Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Continental Advisors LLC
Chicago, IL |
SELL
|
CALL |
-12K- 75.0% |
$1.15M - $1.42M
|
4K
$715K
|
|
|
Nov 14, 2023
Q3 2023
|
Cinctive Capital Management LP
New York, NY |
BUY
|
- |
9.06K+ 11.38% |
$865K - $1.07M
|
88.6K
$15.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
2.67KNew |
$255K - $315K
|
2.67K
$477K
|
|
|
Nov 14, 2023
Q3 2023
|
Rogco, LP
Claremore, OK |
BUY
|
- |
24New |
$2.29K - $2.83K
|
24
$4.29K
|
|
|
Nov 14, 2023
Q3 2023
|
Laffer Tengler Investments
Nashville, TN |
SELL
|
- |
-2.34K- 72.38% |
$223K - $276K
|
892
$159K
|
|
|
Nov 14, 2023
Q3 2023
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-528- 7.13% |
$50.4K - $62.3K
|
6.88K
$1.23M
|
|
|
Nov 14, 2023
Q3 2023
|
Twinbeech Capital LP
Purchase, NY |
BUY
|
- |
265KNew |
$25.3M - $31.3M
|
265K
$47.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Moran Wealth Management, LLC
Naples, FL |
BUY
|
- |
18KNew |
$1.72M - $2.12M
|
18K
$3.22M
|
|
|
Nov 13, 2023
Q3 2023
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
36.7KNew |
$3.5M - $4.33M
|
36.7K
$6.55M
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
4.76K+ 254.65% |
$455K - $562K
|
6.63K
$1.18M
|
|
|
Nov 13, 2023
Q3 2023
|
Tctc Holdings, LLC
Dallas, TX |
BUY
|
- |
28New |
$2.67K - $3.3K
|
28
$5K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-500- 7.94% |
$47.7K - $59K
|
5.8K
$1.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Syntax Advisors, LLC
New York, NY |
BUY
|
- |
351+ 11.98% |
$33.5K - $41.4K
|
3.28K
$586K
|
|
|
Nov 13, 2023
Q3 2023
|
Echo Street Capital Management LLC
New York, NY |
BUY
|
- |
2.65KNew |
$253K - $312K
|
2.65K
$473K
|
|
|
Nov 09, 2023
Q3 2023
|
Ellevest, Inc.
|
SELL
|
- |
-588- 20.44% |
$56.1K - $69.4K
|
2.29K
$409K
|
|
|
Nov 09, 2023
Q3 2023
|
Hap Trading, LLC
New York, NY |
BUY
|
CALL |
17.1K+ 127.61% |
$1.63M - $2.02M
|
30.5K
$5.45M
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
1.37KNew |
$131K - $162K
|
1.37K
$245K
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
BUY
|
- |
3.57KNew |
$341K - $421K
|
3.57K
$637K
|
|
|
Nov 08, 2023
Q3 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-43- 8.3% |
$4.11K - $5.07K
|
475
$84.9K
|
|
|
Nov 08, 2023
Q3 2023
|
Massachusetts Financial Services CO
Boston, MA |
BUY
|
PUT |
620KNew |
$59.2M - $73.1M
|
620K
$111M
|
|
|
Nov 08, 2023
Q3 2023
|
First Command Advisory Services, Inc.
