The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VENTAS INC | COM | 92276F100 | 409 | 13,387 | SH | SOLE | 0 | 0 | 0 | 13,387 | |
CERNER CORP | COM | 156782104 | 200 | 2,933 | SH | SOLE | 0 | 0 | 0 | 2,933 | |
MAIN STR CAP CORP | COM | 56035L104 | 2,058 | 83,054 | SH | SOLE | 0 | 0 | 0 | 83,054 | |
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | 892 | 17,317 | SH | SOLE | 0 | 0 | 0 | 17,317 | |
WELLTOWER INC | COM | 95040Q104 | 362 | 7,449 | SH | SOLE | 0 | 0 | 0 | 7,449 | |
ALPS ETF TR | RIVERFRNT FLEX | 00162Q510 | 2,068 | 72,477 | SH | SOLE | 0 | 0 | 0 | 72,477 | |
ISHARES TR | MBS ETF | 464288588 | 451 | 4,100 | SH | SOLE | 0 | 0 | 0 | 4,100 | |
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 626 | 84,112 | SH | SOLE | 0 | 0 | 0 | 84,112 | |
DOMINION ENERGY INC | COM | 25746U109 | 881 | 11,046 | SH | SOLE | 0 | 0 | 0 | 11,046 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 333 | 3,653 | SH | SOLE | 0 | 0 | 0 | 3,653 | |
STARBUCKS CORP | COM | 855244109 | 619 | 8,533 | SH | SOLE | 0 | 0 | 0 | 8,533 | |
PROSPERITY BANCSHARES INC | COM | 743606105 | 268 | 5,801 | SH | SOLE | 0 | 0 | 0 | 5,801 | |
MICROSOFT CORP | COM | 594918104 | 1,074 | 6,246 | SH | SOLE | 0 | 0 | 0 | 6,246 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 1,404 | 26,100 | SH | SOLE | 0 | 0 | 0 | 26,100 | |
EXXON MOBIL CORP | COM | 30231G102 | 1,514 | 37,393 | SH | SOLE | 0 | 0 | 0 | 37,393 | |
WORKDAY INC | CL A | 98138H101 | 593 | 4,058 | SH | SOLE | 0 | 0 | 0 | 4,058 | |
INVESCO EXCHANGE-TRADED FD T | KBW PREM YIELD | 46138E594 | 1,909 | 110,356 | SH | SOLE | 0 | 0 | 0 | 110,356 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 955 | 7,258 | SH | SOLE | 0 | 0 | 0 | 7,258 | |
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 851 | 15,684 | SH | SOLE | 0 | 0 | 0 | 15,684 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 490 | 389 | SH | SOLE | 0 | 0 | 0 | 389 | |
NEW MTN FIN CORP | COM | 647551100 | 1,822 | 251,321 | SH | SOLE | 0 | 0 | 0 | 251,321 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 915 | 10,508 | SH | SOLE | 0 | 0 | 0 | 10,508 | |
FIRST TR EXCH TRADED FD III | RIVR FRNT DYN | 33739P707 | 300 | 6,012 | SH | SOLE | 0 | 0 | 0 | 6,012 | |
NEUBERGER BERMAN REAL ESTATE | COM | 64190A103 | 1,997 | 601,515 | SH | SOLE | 0 | 0 | 0 | 601,515 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,203 | 34,502 | SH | SOLE | 0 | 0 | 0 | 34,502 | |
INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 | 1,062 | 21,249 | SH | SOLE | 0 | 0 | 0 | 21,249 | |
HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 2,331 | 159,003 | SH | SOLE | 0 | 0 | 0 | 159,003 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 4,688 | 46,772 | SH | SOLE | 0 | 0 | 0 | 46,772 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,289 | 8,217 | SH | SOLE | 0 | 0 | 0 | 8,217 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 945 | 18,998 | SH | SOLE | 0 | 0 | 0 | 18,998 | |
KIMBERLY CLARK CORP | COM | 494368103 | 712 | 5,169 | SH | SOLE | 0 | 0 | 0 | 5,169 | |
CANADIAN IMP BK COMM | COM | 136069101 | 381 | 6,640 | SH | SOLE | 0 | 0 | 0 | 6,640 | |
PEOPLES UTAH BANCORP | COM | 712706209 | 432 | 25,610 | SH | SOLE | 0 | 0 | 0 | 25,610 | |
