Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2022
Q4 2021
|
Sonen Capital LLC
San Francisco, CA |
BUY
|
- |
4.8KNew |
$664K - $832K
|
4.8K
$858K
|
|
|
Feb 10, 2022
Q4 2021
|
Sierra Capital LLC
|
BUY
|
- |
35New |
$4.84K - $6.06K
|
35
$6.25K
|
|
|
Feb 10, 2022
Q4 2021
|
Gator Capital Management, LLC
|
SELL
|
- |
-21.1KClosed |
$2.92M - $3.65M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-26Closed |
$3.6K - $4.5K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Difesa Capital Management, LP
New York, NY |
BUY
|
- |
4.5KNew |
$623K - $780K
|
4.5K
$804K
|
|
|
Feb 10, 2022
Q4 2021
|
Stieven Capital Advisors, L.P.
St. Louis, MO |
SELL
|
- |
-51.9KClosed |
$7.18M - $8.99M
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-1.28KClosed |
$177K - $221K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
West Bancorporation Inc
|
SELL
|
- |
-96Closed |
$13.3K - $16.6K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-1.64KClosed |
$227K - $285K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Imc Chicago, LLC
|
SELL
|
PUT |
-21.6KClosed |
$2.99M - $3.74M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-6.97KClosed |
$964K - $1.21M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Delta Investment Management, LLC
|
SELL
|
- |
-15KClosed |
$2.07M - $2.59M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.12KClosed |
$708K - $886K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-276Closed |
$38.2K - $47.8K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Heartland Bank & Trust CO
|
SELL
|
- |
-6.93KClosed |
$959K - $1.2M
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Titan Capital Management, LLC
|
SELL
|
- |
-1.85KClosed |
$255K - $320K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-100Closed |
$13.8K - $17.3K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
104+ 6.57% |
$14.4K - $18K
|
1.69K
$301K
|
|
|
Feb 03, 2022
Q4 2021
|
Chesapeake Wealth Management
|
SELL
|
- |
-1.24KClosed |
$172K - $215K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-1.77KClosed |
$244K - $306K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-1.29KClosed |
$178K - $223K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-1.31KClosed |
$181K - $226K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-1.34KClosed |
$185K - $232K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Wbi Investments, Inc.
|
SELL
|
- |
-11.9KClosed |
$1.65M - $2.07M
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-33Closed |
$4.57K - $5.72K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
James Investment Research Inc
|
SELL
|
- |
-1.07KClosed |
$148K - $185K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-43Closed |
$5.95K - $7.45K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-25.4KClosed |
$3.51M - $4.39M
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Baldrige Asset Management LLC
|
SELL
|
- |
-35Closed |
$4.84K - $6.06K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-10.6KClosed |
$1.46M - $1.83M
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Ballew Advisors, Inc
|
SELL
|
- |
-6.46KClosed |
$893K - $1.12M
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
14New |
$1.94K - $2.43K
|
14
$2.5K
|
|
|
Jan 25, 2022
Q4 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
113New |
$15.6K - $19.6K
|
113
$20.2K
|
|
|
Jan 24, 2022
Q4 2021
|
Altfest L J & CO Inc
|
SELL
|
- |
-1.88KClosed |
$261K - $326K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Bfsg, LLC
|
SELL
|
- |
-6.25KClosed |
$865K - $1.08M
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Oxinas Partners Wealth Management LLC
|
SELL
|
- |
-1.33KClosed |
$183K - $230K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Trinity Financial Advisors LLC
|
SELL
|
- |
-2.67KClosed |
$369K - $462K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-7.01KClosed |
$970K - $1.21M
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-63KClosed |
$8.72M - $10.9M
|
0
$0
|
|
|
Jan 11, 2022
Q4 2021
|
Paladin Advisory Group, LLC
|
BUY
|
CALL |
100New |
$13.8K - $17.3K
|
100
$17.9K
|
|
|
Jan 05, 2022
Q4 2021
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-87Closed |
$12K - $15.1K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Jan 23, 2024
Q3 2021
|
Sabadell Asset Management, S.A S.G.I.I.C
Sant Cugat Del Valles, U3 |
SELL
|
- |
-4.9KClosed |
$747K - $870K
|
0
$0
|
|
|
Nov 09, 2023
Q3 2021
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
290+ 14.8% |
$44.2K - $51.5K
|
2.25K
$402K
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
CALL |
30KNew |
$4.57M - $5.33M
|
30K
$5.36M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-4.07KClosed |
$620K - $723K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-6.69KClosed |
$1.02M - $1.19M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Triumph Capital Management
|
BUY
|
- |
760+ 23.42% |
$116K - $135K
|
4.01K
$715K
|
|
|
Nov 15, 2021
Q3 2021
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-5.34KClosed |
$814K - $949K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Point State Capital LP
New York, NY |
SELL
|
- |
-281KClosed |
$42.9M - $50M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-4.61KClosed |
$703K - $820K
|
0
$0
|
|