Purchases and Sales Made in Q2 2021 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q2 2021. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 11, 2021
Q2 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
327KNew |
$4.21M - $4.57M
|
327K
$5.95M
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
175K+ 15.31% |
$2.25M - $2.44M
|
1.32M
$23.9M
|
|
Aug 16, 2021
Q2 2021
|
Zeke Capital Advisors, LLC
Berwyn, PA |
BUY
|
- |
161KNew |
$2.07M - $2.24M
|
161K
$2.92M
|
|
Aug 16, 2021
Q2 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
156K+ 103.87% |
$2M - $2.17M
|
305K
$5.55M
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
143KNew |
$1.84M - $2M
|
143K
$2.6M
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
114KNew |
$1.47M - $1.59M
|
114K
$2.07M
|
|
Aug 16, 2021
Q2 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
63.3K+ 24.74% |
$815K - $884K
|
319K
$5.81M
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
60.4K+ 36.98% |
$778K - $844K
|
224K
$4.07M
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
42.3K+ 20.23% |
$544K - $590K
|
251K
$4.57M
|
|
Aug 11, 2021
Q2 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
42K+ 115.99% |
$540K - $586K
|
78.1K
$1.42M
|
|
Aug 02, 2021
Q2 2021
|
Novare Capital Management LLC
|
BUY
|
- |
40.9K+ 17.99% |
$526K - $571K
|
268K
$4.88M
|
|
Jul 22, 2021
Q2 2021
|
Marino, Stram & Associates LLC
|
BUY
|
- |
34.9KNew |
$449K - $488K
|
34.9K
$635K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
23.8K+ 35.48% |
$306K - $332K
|
90.8K
$1.65M
|
|
Aug 13, 2021
Q2 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
21.1KNew |
$272K - $295K
|
21.1K
$384K
|
|
Aug 16, 2021
Q2 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
20.1KNew |
$259K - $281K
|
20.1K
$366K
|
|
Aug 16, 2021
Q2 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
15.8K+ 2.78% |
$203K - $221K
|
584K
$10.6M
|
|
Aug 12, 2021
Q2 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
15.3KNew |
$197K - $214K
|
15.3K
$279K
|
|
Aug 16, 2021
Q2 2021
|
Pdt Partners, LLC
New York, NY |
BUY
|
- |
12.6K+ 81.24% |
$162K - $176K
|
28.2K
$512K
|
|
Aug 13, 2021
Q2 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.3KNew |
$145K - $157K
|
11.3K
$205K
|
|
Aug 10, 2021
Q2 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
9.11K+ 17.67% |
$117K - $127K
|
60.7K
$1.1M
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
7.77K+ 12.9% |
$100K - $109K
|
68K
$1.24M
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.11K+ 40.46% |
$52.9K - $57.4K
|
14.3K
$259K
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.75K+ 11.26% |
$48.3K - $52.4K
|
37.1K
$674K
|
|
Jul 19, 2021
Q2 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
3.25K+ 26.86% |
$41.8K - $45.4K
|
15.4K
$279K
|
|
Jul 26, 2021
Q2 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
2.7KNew |
$34.7K - $37.7K
|
2.7K
$49.1K
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.58K+ 9.87% |
$33.2K - $36K
|
28.7K
$522K
|
|
Aug 16, 2021
Q2 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
1.9K+ 5.39% |
$24.5K - $26.6K
|
37.2K
$677K
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.24KNew |
$15.9K - $17.3K
|
1.24K
$22.5K
|
|
Aug 11, 2021
Q2 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.11K+ 6.65% |
$14.3K - $15.6K
|
17.9K
$325K
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
636New |
$8.19K - $8.88K
|
636
$11.6K
|
|
Aug 31, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
428+ 1.25% |
$5.51K - $5.98K
|
34.7K
$632K
|
|
Aug 10, 2021
Q2 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
269+ 2.41% |
$3.46K - $3.76K
|
11.5K
$208K
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
153+ 0.59% |
$1.97K - $2.14K
|
26.1K
$474K
|
|
Aug 09, 2021
Q2 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
37+ 1.61% |
$476 - $517
|
2.33K
$42.5K
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
29+ 2.69% |
$373 - $405
|
1.11K
$20.1K
|
|
Aug 11, 2021
Q2 2021
|
Roosevelt Investment Group LLC
|
BUY
|
- |
15+ 0.07% |
$193 - $210
|
21.1K
$384K
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-65- 0.06% |
$837 - $908
|
104K
$1.89M
|
|
Jul 13, 2021
Q2 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-229- 36.01% |
$2.95K - $3.2K
|
407
$7.4K
|
|
Aug 12, 2021
Q2 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-234Closed |
$3.01K - $3.27K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-382- 2.56% |
$4.92K - $5.34K
|
14.5K
$264K
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-820- 0.15% |
$10.6K - $11.5K
|
554K
$10.1M
|
|
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-964Closed |
$12.4K - $13.5K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.6K- 5.88% |
$20.6K - $22.4K
|
25.6K
$466K
|
|
Aug 11, 2021
Q2 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-2.15K- 13.34% |
$27.6K - $30K
|
13.9K
$254K
|
|
Aug 16, 2021
Q2 2021
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-3.17K- 7.75% |
$40.8K - $44.3K
|
37.7K
$687K
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.6K- 64.29% |
$46.3K - $50.3K
|
2K
$36.4K
|
|
Jul 20, 2021
Q2 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-4K- 67.8% |
$51.5K - $55.9K
|
1.9K
$34.6K
|
|
Aug 13, 2021
Q2 2021
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-4.16K- 2.28% |
$53.5K - $58.1K
|
178K
$3.24M
|
|
Aug 03, 2021
Q2 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-4.82K- 2.42% |
$62K - $67.3K
|
194K
$3.54M
|