Purchases and Sales Made in Q1 2023 in Exchange Listed Fds Tr Saba Cl (CEFS)
This table provides information about the institutional ownership of Exchange Listed Fds Tr Saba Cl (CEFS) during Q1 2023. The information is specifically focused on institutions that hold shares of EXCHANGE LISTED FDS TR SABA CL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
88.7K+ 102.78% |
$1.5M - $1.7M
|
175K
$3.86M
|
|
|
May 11, 2023
Q1 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
47.4KNew |
$804K - $907K
|
47.4K
$1.05M
|
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
34.9KNew |
$592K - $668K
|
34.9K
$770K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
22.6KNew |
$383K - $433K
|
22.6K
$499K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
17.2KNew |
$291K - $329K
|
17.2K
$379K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
16.4K+ 10.57% |
$279K - $314K
|
172K
$3.8M
|
|
|
May 10, 2023
Q1 2023
|
3 Edge Asset Management, LP
|
BUY
|
- |
9.02K+ 18.2% |
$153K - $173K
|
58.6K
$1.29M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.92K+ 5.73% |
$134K - $151K
|
146K
$3.22M
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.85K+ 43.43% |
$116K - $131K
|
22.6K
$499K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.07K+ 30.57% |
$85.9K - $97K
|
21.6K
$478K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.88K+ 31.2% |
$82.6K - $93.3K
|
20.5K
$452K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
4.47KNew |
$75.8K - $85.5K
|
4.47K
$98.7K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
3.71K+ 15.92% |
$62.9K - $71K
|
27K
$597K
|
|
|
Apr 05, 2023
Q1 2023
|
Rovin Capital
|
BUY
|
- |
3.36K+ 8.04% |
$57K - $64.4K
|
45.2K
$998K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.92K+ 4.48% |
$49.5K - $55.9K
|
68.2K
$1.51M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.8KNew |
$47.4K - $53.5K
|
2.8K
$61.7K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.98K+ 16.35% |
$33.5K - $37.8K
|
14.1K
$310K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.5KNew |
$25.4K - $28.7K
|
1.5K
$33.1K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
914+ 7.23% |
$15.5K - $17.5K
|
13.6K
$299K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
600+ 2.35% |
$10.2K - $11.5K
|
26.1K
$576K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$17 - $19.1
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-172- 0.63% |
$2.92K - $3.29K
|
26.9K
$595K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-522- 12.68% |
$8.85K - $9.99K
|
3.6K
$79.3K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.73K- 9.15% |
$29.3K - $33.1K
|
17.2K
$379K
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-2.7K- 7.21% |
$45.7K - $51.6K
|
34.7K
$766K
|
|
|
May 11, 2023
Q1 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-7.36K- 13.81% |
$125K - $141K
|
45.9K
$1.01M
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-8.82K- 52.97% |
$149K - $169K
|
7.83K
$173K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.2K- 4.75% |
$173K - $196K
|
205K
$4.53M
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-16.7K- 26.49% |
$283K - $319K
|
46.3K
$1.02M
|
|
|
May 15, 2023
Q1 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-48.5K- 17.64% |
$822K - $928K
|
226K
$5M
|