Purchases and Sales Made in Q1 2022 in Cion Investment Corp (CION)
This table provides information about the institutional ownership of Cion Investment Corp (CION) during Q1 2022. The information is specifically focused on institutions that hold shares of CION Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2022
Q1 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
312KNew |
$3.69M - $4.68M
|
312K
$3.4M
|
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
265K+ 204.48% |
$3.13M - $3.97M
|
394K
$4.3M
|
|
|
Sep 07, 2022
Q1 2022
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
202KNew |
$2.38M - $3.02M
|
202K
$2.2M
|
|
|
May 03, 2022
Q1 2022
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
105K+ 108.27% |
$1.24M - $1.57M
|
202K
$2.2M
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
104KNew |
$1.22M - $1.55M
|
104K
$1.13M
|
|
|
Apr 18, 2022
Q1 2022
|
Acorn Financial Advisory Services Inc
|
BUY
|
- |
98.6KNew |
$1.16M - $1.48M
|
98.6K
$1.08M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
52.2K+ 302.36% |
$616K - $782K
|
69.5K
$758K
|
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
49.5KNew |
$584K - $742K
|
49.5K
$540K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
38KNew |
$449K - $570K
|
38K
$414K
|
|
|
May 06, 2022
Q1 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
33.7KNew |
$398K - $505K
|
33.7K
$367K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
25.9K+ 1042.43% |
$306K - $388K
|
28.4K
$309K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
25K+ 22.99% |
$295K - $374K
|
134K
$1.46M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
24.1K+ 888.66% |
$285K - $362K
|
26.9K
$293K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
22.7KNew |
$268K - $341K
|
22.7K
$248K
|
|
|
May 05, 2022
Q1 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
21.7K+ 37.63% |
$256K - $325K
|
79.4K
$865K
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
20.7KNew |
$244K - $310K
|
20.7K
$226K
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
19.3KNew |
$228K - $290K
|
19.3K
$211K
|
|
|
May 13, 2022
Q1 2022
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
18.1KNew |
$213K - $271K
|
18.1K
$197K
|
|
|
May 13, 2022
Q1 2022
|
Symphony Financial, Ltd. Co.
|
BUY
|
- |
15.5KNew |
$183K - $233K
|
15.5K
$169K
|
|
|
May 17, 2022
Q1 2022
|
Heirloom Wealth Management
Greenwood Village, CO |
BUY
|
- |
14.5KNew |
$172K - $218K
|
14.5K
$159K
|
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
12K+ 100.07% |
$142K - $180K
|
24K
$262K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.9K+ 6.23% |
$140K - $178K
|
202K
$2.21M
|
|
|
Apr 22, 2022
Q1 2022
|
Dfpg Investments, LLC
|
BUY
|
- |
11.8KNew |
$140K - $177K
|
11.8K
$129K
|
|
|
May 17, 2022
Q1 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
11.8K+ 90.51% |
$140K - $177K
|
24.9K
$272K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11.8KNew |
$139K - $177K
|
11.8K
$129K
|
|
|
May 13, 2022
Q1 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
11.5KNew |
$136K - $172K
|
11.5K
$125K
|
|
|
Apr 26, 2022
Q1 2022
|
Sciencast Management LP
|
BUY
|
- |
11.5KNew |
$135K - $172K
|
11.5K
$125K
|
|
|
May 10, 2022
Q1 2022
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
11.2KNew |
$133K - $168K
|
11.2K
$123K
|
|
|
May 10, 2022
Q1 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
10.2KNew |
$120K - $153K
|
10.2K
$111K
|
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
10.2KNew |
$120K - $153K
|
10.2K
$111K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
9.28K+ 68.18% |
$109K - $139K
|
22.9K
$249K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.44K+ 20.35% |
$40.6K - $51.6K
|
20.4K
$222K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.54K+ 6.14% |
$18.1K - $23K
|
26.6K
$290K
|
|
|
May 11, 2022
Q1 2022
|
Ovata Capital Management LTD
|
BUY
|
- |
950New |
$11.2K - $14.2K
|
950
$10.4K
|
|
|
Apr 29, 2022
Q1 2022
|
Financial Connections Group, Inc.
|
BUY
|
- |
877New |
$10.3K - $13.1K
|
877
$9.56K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
542New |
$6.4K - $8.12K
|
542
$5.91K
|
|
|
Aug 15, 2022
Q1 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
451New |
$5.32K - $6.76K
|
451
$4.92K
|
|
|
May 16, 2022
Q1 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
395+ 11.06% |
$4.66K - $5.92K
|
3.97K
$43.2K
|
|
|
May 10, 2022
Q1 2022
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
284+ 1.29% |
$3.35K - $4.25K
|
22.3K
$243K
|
|
|
May 04, 2022
Q1 2022
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
261+ 1.51% |
$3.08K - $3.91K
|
17.6K
$191K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
135+ 6.91% |
$1.59K - $2.02K
|
2.09K
$22.8K
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
117+ 0.31% |
$1.38K - $1.75K
|
37.7K
$411K
|
|
|
May 13, 2022
Q1 2022
|
Wealthstar Advisors, LLC
Plano, TX |
BUY
|
- |
90+ 0.44% |
$1.06K - $1.35K
|
20.5K
$224K
|
|
|
Apr 29, 2022
Q1 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
29+ 0.91% |
$342 - $434
|
3.22K
$35.1K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9- 0.08% |
$106 - $135
|
11.4K
$125K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-119- 40.89% |
$1.4K - $1.78K
|
172
$1.87K
|
|
|
Apr 13, 2022
Q1 2022
|
Syverson Strege & CO
West Des Moines, IA |
SELL
|
- |
-159Closed |
$1.88K - $2.38K
|
0
$0
|
|
|
Nov 17, 2023
Q1 2022
|
National Wealth Management Group, LLC
Cincinnati, OH |
SELL
|
- |
-411- 3.04% |
$4.85K - $6.16K
|
13.1K
$143K
|
|
|
May 10, 2022
Q1 2022
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-478Closed |
$5.64K - $7.16K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-732- 3.02% |
$8.64K - $11K
|
23.5K
$257K
|