TOTAL S.A. | SPONSORED ADS | 89151E109 | 330 | 9,797 | SH | SOLE | 0 | 0 | 0 | 9,797 | |
BP PLC | SPONSORED ADR | 055622104 | 598 | 26,192 | SH | SOLE | 0 | 0 | 0 | 26,192 | |
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 809 | 8,867 | SH | SOLE | 0 | 0 | 0 | 8,867 | |
FIRST TR BICK INDEX FD | COM SHS | 33733H107 | 864 | 40,719 | SH | SOLE | 0 | 0 | 0 | 40,719 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,608 | 28,333 | SH | SOLE | 0 | 0 | 0 | 28,333 | |
HONEYWELL INTL INC | COM | 438516106 | 427 | 3,164 | SH | SOLE | 0 | 0 | 0 | 3,164 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 958 | 12,695 | SH | SOLE | 0 | 0 | 0 | 12,695 | |
INVESCO LTD | SHS | G491BT108 | 94 | 10,461 | SH | SOLE | 0 | 0 | 0 | 10,461 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 5,225 | 39,152 | SH | SOLE | 0 | 0 | 0 | 39,152 | |
FLAHERTY & CRUMRIN PFD & INM | COM | 338478100 | 2,391 | 135,011 | SH | SOLE | 0 | 0 | 0 | 135,011 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 701 | 6,497 | SH | SOLE | 0 | 0 | 0 | 6,497 | |
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 295 | 7,005 | SH | SOLE | 0 | 0 | 0 | 7,005 | |
FIRST TR EXCH TRADED FD III | RIVRFRNT DYN DEV | 33739P608 | 968 | 20,718 | SH | SOLE | 0 | 0 | 0 | 20,718 | |
CHEVRON CORP NEW | COM | 166764100 | 756 | 9,164 | SH | SOLE | 0 | 0 | 0 | 9,164 | |
ALTRIA GROUP INC | COM | 02209S103 | 527 | 12,888 | SH | SOLE | 0 | 0 | 0 | 12,888 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,092 | 9,063 | SH | SOLE | 0 | 0 | 0 | 9,063 | |
ISHARES TR | CORE TOTAL USD | 46434V613 | 602 | 11,247 | SH | SOLE | 0 | 0 | 0 | 11,247 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 229 | 16,862 | SH | SOLE | 0 | 0 | 0 | 16,862 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 3,839 | 112,983 | SH | SOLE | 0 | 0 | 0 | 112,983 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 832 | 14,622 | SH | SOLE | 0 | 0 | 0 | 14,622 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,084 | 9,247 | SH | SOLE | 0 | 0 | 0 | 9,247 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 768 | 8,772 | SH | SOLE | 0 | 0 | 0 | 8,772 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 824 | 20,690 | SH | SOLE | 0 | 0 | 0 | 20,690 | |
AMGEN INC | COM | 031162100 | 576 | 2,598 | SH | SOLE | 0 | 0 | 0 | 2,598 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 425 | 7,423 | SH | SOLE | 0 | 0 | 0 | 7,423 | |
ISHARES TR | INTRM TR CRP ETF | 464288638 | 775 | 13,424 | SH | SOLE | 0 | 0 | 0 | 13,424 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 484 | 17,718 | SH | SOLE | 0 | 0 | 0 | 17,718 | |
AMAZON COM INC | COM | 023135106 | 855 | 371 | SH | SOLE | 0 | 0 | 0 | 371 | |
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 2,735 | 29,877 | SH | SOLE | 0 | 0 | 0 | 29,877 | |
NETFLIX INC | COM | 64110L106 | 734 | 1,719 | SH | SOLE | 0 | 0 | 0 | 1,719 | |
SPDR SER TR | PORTFOLIO SH TSR | 78468R101 | 1,719 | 55,985 | SH | SOLE | 0 | 0 | 0 | 55,985 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 632 | 2,245 | SH | SOLE | 0 | 0 | 0 | 2,245 | |
SOUTHERN CO | COM | 842587107 | 740 | 13,233 | SH | SOLE | 0 | 0 | 0 | 13,233 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 729 | 2,349 | SH | SOLE | 0 | 0 | 0 | 2,349 | |
