Purchases and Sales Made in Q4 2021 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q4 2021. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
154+ 1.05% |
$2.06K - $2.19K
|
14.8K
$250K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
52+ 0.08% |
$695 - $741
|
67K
$1.13M
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
39+ 1.64% |
$521 - $556
|
2.41K
$40.6K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
13+ 0.01% |
$174 - $185
|
95.1K
$1.6M
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-258- 6.36% |
$3.45K - $3.68K
|
3.8K
$64K
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-470- 2.61% |
$6.28K - $6.7K
|
17.5K
$296K
|
|
|
Feb 14, 2022
Q4 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-553Closed |
$7.39K - $7.88K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-990- 13.62% |
$13.2K - $14.1K
|
6.28K
$106K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.14KClosed |
$15.2K - $16.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.9KClosed |
$25.4K - $27.1K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2KClosed |
$26.7K - $28.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-2.12K- 1.02% |
$28.3K - $30.2K
|
205K
$3.46M
|
|
|
Feb 03, 2022
Q4 2021
|
Novare Capital Management LLC
|
SELL
|
- |
-2.65K- 0.99% |
$35.3K - $37.7K
|
266K
$4.48M
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-2.7KClosed |
$36.1K - $38.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.56K- 21.7% |
$74.3K - $79.2K
|
20.1K
$338K
|
|
|
Feb 02, 2022
Q4 2021
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-6.52K- 32.58% |
$87.1K - $92.9K
|
13.5K
$227K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-9.14K- 4.38% |
$122K - $130K
|
199K
$3.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-10K- 1.56% |
$134K - $143K
|
630K
$10.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-11.2K- 18.77% |
$150K - $160K
|
48.6K
$819K
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-13.2K- 4.04% |
$176K - $187K
|
313K
$5.27M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-13.3KClosed |
$178K - $190K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.9K- 17.79% |
$185K - $198K
|
64.1K
$1.08M
|
|
|
Feb 15, 2022
Q4 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-14.2K- 23.65% |
$190K - $203K
|
46K
$775K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-15.4KClosed |
$205K - $219K
|
0
$0
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-16.4KClosed |
$219K - $233K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-17.2KClosed |
$230K - $245K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-18.2K- 56.35% |
$243K - $259K
|
14.1K
$238K
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
SELL
|
- |
-22.2K- 2.73% |
$296K - $316K
|
792K
$13.3M
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-27K- 8.69% |
$361K - $385K
|
284K
$4.78M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-31.5KClosed |
$421K - $449K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Gries Financial LLC
Cleveland, OH |
SELL
|
- |
-33.2K- 13.49% |
$443K - $472K
|
213K
$3.58M
|
|
|
Feb 11, 2022
Q4 2021
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-73.9K- 16.67% |
$988K - $1.05M
|
369K
$6.22M
|
|
|
Feb 02, 2022
Q4 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-73.9K- 16.67% |
$988K - $1.05M
|
369K
$6.22M
|
|
|
Feb 11, 2022
Q4 2021
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-91KClosed |
$1.22M - $1.3M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-118K- 10.02% |
$1.58M - $1.68M
|
1.06M
$17.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-339K- 52.53% |
$4.52M - $4.83M
|
306K
$5.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-554KClosed |
$7.41M - $7.9M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-702KClosed |
$9.38M - $10M
|
0
$0
|