|
BUY
|
- |
681New |
$65K - $80.3K
|
681
$122K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
PUT |
14KNew |
$1.34M - $1.65M
|
14K
$2.5M
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
10.6KNew |
$1.01M - $1.25M
|
10.6K
$1.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Concentric Wealth Management, LLC
Lafayette, CA |
SELL
|
- |
-165- 4.58% |
$15.8K - $19.5K
|
3.43K
$613K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
50.3K+ 32.55% |
$4.8M - $5.93M
|
205K
$36.6M
|
|
|
Nov 06, 2023
Q3 2023
|
Advisor Shares Investments LLC
Bethesda, MD |
SELL
|
- |
-3.18K- 46.43% |
$304K - $376K
|
3.67K
$656K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
SELL
|
- |
-4- 0.92% |
$382 - $472
|
433
$77.4K
|
|
|
Nov 02, 2023
Q3 2023
|
Duality Advisers, LP
Miami, FL |
BUY
|
- |
17.3KNew |
$1.65M - $2.04M
|
17.3K
$3.08M
|
|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
16New |
$1.53K - $1.89K
|
16
$2.86K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
28New |
$2.67K - $3.3K
|
28
$5K
|
|
|
Oct 26, 2023
Q3 2023
|
Macroview Investment Management LLC
|
BUY
|
- |
3New |
$286 - $354
|
3
$536
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
2.65K+ 11.29% |
$253K - $313K
|
26.2K
$4.67M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
22+ 0.56% |
$2.1K - $2.6K
|
3.93K
$703K
|
|
|
Oct 24, 2023
Q3 2023
|
Pfg Private Wealth Management, LLC
|
SELL
|
- |
-598- 64.93% |
$57.1K - $70.5K
|
323
$57.7K
|
|
|
Oct 24, 2023
Q3 2023
|
Union Savings Bank
Litchfield, CT |
BUY
|
- |
106New |
$10.1K - $12.5K
|
106
$18.9K
|
|
|
Oct 20, 2023
Q3 2023
|
Steward Financial Group LLC
|
SELL
|
- |
-3- 3.06% |
$286 - $354
|
95
$17K
|
|
|
Oct 19, 2023
Q3 2023
|
Investment Research & Advisory Group, Inc.
|
BUY
|
- |
200New |
$19.1K - $23.6K
|
200
$35.7K
|
|
|
Oct 18, 2023
Q3 2023
|
Oak Thistle LLC
|
BUY
|
- |
6.31K+ 176.75% |
$603K - $744K
|
9.88K
$1.77M
|
|
|
Oct 13, 2023
Q3 2023
|
Gibraltar Capital Management, Inc.
|
SELL
|
- |
-53- 0.79% |
$5.06K - $6.25K
|
6.67K
$1.19M
|
|
|
Oct 13, 2023
Q3 2023
|
Cohen Klingenstein LLC
|
SELL
|
- |
-173- 2.68% |
$16.5K - $20.4K
|
6.28K
$1.12M
|
|
|
Oct 13, 2023
Q3 2023
|
Mascoma Wealth Management LLC
|
BUY
|
- |
51New |
$4.87K - $6.02K
|
51
$9.11K
|
|
|
Oct 13, 2023
Q3 2023
|
Armstrong Shaw Associates Inc
|
SELL
|
- |
-1K- 5.23% |
$95.5K - $118K
|
18.1K
$3.24M
|
|
|
Oct 11, 2023
Q3 2023
|
Legacy Private Trust Co.
|
SELL
|
- |
-488- 8.95% |
$46.6K - $57.6K
|
4.96K
$887K
|
|
|
Oct 11, 2023
Q3 2023
|
Perkins Coie Trust CO
|
BUY
|
- |
6New |
$573 - $708
|
6
$1.07K
|
|
|
Oct 10, 2023
Q3 2023
|
Indiana Trust & Investment Management CO
|
BUY
|
- |
32New |
$3.06K - $3.77K
|
32
$5.72K
|
|
|
Oct 10, 2023
Q3 2023
|
Founders Capital Management
|
BUY
|
- |
132New |
$12.6K - $15.6K
|
132
$23.6K
|
|
|
Oct 10, 2023
Q3 2023
|
Perpetual LTD
Sydney, New South Wales, C3 |
SELL
|
- |
-1.87K- 41.24% |
$179K - $221K
|
2.67K
$477K
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
281+ 8.69% |
$26.8K - $33.1K
|
3.51K
$628K
|
|
| Q2 2023 | |||||||
|
Nov 26, 2024
Q2 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 29, 2024
Q2 2023
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
SELL
|
- |
-14- 87.5% |
$1.2K - $1.59K
|
2
$357
|
|