BOEING CO | COM | 097023105 | 417 | 2,858 | SH | SOLE | 0 | 0 | 0 | 2,858 | |
COCA COLA CO | COM | 191216100 | 822 | 17,268 | SH | SOLE | 0 | 0 | 0 | 17,268 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 970 | 4,630 | SH | SOLE | 0 | 0 | 0 | 4,630 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 279 | 3,121 | SH | SOLE | 0 | 0 | 0 | 3,121 | |
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 290 | 13,594 | SH | SOLE | 0 | 0 | 0 | 13,594 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 2,813 | 16,420 | SH | SOLE | 0 | 0 | 0 | 16,420 | |
ISHARES TR | MULTIFACTOR GLBL | 46434V316 | 966 | 38,284 | SH | SOLE | 0 | 0 | 0 | 38,284 | |
VISA INC | COM CL A | 92826C839 | 801 | 4,827 | SH | SOLE | 0 | 0 | 0 | 4,827 | |
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 600 | 10,851 | SH | SOLE | 0 | 0 | 0 | 10,851 | |
HUNTINGTON BANCSHARES INC | COM | 446150104 | 268 | 34,655 | SH | SOLE | 0 | 0 | 0 | 34,655 | |
ZOETIS INC | CL A | 98978V103 | 519 | 4,190 | SH | SOLE | 0 | 0 | 0 | 4,190 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 536 | 7,188 | SH | SOLE | 0 | 0 | 0 | 7,188 | |
PIMCO CORPORATE & INCOME STR | COM | 72200U100 | 2,225 | 158,729 | SH | SOLE | 0 | 0 | 0 | 158,729 | |
PPL CORP | COM | 69351T106 | 501 | 19,833 | SH | SOLE | 0 | 0 | 0 | 19,833 | |
VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 | 4,781 | 43,203 | SH | SOLE | 0 | 0 | 0 | 43,203 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 457 | 10,511 | SH | SOLE | 0 | 0 | 0 | 10,511 | |
BCE INC | COM NEW | 05534B760 | 688 | 16,699 | SH | SOLE | 0 | 0 | 0 | 16,699 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 2,341 | 24,639 | SH | SOLE | 0 | 0 | 0 | 24,639 | |
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 847 | 28,243 | SH | SOLE | 0 | 0 | 0 | 28,243 | |
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 575 | 24,660 | SH | SOLE | 0 | 0 | 0 | 24,660 | |
SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | 1,112 | 23,127 | SH | SOLE | 0 | 0 | 0 | 23,127 | |
ARES CAPITAL CORP | COM | 04010L103 | 2,050 | 168,593 | SH | SOLE | 0 | 0 | 0 | 168,593 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 710 | 19,352 | SH | SOLE | 0 | 0 | 0 | 19,352 | |
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 225 | 3,474 | SH | SOLE | 0 | 0 | 0 | 3,474 | |
ALPS ETF TR | RIVERFRONT UNC | 00162Q544 | 245 | 10,136 | SH | SOLE | 0 | 0 | 0 | 10,136 | |
PROCTER & GAMBLE CO | COM | 742718109 | 726 | 5,991 | SH | SOLE | 0 | 0 | 0 | 5,991 | |
ABBVIE INC | COM | 00287Y109 | 827 | 10,103 | SH | SOLE | 0 | 0 | 0 | 10,103 | |
ADVISORSHARES TR | NEWFLT MULSINC | 00768Y727 | 234 | 4,997 | SH | SOLE | 0 | 0 | 0 | 4,997 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,224 | 8,639 | SH | SOLE | 0 | 0 | 0 | 8,639 | |
FIRST TR EXCH TRADED FD III | RIVRFRNT DY ASIA | 33739P509 | 224 | 5,212 | SH | SOLE | 0 | 0 | 0 | 5,212 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 676 | 6,761 | SH | SOLE | 0 | 0 | 0 | 6,761 | |
PEPSICO INC | COM | 713448108 | 767 | 5,682 | SH | SOLE | 0 | 0 | 0 | 5,682 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,353 | 14,538 | SH | SOLE | 0 | 0 | 0 | 14,538 | |
