Purchases and Sales Made in Q3 2023 in Exchange Listed Fds Tr Saba Cl (CEFS)
This table provides information about the institutional ownership of Exchange Listed Fds Tr Saba Cl (CEFS) during Q3 2023. The information is specifically focused on institutions that hold shares of EXCHANGE LISTED FDS TR SABA CL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2023
Q3 2023
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
71.3K+ 123.58% |
$1.24M - $1.36M
|
129K
$2.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
47.6K+ 16.7% |
$829K - $906K
|
332K
$7.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
47KNew |
$820K - $896K
|
47K
$1.04M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
45.6K+ 1632.84% |
$796K - $870K
|
48.4K
$1.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
28.6K+ 11.89% |
$498K - $545K
|
269K
$5.94M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
26.2KNew |
$457K - $499K
|
26.2K
$578K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
22.8KNew |
$397K - $434K
|
22.8K
$502K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
20.6K+ 69.34% |
$359K - $393K
|
50.3K
$1.11M
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
BUY
|
- |
11.7KNew |
$205K - $224K
|
11.7K
$259K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
7.61K+ 4.47% |
$133K - $145K
|
178K
$3.92M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
6.98K+ 36.89% |
$122K - $133K
|
25.9K
$572K
|
|
|
Nov 14, 2023
Q3 2023
|
Scotia Capital Inc.
|
BUY
|
- |
4.92K+ 10.87% |
$85.8K - $93.7K
|
50.2K
$1.11M
|
|
|
Oct 16, 2023
Q3 2023
|
3 Edge Asset Management, LP
|
BUY
|
- |
3.98K+ 5.67% |
$69.4K - $75.8K
|
74.1K
$1.64M
|
|
|
Oct 25, 2023
Q3 2023
|
Rovin Capital
|
BUY
|
- |
3.78K+ 7.9% |
$65.9K - $72K
|
51.6K
$1.14M
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
3.23K+ 6.87% |
$56.3K - $61.6K
|
50.3K
$1.11M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.67K+ 7.2% |
$46.5K - $50.8K
|
39.7K
$876K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.55K+ 1.94% |
$44.4K - $48.5K
|
134K
$2.96M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.18KNew |
$38K - $41.5K
|
2.18K
$48K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.76K+ 9.83% |
$30.6K - $33.5K
|
19.6K
$433K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.71K+ 12.88% |
$29.9K - $32.7K
|
15K
$332K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.66K+ 5.83% |
$29K - $31.7K
|
30.2K
$666K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
562+ 2.8% |
$9.8K - $10.7K
|
20.6K
$455K
|
|
|
Oct 17, 2023
Q3 2023
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
527+ 2.31% |
$9.19K - $10K
|
23.3K
$515K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
481+ 1.7% |
$8.39K - $9.17K
|
28.8K
$637K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
402+ 3.7% |
$7.01K - $7.66K
|
11.3K
$248K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
271+ 285.26% |
$4.73K - $5.17K
|
366
$8.08K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1New |
$17.4 - $19.1
|
1
$22.1
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-67- 0.17% |
$1.17K - $1.28K
|
39.1K
$864K
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-842- 1.82% |
$14.7K - $16K
|
45.3K
$1M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.32K- 36.66% |
$23K - $25.1K
|
2.28K
$50.3K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.21K- 8.0% |
$38.5K - $42K
|
25.4K
$560K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.27K- 3.36% |
$39.6K - $43.3K
|
65.2K
$1.44M
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-3K- 8.01% |
$52.3K - $57.1K
|
34.4K
$759K
|
|
|
Nov 14, 2023
Q3 2023
|
Adalta Capital Management LLC
New York, NY |
SELL
|
- |
-6.85K- 19.86% |
$119K - $131K
|
27.6K
$610K
|
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-68.8K- 33.18% |
$1.2M - $1.31M
|
139K
$3.06M
|