Purchases and Sales Made in Q3 2021 in Exchange Listed Fds Tr Saba Cl (CEFS)
This table provides information about the institutional ownership of Exchange Listed Fds Tr Saba Cl (CEFS) during Q3 2021. The information is specifically focused on institutions that hold shares of EXCHANGE LISTED FDS TR SABA CL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 21, 2021
Q3 2021
|
Rovin Capital
|
BUY
|
- |
42.3KNew |
$880K - $916K
|
42.3K
$935K
|
|
|
Nov 05, 2021
Q3 2021
|
Lokken Investment Group LLC
|
BUY
|
- |
37.5KNew |
$780K - $812K
|
37.5K
$829K
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
21.8KNew |
$454K - $472K
|
21.8K
$482K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
17.5K+ 50.74% |
$364K - $379K
|
51.9K
$1.15M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
17.1K+ 110.36% |
$357K - $371K
|
32.7K
$723K
|
|
|
Nov 12, 2021
Q3 2021
|
Circle Wealth Management, LLC
Summit, NJ |
BUY
|
- |
13.7KNew |
$286K - $298K
|
13.7K
$304K
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
7.57K+ 9.56% |
$158K - $164K
|
86.8K
$1.92M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.76K+ 6.88% |
$141K - $147K
|
105K
$2.32M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.64K+ 15.91% |
$75.7K - $78.8K
|
26.5K
$586K
|
|
|
Nov 15, 2021
Q3 2021
|
3 Edge Asset Management, LP
|
BUY
|
- |
3.19K+ 7.28% |
$66.4K - $69.1K
|
47K
$1.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
2.4KNew |
$50K - $52K
|
2.4K
$53.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
BUY
|
- |
2.11K+ 2.9% |
$44K - $45.7K
|
75K
$1.66M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.91K+ 3.44% |
$39.7K - $41.3K
|
57.3K
$1.27M
|
|
|
Nov 16, 2021
Q3 2021
|
Adalta Capital Management LLC
New York, NY |
BUY
|
- |
790+ 5.75% |
$16.4K - $17.1K
|
14.5K
$321K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
700New |
$14.6K - $15.2K
|
700
$15.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
503+ 28.35% |
$10.5K - $10.9K
|
2.28K
$50.4K
|
|
|
Nov 01, 2021
Q3 2021
|
Acg Wealth
|
BUY
|
- |
141+ 0.81% |
$2.94K - $3.06K
|
17.5K
$386K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
96+ 192.0% |
$2K - $2.08K
|
146
$3.23K
|
|
|
Nov 02, 2021
Q3 2021
|
Sierra Capital LLC
|
BUY
|
- |
71+ 1.99% |
$1.48K - $1.54K
|
3.64K
$80.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
13+ 0.13% |
$271 - $282
|
9.79K
$217K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1New |
$20.8 - $21.7
|
1
$22.1
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.7K- 4.22% |
$56.3K - $58.6K
|
61.4K
$1.36M
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-6.66K- 3.14% |
$139K - $144K
|
206K
$4.55M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-13.7K- 6.88% |
$285K - $297K
|
185K
$4.1M
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-47.6K- 68.59% |
$991K - $1.03M
|
21.8K
$482K
|