PIMCO INCOME OPPORTUNITY FD | COM | 72202B100 | 2,176 | 106,622 | SH | SOLE | 0 | 0 | 0 | 106,622 | |
ISHARES TR | SHORT TREAS BD | 464288679 | 1,675 | 15,108 | SH | SOLE | 0 | 0 | 0 | 15,108 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 641 | 2,590 | SH | SOLE | 0 | 0 | 0 | 2,590 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 443 | 6,818 | SH | SOLE | 0 | 0 | 0 | 6,818 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 4,957 | 56,569 | SH | SOLE | 0 | 0 | 0 | 56,569 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 681 | 2,090 | SH | SOLE | 0 | 0 | 0 | 2,090 | |
ALPS ETF TR | RIVERFRNT DYMC | 00162Q528 | 2,857 | 97,321 | SH | SOLE | 0 | 0 | 0 | 97,321 | |
FACEBOOK INC | CL A | 30303M102 | 604 | 3,414 | SH | SOLE | 0 | 0 | 0 | 3,414 | |
ABERDEEN STD GOLD ETF TR | PHYSCL GOLD SHS | 00326A104 | 858 | 51,688 | SH | SOLE | 0 | 0 | 0 | 51,688 | |
J P MORGAN EXCHANGE-TRADED F | HIGH YLD RESRCH | 46641Q878 | 245 | 5,162 | SH | SOLE | 0 | 0 | 0 | 5,162 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 958 | 5,895 | SH | SOLE | 0 | 0 | 0 | 5,895 | |
MASTERCARD INC | CL A | 57636Q104 | 666 | 2,590 | SH | SOLE | 0 | 0 | 0 | 2,590 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 851 | 50,936 | SH | SOLE | 0 | 0 | 0 | 50,936 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 774 | 13,067 | SH | SOLE | 0 | 0 | 0 | 13,067 | |
GENERAL MLS INC | COM | 370334104 | 340 | 5,757 | SH | SOLE | 0 | 0 | 0 | 5,757 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,066 | 11,034 | SH | SOLE | 0 | 0 | 0 | 11,034 | |
ADOBE INC | COM | 00724F101 | 736 | 2,213 | SH | SOLE | 0 | 0 | 0 | 2,213 | |
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 606 | 20,972 | SH | SOLE | 0 | 0 | 0 | 20,972 | |
DANAHER CORPORATION | COM | 235851102 | 743 | 4,863 | SH | SOLE | 0 | 0 | 0 | 4,863 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 716 | 33,084 | SH | SOLE | 0 | 0 | 0 | 33,084 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 280 | 20,710 | SH | SOLE | 0 | 0 | 0 | 20,710 | |
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 1,866 | 37,272 | SH | SOLE | 0 | 0 | 0 | 37,272 | |
GOLUB CAP BDC INC | COM | 38173M102 | 1,968 | 166,638 | SH | SOLE | 0 | 0 | 0 | 166,638 | |
ISHARES U S ETF TR | SHT MAT BD ETF | 46431W507 | 1,069 | 21,748 | SH | SOLE | 0 | 0 | 0 | 21,748 | |
APPLE INC | COM | 037833100 | 3,101 | 10,903 | SH | SOLE | 0 | 0 | 0 | 10,903 | |
ALPS ETF TR | RIVERFRONT DYM | 00162Q536 | 4,945 | 189,331 | SH | SOLE | 0 | 0 | 0 | 189,331 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,518 | 13,784 | SH | SOLE | 0 | 0 | 0 | 13,784 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 236 | 2,826 | SH | SOLE | 0 | 0 | 0 | 2,826 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 435 | 7,182 | SH | SOLE | 0 | 0 | 0 | 7,182 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 3,039 | 36,734 | SH | SOLE | 0 | 0 | 0 | 36,734 | |
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 763 | 17,193 | SH | SOLE | 0 | 0 | 0 | 17,193 | |
AT&T INC | COM | 00206R102 | 822 | 27,312 | SH | SOLE | 0 | 0 | 0 | 27,312 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 572 | 4,760 | SH | SOLE | 0 | 0 | 0 | 4,760 |