Purchases and Sales Made in Q4 2021 in Cion Investment Corp (CION)
This table provides information about the institutional ownership of Cion Investment Corp (CION) during Q4 2021. The information is specifically focused on institutions that hold shares of CION Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
12KNew |
$142K - $179K
|
12K
$138K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.4KNew |
$135K - $170K
|
11.4K
$131K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
11.3KNew |
$134K - $168K
|
11.3K
$130K
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
10.7KNew |
$126K - $159K
|
10.7K
$123K
|
|
|
Feb 11, 2022
Q4 2021
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
10.7KNew |
$126K - $159K
|
10.7K
$123K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.3KNew |
$121K - $153K
|
10.3K
$118K
|
|
|
Feb 14, 2022
Q4 2021
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
10.1KNew |
$119K - $150K
|
10.1K
$116K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
8.41KNew |
$99.2K - $125K
|
8.41K
$96.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Iag Wealth Partners, LLC
|
BUY
|
- |
5.2KNew |
$61.3K - $77.2K
|
5.2K
$59.6K
|
|
|
Jan 27, 2022
Q4 2021
|
Tap Consulting, LLC
|
BUY
|
- |
3.75KNew |
$44.3K - $55.8K
|
3.75K
$43.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.57KNew |
$42.1K - $53.1K
|
3.57K
$41K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.36KNew |
$39.7K - $50K
|
3.36K
$38.6K
|
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
3.2KNew |
$37.7K - $47.5K
|
3.2K
$36.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
BUY
|
- |
2.73KNew |
$32.2K - $40.5K
|
2.73K
$31.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
2.72KNew |
$32K - $40.4K
|
2.72K
$31.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.48KNew |
$29.3K - $36.9K
|
2.48K
$28.5K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.95KNew |
$23K - $29K
|
1.95K
$22.4K
|
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
1.77KNew |
$20.9K - $26.3K
|
1.77K
$20.3K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
1.59KNew |
$18.8K - $23.7K
|
1.59K
$18.3K
|
|
|
Feb 09, 2022
Q4 2021
|
Trustcore Financial Services, LLC
|
BUY
|
- |
1.01KNew |
$11.9K - $15K
|
1.01K
$11.6K
|
|
|
Jan 26, 2022
Q4 2021
|
Atticus Wealth Management, LLC
|
BUY
|
- |
475New |
$5.61K - $7.06K
|
475
$5.45K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
291New |
$3.43K - $4.32K
|
291
$3.34K
|
|
|
Jan 19, 2022
Q4 2021
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
159New |
$1.88K - $2.36K
|
159
$1.83K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
37New |
$437 - $550
|
37
$425
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-32.4K- 69.71% |
$382K - $482K
|
14.1K
$162K
|
|
|
Dec 13, 2023
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-43.2K- 55.94% |
$510K - $642K
|
34K
$391K
|
|
|
Feb 18, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-496K- 87.22% |
$5.86M - $7.38M
|
72.7K
$835K
|