.7K
|
666K
$20.3M
|
|
Nov 02, 2023
Q3 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-2.35K- 2.53% |
$40.7K - $44.5K
|
90.6K
$2.76M
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.4K- 6.68% |
$41.6K - $45.4K
|
33.5K
$1.02M
|
|
Nov 13, 2023
Q3 2023
|
Cardiff Park Advisors, LLC
San Marcos, CA |
SELL
|
- |
-2.58K- 6.66% |
$44.6K - $48.8K
|
36.1K
$1.1M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.71K- 5.9% |
$47K - $51.3K
|
43.3K
$1.32M
|
|
Oct 13, 2023
Q3 2023
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-3.05K- 5.19% |
$52.9K - $57.8K
|
55.7K
$1.7M
|
|
Nov 08, 2023
Q3 2023
|
J Arnold Wealth Management CO
Youngstown, OH |
SELL
|
- |
-3.35K- 7.65% |
$58K - $63.4K
|
40.4K
$1.23M
|
|
Nov 01, 2023
Q3 2023
|
Quilter PLC
|
SELL
|
- |
-3.85K- 5.88% |
$66.7K - $72.9K
|
61.6K
$1.88M
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-3.86K- 1.93% |
$66.9K - $73.1K
|
196K
$5.97M
|
|
Nov 14, 2023
Q3 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-4.23K- 61.94% |
$73.3K - $80.1K
|
2.6K
$79.1K
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-4.25K- 2.81% |
$73.6K - $80.5K
|
147K
$4.47M
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-4.27K- 53.83% |
$73.9K - $80.8K
|
3.66K
$111K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-6.57K- 2.92% |
$114K - $124K
|
219K
$6.66M
|
|
Nov 09, 2023
Q3 2023
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-7.14K- 5.36% |
$124K - $135K
|
126K
$3.84M
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-7.22K- 96.11% |
$125K - $137K
|
292
$8.89K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-7.5KClosed |
$130K - $142K
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Crown Wealth Group, LLC
|
SELL
|
- |
-8.28K- 42.09% |
$143K - $157K
|
11.4K
$347K
|