Purchases and Sales Made in Q3 2021 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q3 2021. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Novare Capital Management LLC
|
SELL
|
- |
-50- 0.02% |
$650 - $714
|
268K
$4.83M
|
|
|
Nov 03, 2021
Q3 2021
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-200- 0.19% |
$2.6K - $2.86K
|
103K
$1.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-409- 0.54% |
$5.31K - $5.84K
|
75.5K
$1.36M
|
|
|
Nov 15, 2021
Q3 2021
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-458- 1.63% |
$5.95K - $6.54K
|
27.7K
$499K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-636Closed |
$8.26K - $9.08K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-815- 1.34% |
$10.6K - $11.6K
|
59.9K
$1.08M
|
|
|
Nov 04, 2021
Q3 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-1K- 52.63% |
$13K - $14.3K
|
900
$16.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.03K- 1.51% |
$13.4K - $14.7K
|
66.9K
$1.2M
|
|
|
Nov 05, 2021
Q3 2021
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-1.08K- 5.11% |
$14K - $15.4K
|
20K
$360K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.24KClosed |
$16.1K - $17.7K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-2KClosed |
$26K - $28.6K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.32K- 6.26% |
$30.1K - $33.1K
|
34.7K
$625K
|
|
|
Oct 14, 2021
Q3 2021
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-2.4K- 6.92% |
$31.2K - $34.3K
|
32.3K
$581K
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-3.58K- 0.61% |
$46.4K - $51.1K
|
581K
$10.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-4.17K- 9.16% |
$54.2K - $59.5K
|
41.3K
$744K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-5K- 33.33% |
$65K - $71.4K
|
10K
$180K
|
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-8.24K- 4.62% |
$107K - $118K
|
170K
$3.06M
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-8.4K- 2.63% |
$109K - $120K
|
311K
$5.59M
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-11.1KClosed |
$145K - $159K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-15.3KClosed |
$199K - $219K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-18.6KClosed |
$242K - $266K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-19.7K- 6.44% |
$256K - $281K
|
286K
$5.14M
|
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-20.1KClosed |
$261K - $287K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Stillwater Capital Advisors, LLC
|
SELL
|
- |
-21KClosed |
$273K - $300K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-22.3KClosed |
$289K - $318K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-23K- 6.58% |
$298K - $328K
|
326K
$5.86M
|
|
|
Nov 10, 2021
Q3 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-28.2KClosed |
$366K - $403K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-31.1K- 49.7% |
$405K - $445K
|
31.5K
$567K
|
|
|
Oct 14, 2021
Q3 2021
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-34.9KClosed |
$453K - $498K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-45K- 47.37% |
$585K - $643K
|
50K
$900K
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
SELL
|
- |
-60K- 6.86% |
$779K - $856K
|
814K
$14.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-138K- 10.49% |
$1.79M - $1.97M
|
1.18M
$21.2M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-299K- 58.86% |
$3.88M - $4.26M
|
209K
$3.76M
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-545K- 43.72% |
$7.08M - $7.79M
|
702K
$12.6M
|