Purchases and Sales Made in Q1 2023 in Cion Investment Corp (CION)
This table provides information about the institutional ownership of Cion Investment Corp (CION) during Q1 2023. The information is specifically focused on institutions that hold shares of CION Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.42KNew |
$13.3K - $15.9K
|
1.42K
$17.8K
|
|
|
May 15, 2023
Q1 2023
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
1.27K+ 3.32% |
$11.9K - $14.2K
|
39.4K
$494K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.24K+ 1.49% |
$11.6K - $13.9K
|
84.4K
$1.06M
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
1.14K+ 11.47% |
$10.7K - $12.8K
|
11.1K
$139K
|
|
|
May 15, 2023
Q1 2023
|
Simon Quick Advisors, LLC
|
BUY
|
- |
1.06K+ 6.06% |
$9.97K - $11.9K
|
18.5K
$232K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.03K+ 66.43% |
$9.67K - $11.6K
|
2.57K
$32.3K
|
|
|
May 01, 2023
Q1 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
972+ 5.62% |
$9.16K - $10.9K
|
18.3K
$229K
|
|
|
May 03, 2023
Q1 2023
|
Wealthstar Advisors, LLC
Plano, TX |
BUY
|
- |
930+ 1.26% |
$8.76K - $10.5K
|
74.5K
$935K
|
|
|
Apr 21, 2023
Q1 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
770+ 3.14% |
$7.25K - $8.66K
|
25.3K
$317K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
717+ 88.19% |
$6.75K - $8.07K
|
1.53K
$19.2K
|
|
|
Apr 18, 2023
Q1 2023
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
534+ 2.11% |
$5.03K - $6.01K
|
25.8K
$324K
|
|
|
Apr 27, 2023
Q1 2023
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
492+ 4.74% |
$4.63K - $5.54K
|
10.9K
$136K
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
404New |
$3.81K - $4.55K
|
404
$5.07K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
366+ 2.53% |
$3.45K - $4.12K
|
14.9K
$186K
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
221+ 0.51% |
$2.08K - $2.49K
|
43.6K
$547K
|
|
|
Apr 10, 2023
Q1 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
189+ 0.91% |
$1.78K - $2.13K
|
21K
$264K
|
|
|
Apr 13, 2023
Q1 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
153+ 1.52% |
$1.44K - $1.72K
|
10.2K
$128K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
150+ 0.23% |
$1.41K - $1.69K
|
64.9K
$814K
|
|
|
May 04, 2023
Q1 2023
|
Clear Harbor Asset Management, LLC
|
BUY
|
- |
150+ 0.21% |
$1.41K - $1.69K
|
70.5K
$884K
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
149+ 0.54% |
$1.4K - $1.68K
|
27.6K
$346K
|
|
|
May 04, 2023
Q1 2023
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
104+ 6.05% |
$980 - $1.17K
|
1.82K
$22.9K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
93+ 0.62% |
$876 - $1.05K
|
15.1K
$190K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
71+ 0.12% |
$669 - $799
|
61K
$765K
|
|
|
May 11, 2023
Q1 2023
|
Townsquare Capital LLC
|
BUY
|
- |
13+ 0.04% |
$122 - $146
|
30.4K
$382K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4+ 0.1% |
$37.7 - $45
|
3.91K
$49K
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
SELL
|
- |
-110- 0.65% |
$1.04K - $1.24K
|
16.8K
$210K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-115- 0.05% |
$1.08K - $1.29K
|
233K
$2.92M
|
|
|
May 02, 2023
Q1 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-249- 2.43% |
$2.35K - $2.8K
|
10K
$126K
|
|
|
May 02, 2023
Q1 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-317- 2.41% |
$2.99K - $3.57K
|
12.8K
$161K
|
|
|
Apr 07, 2023
Q1 2023
|
Diversified Trust CO
|
SELL
|
- |
-340- 1.59% |
$3.2K - $3.83K
|
21.1K
$264K
|
|
|
May 08, 2023
Q1 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-374- 1.19% |
$3.52K - $4.21K
|
31K
$389K
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-686- 5.58% |
$6.46K - $7.72K
|
11.6K
$146K
|
|
|
May 10, 2023
Q1 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-765- 0.39% |
$7.21K - $8.61K
|
195K
$2.44M
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-934- 4.68% |
$8.8K - $10.5K
|
19K
$239K
|
|
|
May 15, 2023
Q1 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-977- 5.69% |
$9.2K - $11K
|
16.2K
$203K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.24K- 1.46% |
$11.6K - $13.9K
|
83.1K
$1.04M
|
|
|
Apr 20, 2023
Q1 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-1.3K- 4.16% |
$12.2K - $14.6K
|
29.9K
$375K
|
|
|
May 04, 2023
Q1 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-1.36K- 7.97% |
$12.8K - $15.3K
|
15.7K
$197K
|
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-1.71K- 6.54% |
$16.1K - $19.2K
|
24.4K
$306K
|
|
|
Dec 01, 2023
Q1 2023
|
Apollo Management Holdings, L.P.
New York, NY |
SELL
|
- |
-1.79K- 2.83% |
$16.9K - $20.2K
|
61.5K
$771K
|
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-1.82K- 8.8% |
$17.1K - $20.5K
|
18.9K
$237K
|
|
|
May 05, 2023
Q1 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-2.18K- 5.14% |
$20.5K - $24.5K
|
40.2K
$505K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.29K- 5.19% |
$21.6K - $25.8K
|
41.8K
$524K
|
|
|
May 11, 2023
Q1 2023
|
Pinkerton Retirement Specialists, LLC
Coeur D Alene, ID |
SELL
|
- |
-2.32K- 0.29% |
$21.9K - $26.1K
|
801K
$10M
|
|
|
Apr 28, 2023
Q1 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-2.42K- 9.74% |
$22.8K - $27.3K
|
22.4K
$281K
|
|
|
Apr 25, 2023
Q1 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-2.52K- 74.12% |
$23.7K - $28.3K
|
879
$11K
|
|
|
May 15, 2023
Q1 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-3.91K- 16.21% |
$36.8K - $43.9K
|
20.2K
$253K
|
|
|
May 03, 2023
Q1 2023
|
First Purpose Wealth LLC
|
SELL
|
- |
-3.91K- 1.81% |
$36.8K - $44K
|
212K
$2.66M
|
|
|
May 11, 2023
Q1 2023
|
Pax Financial Group, LLC
San Antonio, TX |
SELL
|
- |
-4.19K- 5.79% |
$39.5K - $47.1K
|
68.2K
$855K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-4.5K- 7.93% |
$42.4K - $50.6K
|
52.2K
$655K
|