Purchases and Sales Made in Q4 2023 in Exchange Listed Fds Tr Saba Cl (CEFS)
This table provides information about the institutional ownership of Exchange Listed Fds Tr Saba Cl (CEFS) during Q4 2023. The information is specifically focused on institutions that hold shares of EXCHANGE LISTED FDS TR SABA CL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Fortress Wealth Management, Inc.
|
BUY
|
- |
307KNew |
$5.09M - $5.97M
|
307K
$6.78M
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
109K+ 231.56% |
$1.8M - $2.11M
|
156K
$3.44M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
84.6K+ 25.46% |
$1.4M - $1.64M
|
417K
$9.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
61.5K+ 47.69% |
$1.02M - $1.19M
|
191K
$4.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
55.2KNew |
$914K - $1.07M
|
55.2K
$1.22M
|
|
|
Jan 12, 2024
Q4 2023
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
BUY
|
- |
48.5KNew |
$804K - $942K
|
48.5K
$1.07M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
45.4K+ 627.55% |
$751K - $881K
|
52.6K
$1.16M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
37.3KNew |
$617K - $724K
|
37.3K
$823K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
25.9K+ 14.54% |
$428K - $502K
|
204K
$4.49M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
23.6KNew |
$390K - $457K
|
23.6K
$520K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
17.7KNew |
$292K - $343K
|
17.7K
$390K
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
13.6KNew |
$225K - $264K
|
13.6K
$300K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
11.4K+ 28.71% |
$189K - $221K
|
51.1K
$1.13M
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
11.3K+ 22.53% |
$188K - $220K
|
61.6K
$1.36M
|
|
|
Feb 14, 2024
Q4 2023
|
Family Management Corp
New York, NY |
BUY
|
- |
10.7KNew |
$178K - $208K
|
10.7K
$237K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.53K+ 7.11% |
$158K - $185K
|
144K
$3.17M
|
|
|
Feb 12, 2024
Q4 2023
|
Scotia Capital Inc.
|
BUY
|
- |
6.23K+ 12.41% |
$103K - $121K
|
56.4K
$1.24M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6.16KNew |
$102K - $119K
|
6.16K
$136K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.02K+ 25.59% |
$83.1K - $97.4K
|
24.6K
$543K
|
|
|
Feb 07, 2024
Q4 2023
|
Thompson Siegel & Walmsley LLC
|
BUY
|
- |
5K+ 100.0% |
$82.8K - $97.1K
|
10K
$221K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
4.36K+ 19.15% |
$72.2K - $84.6K
|
27.1K
$598K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.17K+ 8.61% |
$69K - $80.9K
|
52.6K
$1.16M
|
|
|
Jan 16, 2024
Q4 2023
|
3 Edge Asset Management, LP
|
BUY
|
- |
3.66K+ 4.94% |
$60.6K - $71.1K
|
77.8K
$1.72M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.54K+ 7.03% |
$58.6K - $68.7K
|
53.9K
$1.19M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.39K+ 11.25% |
$56.2K - $65.9K
|
33.6K
$741K
|
|
|
Jan 12, 2024
Q4 2023
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
3.1KNew |
$51.3K - $60.1K
|
3.1K
$68.3K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.25K+ 3.45% |
$37.3K - $43.7K
|
67.5K
$1.49M
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.57KNew |
$26K - $30.5K
|
1.57K
$34.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
852+ 7.57% |
$14.1K - $16.5K
|
12.1K
$267K
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
819+ 1.81% |
$13.6K - $15.9K
|
46.1K
$1.02M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
787+ 3.81% |
$13K - $15.3K
|
21.4K
$473K
|
|
|
Jan 10, 2024
Q4 2023
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
630+ 2.7% |
$10.4K - $12.2K
|
23.9K
$529K
|
|
|
Feb 06, 2024
Q4 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
570New |
$9.44K - $11.1K
|
570
$12.6K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
530+ 23.28% |
$8.78K - $10.3K
|
2.81K
$62K
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
BUY
|
- |
317+ 2.7% |
$5.25K - $6.15K
|
12.1K
$266K
|
|
|
Feb 15, 2024
Q4 2023
|
Main Street Group, LTD
Glen Allen, VA |
BUY
|
- |
300New |
$4.97K - $5.82K
|
300
$6.62K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
39New |
$646 - $757
|
39
$861
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
28+ 0.1% |
$464 - $543
|
28.9K
$637K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-351- 1.02% |
$5.81K - $6.81K
|
34.1K
$751K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-362- 98.91% |
$5.99K - $7.03K
|
4
$88.3
|
|
|
Mar 12, 2024
Q4 2023
|
Rovin Capital
|
SELL
|
- |
-1.24K- 2.4% |
$20.5K - $24K
|
50.4K
$1.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Adalta Capital Management LLC
New York, NY |
SELL
|
- |
-2K- 7.24% |
$33.1K - $38.8K
|
25.6K
$566K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.27K- 8.78% |
$37.7K - $44.1K
|
23.6K
$521K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.78K- 25.17% |
$62.6K - $73.4K
|
11.2K
$248K
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-8.36K- 21.37% |
$138K - $162K
|
30.8K
$679K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.7K- 34.29% |
$144K - $169K
|
16.7K
$368K
|
|
|
Feb 14, 2024
Q4 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-14.1K- 10.19% |
$234K - $274K
|
124K
$2.75M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-134K- 49.74% |
$2.22M - $2.6M
|
135K
$2.98M
|