Purchases and Sales Made in Q4 2023 in Cion Investment Corp (CION)
This table provides information about the institutional ownership of Cion Investment Corp (CION) during Q4 2023. The information is specifically focused on institutions that hold shares of CION Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.37K- 1.16% |
$13.3K - $15.9K
|
116K
$1.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.47K- 9.96% |
$14.3K - $17.1K
|
13.3K
$153K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.53K- 0.54% |
$14.8K - $17.8K
|
282K
$3.24M
|
|
|
Feb 09, 2024
Q4 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-1.81K- 10.83% |
$17.6K - $21.1K
|
14.9K
$171K
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthstar Advisors, LLC
Plano, TX |
SELL
|
- |
-2.05K- 3.15% |
$19.9K - $23.9K
|
63.1K
$725K
|
|
|
Feb 09, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-2.1K- 6.82% |
$20.4K - $24.5K
|
28.7K
$330K
|
|
|
Feb 02, 2024
Q4 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-2.43K- 94.22% |
$23.5K - $28.3K
|
149
$1.71K
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-2.53K- 6.59% |
$24.5K - $29.4K
|
35.8K
$411K
|
|
|
Jan 08, 2024
Q4 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-2.56K- 12.21% |
$24.9K - $29.9K
|
18.4K
$212K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.62K- 9.46% |
$25.5K - $30.6K
|
25.1K
$288K
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-3.44K- 13.79% |
$33.4K - $40.1K
|
21.5K
$247K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.44K- 0.36% |
$33.4K - $40.1K
|
946K
$10.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Redwood Financial Network Corp
|
SELL
|
- |
-3.71K- 17.36% |
$36K - $43.2K
|
17.7K
$203K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.99K- 33.65% |
$38.7K - $46.5K
|
7.87K
$90.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.22K- 20.05% |
$40.9K - $49.2K
|
16.8K
$193K
|
|
|
Feb 14, 2024
Q4 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-5.08K- 6.58% |
$49.3K - $59.2K
|
72.2K
$828K
|
|
|
Feb 14, 2024
Q4 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-5.3K- 20.04% |
$51.4K - $61.8K
|
21.2K
$243K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-5.46K- 30.68% |
$53K - $63.6K
|
12.3K
$142K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-6.21K- 14.81% |
$60.2K - $72.3K
|
35.7K
$410K
|
|
|
Feb 05, 2024
Q4 2023
|
Triumph Capital Management
|
SELL
|
- |
-6.33K- 17.28% |
$61.4K - $73.8K
|
30.3K
$348K
|
|
|
Feb 07, 2024
Q4 2023
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-6.5K- 1.86% |
$63K - $75.7K
|
344K
$3.95M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-6.56K- 7.37% |
$63.6K - $76.4K
|
82.4K
$946K
|
|
|
Jan 23, 2024
Q4 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-6.56K- 39.14% |
$63.6K - $76.4K
|
10.2K
$117K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-7.4K- 22.58% |
$71.7K - $86.2K
|
25.4K
$291K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-7.49K- 16.35% |
$72.7K - $87.3K
|
38.3K
$440K
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-7.97K- 36.97% |
$77.3K - $92.9K
|
13.6K
$156K
|
|
|
Jan 16, 2024
Q4 2023
|
Cooper Financial Group
|
SELL
|
- |
-8.27K- 11.94% |
$80.2K - $96.3K
|
61K
$700K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-8.92K- 20.06% |
$86.5K - $104K
|
35.5K
$408K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-9.32K- 22.26% |
$90.4K - $109K
|
32.5K
$373K
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-9.44K- 21.67% |
$91.5K - $110K
|
34.1K
$392K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.51K- 7.47% |
$92.3K - $111K
|
118K
$1.35M
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-10.3K- 38.04% |
$100K - $120K
|
16.8K
$193K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-10.7K- 11.12% |
$104K - $124K
|
85.4K
$981K
|
|
|
Jan 22, 2024
Q4 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-10.9K- 34.78% |
$106K - $127K
|
20.5K
$235K
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-11.9K- 6.25% |
$115K - $138K
|
178K
$2.05M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-12K- 4.21% |
$116K - $139K
|
272K
$3.12M
|
|
|
Apr 22, 2024
Q4 2023
|
First Purpose Wealth LLC
|
SELL
|
- |
-14K- 6.88% |
$136K - $163K
|
190K
$2.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-15K- 19.43% |
$145K - $175K
|
62.2K
$714K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-17.9K- 91.89% |
$174K - $209K
|
1.58K
$18.1K
|
|
|
Nov 14, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-18.2K- 38.8% |
$177K - $212K
|
28.7K
$330K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-21.2K- 49.71% |
$206K - $247K
|
21.5K
$247K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-22K- 5.51% |
$213K - $256K
|
376K
$4.32M
|
|
|
Jan 17, 2024
Q4 2023
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-22.7K- 7.97% |
$220K - $265K
|
262K
$3.01M
|
|
|
Jan 29, 2024
Q4 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-24.5K- 59.84% |
$238K - $286K
|
16.5K
$189K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-32.1K- 7.66% |
$312K - $374K
|
388K
$4.45M
|
|
|
Feb 05, 2024
Q4 2023
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-33.3K- 18.71% |
$323K - $388K
|
145K
$1.66M
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-117K- 80.79% |
$1.13M - $1.36M
|
27.7K
$318K
|
|
|
Feb 13, 2024
Q4 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-121K- 18.4% |
$1.17M - $1.41M
|
536K
$6.15M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-122K- 40.03% |
$1.18M - $1.42M
|
182K
$2.09M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-125K- 23.49% |
$1.21M - $1.46M
|
408K
$4.68M
|