Purchases and Sales Made in Q1 2021 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q1 2021. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
246KNew |
$2.51M - $3.39M
|
246K
$4.47M
|
|
May 17, 2021
Q1 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
209KNew |
$2.14M - $2.88M
|
209K
$3.8M
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
170K+ 17.49% |
$1.74M - $2.34M
|
1.14M
$20.8M
|
|
May 13, 2021
Q1 2021
|
Van Eck Associates Corp
|
BUY
|
- |
133K+ 14.86% |
$1.36M - $1.84M
|
1.03M
$18.7M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
103K+ 168.53% |
$1.05M - $1.42M
|
163K
$2.97M
|
|
Apr 30, 2021
Q1 2021
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
80.6KNew |
$824K - $1.11M
|
80.6K
$1.47M
|
|
May 14, 2021
Q1 2021
|
Callodine Capital Management, LP
Boston, MA |
BUY
|
- |
62.7K+ 10.3% |
$642K - $866K
|
672K
$12.2M
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
56.6K+ 100.0% |
$579K - $781K
|
113K
$2.06M
|
|
May 07, 2021
Q1 2021
|
Clarus Group, Inc.
|
BUY
|
- |
45KNew |
$460K - $621K
|
45K
$819K
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
43.5K+ 260.42% |
$445K - $600K
|
60.2K
$1.1M
|
|
May 14, 2021
Q1 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
36.2KNew |
$370K - $499K
|
36.2K
$658K
|
|
Jan 27, 2022
Q1 2021
|
Summit Global Investments
Bountiful, UT |
BUY
|
- |
31.1KNew |
$318K - $429K
|
31.1K
$566K
|
|
May 11, 2021
Q1 2021
|
Marcum Wealth, LLC
|
BUY
|
- |
28KNew |
$286K - $386K
|
28K
$509K
|
|
May 17, 2021
Q1 2021
|
Benefit Street Partners LLC
|
BUY
|
- |
23.7K+ 30.04% |
$242K - $327K
|
102K
$1.86M
|
|
May 07, 2021
Q1 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
22.3KNew |
$228K - $307K
|
22.3K
$405K
|
|
May 17, 2021
Q1 2021
|
Pdt Partners, LLC
New York, NY |
BUY
|
- |
15.5KNew |
$159K - $214K
|
15.5K
$283K
|
|
Apr 30, 2021
Q1 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
12.6KNew |
$128K - $173K
|
12.6K
$228K
|
|
May 13, 2021
Q1 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.2KNew |
$114K - $154K
|
11.2K
$203K
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.2KNew |
$104K - $140K
|
10.2K
$185K
|
|
May 07, 2021
Q1 2021
|
Novare Capital Management LLC
|
BUY
|
- |
7.53K+ 3.42% |
$77K - $104K
|
227K
$4.14M
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
7.29K+ 38.68% |
$74.6K - $101K
|
26.1K
$475K
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.95K+ 11.56% |
$71.1K - $95.9K
|
67K
$1.22M
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.5K+ 160.18% |
$66.5K - $89.7K
|
10.6K
$192K
|
|
May 14, 2021
Q1 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
5.7KNew |
$58.4K - $78.7K
|
5.7K
$104K
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.8K+ 0.69% |
$38.9K - $52.5K
|
555K
$10.1M
|
|
Apr 30, 2021
Q1 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
2.31K+ 0.52% |
$23.7K - $31.9K
|
449K
$8.17M
|
|
May 13, 2021
Q1 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
1.74K+ 4.43% |
$17.8K - $24K
|
40.9K
$744K
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.6K+ 40.03% |
$16.4K - $22.1K
|
5.6K
$102K
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.35K+ 5.22% |
$13.8K - $18.6K
|
27.2K
$495K
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.14K+ 101.16% |
$11.6K - $15.7K
|
2.26K
$41.1K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.08KNew |
$11K - $14.9K
|
1.08K
$19.6K
|
|
May 14, 2021
Q1 2021
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
822+ 0.18% |
$8.41K - $11.3K
|
448K
$8.14M
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
629+ 4.41% |
$6.43K - $8.68K
|
14.9K
$271K
|
|
May 11, 2021
Q1 2021
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
500+ 41.67% |
$5.12K - $6.9K
|
1.7K
$30.9K
|
|
Apr 26, 2021
Q1 2021
|
Simplex Trading, LLC
|
BUY
|
- |
187+ 397.87% |
$1.91K - $2.58K
|
234
$4.26K
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
179+ 0.7% |
$1.83K - $2.47K
|
25.9K
$471K
|
|
May 14, 2021
Q1 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
44+ 1.95% |
$450 - $607
|
2.3K
$41.8K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-5Closed |
$51.2 - $69
|
0
$0
|
|
May 03, 2021
Q1 2021
|
Asset Dedication, LLC
|
SELL
|
- |
-125Closed |
$1.28K - $1.73K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-184- 0.55% |
$1.88K - $2.54K
|
33.3K
$606K
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-348- 26.52% |
$3.56K - $4.8K
|
964
$17.5K
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-636Closed |
$6.51K - $8.78K
|
0
$0
|
|
May 04, 2021
Q1 2021
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-667- 3.07% |
$6.82K - $9.2K
|
21.1K
$383K
|
|
May 17, 2021
Q1 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-1.21K- 2.29% |
$12.4K - $16.7K
|
51.6K
$938K
|
|
May 11, 2021
Q1 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-1.93K- 8.72% |
$19.7K - $26.6K
|
20.2K
$367K
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.46K- 3.06% |
$25.2K - $33.9K
|
77.9K
$1.42M
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.9K- 19.33% |
$29.7K - $40K
|
12.1K
$220K
|
|
May 17, 2021
Q1 2021
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-3.02K- 12.72% |
$30.8K - $41.6K
|
20.7K
$376K
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-3.07K- 0.47% |
$31.4K - $42.4K
|
653K
$11.9M
|