Purchases and Sales Made in Q3 2021 in Cornerstone Strategic Value Fund Inc (CLM)
This table provides information about the institutional ownership of Cornerstone Strategic Value Fund Inc (CLM) during Q3 2021. The information is specifically focused on institutions that hold shares of CORNERSTONE STRATEGIC VALUE FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
119K+ 9.43% |
$1.36M - $1.57M
|
1.38M
$11.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
107KNew |
$1.23M - $1.42M
|
107K
$923K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.7K+ 11.07% |
$122K - $141K
|
107K
$921K
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
6.76K+ 2.39% |
$77.4K - $89.2K
|
290K
$2.49M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
6.26K+ 29.47% |
$71.6K - $82.6K
|
27.5K
$236K
|
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
BUY
|
- |
4.2K+ 6000.0% |
$48K - $55.4K
|
4.27K
$36.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
3.98K+ 104.68% |
$45.5K - $52.5K
|
7.78K
$66.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
3.45K+ 31.36% |
$39.5K - $45.5K
|
14.5K
$124K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.21K+ 12.93% |
$36.8K - $42.4K
|
28.1K
$241K
|
|
|
Nov 02, 2021
Q3 2021
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
2.88K+ 8.74% |
$32.9K - $37.9K
|
35.8K
$308K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.55K+ 5.18% |
$29.2K - $33.6K
|
51.8K
$445K
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.4K+ 9.07% |
$27.5K - $31.7K
|
28.9K
$248K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
948+ 17.97% |
$10.8K - $12.5K
|
6.22K
$53.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
907+ 21.76% |
$10.4K - $12K
|
5.08K
$43.7K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
364+ 2.61% |
$4.16K - $4.8K
|
14.3K
$123K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
235+ 4.67% |
$2.69K - $3.1K
|
5.26K
$45.3K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
23+ 0.13% |
$263 - $303
|
17.5K
$150K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-200- 66.67% |
$2.29K - $2.64K
|
100
$860
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-205- 0.99% |
$2.35K - $2.7K
|
20.6K
$177K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-365- 7.28% |
$4.18K - $4.81K
|
4.65K
$40K
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-750- 3.43% |
$8.58K - $9.89K
|
21.1K
$181K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.99K- 72.85% |
$22.8K - $26.3K
|
742
$6.38K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.15K- 5.5% |
$24.5K - $28.3K
|
36.8K
$317K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-4.26KClosed |
$48.7K - $56.1K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-7.42K- 11.84% |
$84.8K - $97.8K
|
55.2K
$475K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-10.6K- 10.49% |
$122K - $140K
|
90.8K
$781K
|
|
|
Oct 13, 2021
Q3 2021
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-10.9KClosed |
$125K - $144K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-12.7K- 4.25% |
$145K - $168K
|
286K
$2.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.6KClosed |
$168K - $193K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-29.3KClosed |
$336K - $387K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-30.5K- 12.51% |
$349K - $402K
|
213K
$1.83M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-32.4K- 42.72% |
$370K - $427K
|
43.4K
$373K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-77.6K- 78.54% |
$888K - $1.02M
|
21.2K
$182K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Cs Group, LLC
|
SELL
|
- |
-82.8K- 50.58% |
$947K - $1.09M
|
80.9K
$696K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-102K- 17.97% |
$1.17M - $1.35M
|
466K
$4.01M
|
|
|
Oct 07, 2021
Q3 2021
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-247KClosed |
$2.83M - $3.26M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-293K- 73.08% |
$3.35M - $3.86M
|
108K
$928K
|
|
|
Nov 05, 2021
Q3 2021
|
Ursa Fund Management, LLC
|
SELL
|
- |
-439KClosed |
$5.02M - $5.78M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-1.19M- 67.94% |
$13.7M - $15.8M
|
564K
$4.85M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-1.64MClosed |
$18.8M - $21.7M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-2.22M- 36.34% |
$25.4M - $29.3M
|
3.9M
$33.5M
|