Latest Institutional Sells of Capital One Financial Corp (COF)
This list provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 16, 2019
Q4 2018
|
Douglass Winthrop Advisors, LLC
New York, NY |
SELL
|
- |
-4.5KClosed |
$319K - $435K
|
0
$0
|
|
Jun 13, 2019
Q4 2018
|
Brick & Kyle, Associates
Newtown, PA |
SELL
|
- |
-4.08KClosed |
$288K - $394K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-3.16KClosed |
$224K - $306K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-3.12KClosed |
$221K - $302K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-2.53KClosed |
$179K - $245K
|
0
$0
|
|
Feb 04, 2019
Q4 2018
|
Spinnaker Trust
|
SELL
|
- |
-2.53KClosed |
$179K - $244K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Rmb Capital Management, LLC
|
SELL
|
- |
-2.21KClosed |
$156K - $214K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Zwj Investment Counsel Inc
|
SELL
|
- |
-2.13KClosed |
$151K - $206K
|
0
$0
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-2.11KClosed |
$149K - $204K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Analyst Ims Investment Management Services Ltd.
|
SELL
|
- |
-1.44KClosed |
$102K - $139K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-923Closed |
$65.3K - $89.3K
|
0
$0
|
|
Jan 22, 2019
Q4 2018
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-750Closed |
$53.1K - $72.5K
|
0
$0
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-470Closed |
$33.3K - $45.5K
|
0
$0
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-347Closed |
$24.6K - $33.6K
|
0
$0
|
|
Feb 04, 2019
Q4 2018
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-250Closed |
$17.7K - $24.2K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-204Closed |
$14.4K - $19.7K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Agf Investments LLC
Boston, MA |
SELL
|
- |
-106Closed |
$7.5K - $10.3K
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-70Closed |
$4.95K - $6.77K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
O'Brien Wealth Partners LLC
|
SELL
|
- |
-33Closed |
$2.34K - $3.19K
|
0
$0
|
|
Jan 15, 2019
Q4 2018
|
Monument Capital Management
|
SELL
|
- |
-18Closed |
$1.27K - $1.74K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-17Closed |
$1.2K - $1.64K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 13, 2018
Q3 2018
|
Barrow Hanley Mewhinney & Strauss LLC
Dallas, TX |
SELL
|
- |
-20.5KClosed |
$1.9M - $2.07M
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Gendell Jeffrey L
Greenwich, CT |
SELL
|
- |
-14.5KClosed |
$1.34M - $1.46M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-13.7KClosed |
$1.27M - $1.39M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Kepos Capital LP
New York, NY |
SELL
|
- |
-10.7KClosed |
$993K - $1.08M
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-3.4KClosed |
$315K - $343K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-2.68KClosed |
$248K - $270K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-2.48KClosed |
$230K - $250K
|
0
$0
|
|
Nov 15, 2018
Q3 2018
|
Martin & CO Inc
Knoxville, TN |
SELL
|
- |
-2.2KClosed |
$204K - $222K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-474Closed |
$43.9K - $47.8K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Adviser Investments LLC
|
SELL
|
- |
-187Closed |
$17.3K - $18.9K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Coyle Financial Counsel LLC
Glenview, IL |
SELL
|
- |
-27Closed |
$2.5K - $2.72K
|
0
$0
|
|
Q2 2018 | |||||||
Aug 10, 2018
Q2 2018
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-24.1KClosed |
$2.12M - $2.37M
|
0
$0
|
|
Jul 19, 2018
Q2 2018
|
Sicart Associates LLC
|
SELL
|
- |
-6KClosed |
$528K - $590K
|
0
$0
|
|
Jul 31, 2018
Q2 2018
|
De Dora Capital, Inc.
|
SELL
|
- |
-2.96KClosed |
$260K - $291K
|
0
$0
|
|
Aug 01, 2018
Q2 2018
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-2.7KClosed |
$237K - $266K
|
0
$0
|
|
Jul 30, 2018
Q2 2018
|
Supplemental Annuity Collective Trust Of Nj
|
SELL
|
- |
-2K- 28.57% |
$176K - $197K
|
5K
$935K
|
|
Aug 09, 2018
Q2 2018
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-855Closed |
$75.2K - $84.1K
|
0
$0
|
|
Aug 16, 2018
Q2 2018
|
Fairfield, Bush & Co.
Darien, CT |
SELL
|
- |
-300Closed |
$26.4K - $29.5K
|
0
$0
|
|
Aug 14, 2018
Q2 2018
|
Holistic Financial Partners
|
SELL
|
- |
-180Closed |
$15.8K - $17.7K
|
0
$0
|
|
Aug 08, 2018
Q2 2018
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-150Closed |
$13.2K - $14.8K
|
0
$0
|
|
Aug 13, 2018
Q2 2018
|
Earnest Partners LLC
Atlanta, GA |
SELL
|
- |
-46- 17.69% |
$4.04K - $4.52K
|
214
$40K
|
|
Aug 10, 2018
Q2 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-23Closed |
$2.02K - $2.26K
|
0
$0
|
|
Jul 10, 2018
Q2 2018
|
Divergent Wealth Advisors
|
SELL
|
- |
-19Closed |
$1.67K - $1.87K
|
0
$0
|
|
Sep 04, 2018
Q2 2018
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-5Closed |
$440 - $492
|
0
$0
|
|
Q1 2018 | |||||||
Apr 17, 2018
Q1 2018
|
Norris Perne & French LLP
Grand Rapids, MI |
SELL
|
- |
-64.6KClosed |
$5.93M - $6.83M
|
0
$0
|
|
May 15, 2018
Q1 2018
|
Lion Point Capital, LP
New York, NY |
SELL
|
PUT |
-30KClosed |
$2.75M - $3.17M
|
0
$0
|
|
Apr 27, 2018
Q1 2018
|
Rothschild Investment Corp
|
SELL
|
- |
-18.1KClosed |
$1.66M - $1.91M
|
0
$0
|
|
May 15, 2018
Q1 2018
|
Wolverine Asset Management LLC
|
SELL
|
PUT |
-10.4KClosed |
$955K - $1.1M
|
0
$0
|
|
May 04, 2018
Q1 2018
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
SELL
|
- |
-9.23KClosed |
$847K - $976K
|
0
$0
|