Purchases and Sales Made in Q4 2022 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q4 2022. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Quarry LP
New York, NY |
BUY
|
- |
2KNew |
$23.1K - $29.4K
|
2K
$33.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
1.93KNew |
$22.4K - $28.5K
|
1.93K
$32.1K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.64K+ 2.31% |
$19.1K - $24.2K
|
72.8K
$1.21M
|
|
|
Oct 23, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1.31K+ 2.12% |
$15.2K - $19.3K
|
62.9K
$1.04M
|
|
|
Feb 13, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1.31K+ 2.12% |
$15.2K - $19.3K
|
62.9K
$1.04M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.07K+ 1.87% |
$12.4K - $15.8K
|
58.5K
$972K
|
|
|
Feb 13, 2023
Q4 2022
|
Parkside Financial Bank & Trust
|
BUY
|
- |
925New |
$10.7K - $13.6K
|
925
$15.4K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
787+ 2.58% |
$9.12K - $11.6K
|
31.3K
$520K
|
|
|
Feb 15, 2023
Q4 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
418+ 2.16% |
$4.84K - $6.17K
|
19.8K
$329K
|
|
|
Feb 14, 2023
Q4 2022
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
414+ 0.28% |
$4.8K - $6.11K
|
150K
$2.49M
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
296+ 2.78% |
$3.43K - $4.37K
|
11K
$182K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
184New |
$2.13K - $2.71K
|
184
$3.06K
|
|
|
Feb 14, 2023
Q4 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
159+ 2.11% |
$1.84K - $2.35K
|
7.69K
$128K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
140+ 3.36% |
$1.62K - $2.07K
|
4.31K
$71.6K
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
51+ 2.01% |
$591 - $752
|
2.58K
$42.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
21New |
$243 - $310
|
21
$349
|
|
|
Jan 12, 2023
Q4 2022
|
Baystate Wealth Management LLC
|
BUY
|
- |
14+ 3.22% |
$162 - $207
|
449
$7.46K
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
1+ 4.0% |
$11.6 - $14.8
|
26
$432
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 30, 2023
Q4 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-49- 0.01% |
$568 - $723
|
340K
$5.64M
|
|
|
Feb 09, 2023
Q4 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-49- 0.01% |
$568 - $723
|
340K
$5.64M
|
|
|
Feb 14, 2023
Q4 2022
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-164- 1.55% |
$1.9K - $2.42K
|
10.4K
$173K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-167- 1.26% |
$1.94K - $2.46K
|
13.1K
$218K
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-175- 12.81% |
$2.03K - $2.58K
|
1.19K
$19.8K
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-692- 1.67% |
$8.02K - $10.2K
|
40.8K
$678K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-778- 4.22% |
$9.02K - $11.5K
|
17.7K
$293K
|
|
|
Feb 13, 2023
Q4 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-1.34K- 8.19% |
$15.6K - $19.8K
|
15K
$250K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.57K- 1.95% |
$18.2K - $23.1K
|
78.9K
$1.31M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.94K- 1.27% |
$22.5K - $28.6K
|
150K
$2.5M
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
SELL
|
- |
-1.97K- 3.32% |
$22.8K - $29K
|
57.2K
$951K
|
|
|
Feb 14, 2023
Q4 2022
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-2.08K- 13.4% |
$24.2K - $30.7K
|
13.5K
$224K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.91K- 18.61% |
$45.4K - $57.7K
|
17.1K
$284K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-3.94K- 3.64% |
$45.7K - $58.2K
|
104K
$1.73M
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-8.3K- 24.76% |
$96.2K - $122K
|
25.2K
$419K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.2K- 3.61% |
$118K - $150K
|
272K
$4.51M
|
|
|
Feb 14, 2023
Q4 2022
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-10.2K- 11.93% |
$118K - $150K
|
75.3K
$1.25M
|
|
|
Jan 18, 2023
Q4 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-11.3K- 5.63% |
$131K - $166K
|
189K
$3.14M
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-12.8K- 23.06% |
$149K - $189K
|
42.8K
$712K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-20.5K- 58.56% |
$237K - $302K
|
14.5K
$241K
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-28.1K- 9.2% |
$325K - $414K
|
277K
$4.61M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-43.7K- 65.9% |
$506K - $644K
|
22.6K
$376K
|
|
|
Feb 14, 2023
Q4 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-137K- 26.87% |
$1.59M - $2.03M
|
374K
$6.21M
|
|
|
Feb 13, 2023
Q4 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-185K- 58.6% |
$2.15M - $2.73M
|
131K
$2.17M
|