Purchases and Sales Made in Q4 2021 in Exchange Listed Fds Tr Saba Cl (CEFS)
This table provides information about the institutional ownership of Exchange Listed Fds Tr Saba Cl (CEFS) during Q4 2021. The information is specifically focused on institutions that hold shares of EXCHANGE LISTED FDS TR SABA CL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
90.3KNew |
$1.81M - $1.99M
|
90.3K
$1.99M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
37.4KNew |
$749K - $826K
|
37.4K
$826K
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
35.7K+ 163.98% |
$715K - $789K
|
57.5K
$1.27M
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
35.7K+ 163.98% |
$715K - $789K
|
57.5K
$1.27M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
29.9KNew |
$597K - $659K
|
29.9K
$659K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
25.8KNew |
$516K - $570K
|
25.8K
$570K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
24K+ 22.87% |
$481K - $530K
|
129K
$2.85M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
14.2K+ 24.71% |
$283K - $313K
|
71.5K
$1.58M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.5K+ 32.25% |
$211K - $233K
|
43.2K
$953K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.64K+ 9.18% |
$113K - $124K
|
67K
$1.48M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.35K+ 16.44% |
$87.1K - $96.1K
|
30.8K
$680K
|
|
|
Feb 11, 2022
Q4 2021
|
Scotia Capital Inc.
|
BUY
|
- |
4.01K+ 5.34% |
$80.2K - $88.5K
|
79K
$1.74M
|
|
|
Feb 02, 2022
Q4 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
3.52K+ 4.06% |
$70.5K - $77.8K
|
90.3K
$1.99M
|
|
|
Feb 01, 2022
Q4 2021
|
3 Edge Asset Management, LP
|
BUY
|
- |
2.39K+ 5.1% |
$47.9K - $52.8K
|
49.4K
$1.09M
|
|
|
Feb 14, 2022
Q4 2021
|
Circle Wealth Management, LLC
Summit, NJ |
BUY
|
- |
2K+ 14.55% |
$40K - $44.1K
|
15.7K
$348K
|
|
|
Feb 24, 2022
Q4 2021
|
Rovin Capital
|
BUY
|
- |
1.59K+ 3.76% |
$31.8K - $35.1K
|
43.9K
$968K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
1.55K+ 1064.38% |
$31.1K - $34.3K
|
1.7K
$37.5K
|
|
|
Feb 07, 2022
Q4 2021
|
Lokken Investment Group LLC
|
BUY
|
- |
1.21K+ 3.23% |
$24.2K - $26.7K
|
38.7K
$854K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.03K+ 45.15% |
$20.6K - $22.7K
|
3.31K
$72.9K
|
|
|
Jan 18, 2022
Q4 2021
|
Acg Wealth
|
BUY
|
- |
533+ 3.05% |
$10.7K - $11.8K
|
18K
$397K
|
|
|
Feb 15, 2022
Q4 2021
|
Adalta Capital Management LLC
New York, NY |
BUY
|
- |
500+ 3.44% |
$10K - $11K
|
15K
$332K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
500New |
$10K - $11K
|
500
$11K
|
|
|
Feb 10, 2022
Q4 2021
|
Sierra Capital LLC
|
BUY
|
- |
98+ 2.69% |
$1.96K - $2.16K
|
3.74K
$82.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
75New |
$1.5K - $1.66K
|
75
$1.66K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-1.42K- 0.69% |
$28.3K - $31.2K
|
204K
$4.5M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.64K- 0.82% |
$32.7K - $36.1K
|
198K
$4.36M
|