Purchases and Sales Made in Q1 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q1 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Independent Advisor Alliance
|
BUY
|
- |
5.65KNew |
$507K - $689K
|
5.65K
$1.06M
|
|
|
May 08, 2023
Q1 2023
|
Yhb Investment Advisors, Inc.
|
BUY
|
- |
5.49K+ 32.34% |
$492K - $669K
|
22.5K
$4.2M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
5.48K+ 18.05% |
$492K - $668K
|
35.8K
$6.7M
|
|
|
May 16, 2023
Q1 2023
|
Colony Group LLC
Boston, MA |
BUY
|
- |
5.45K+ 3.59% |
$489K - $664K
|
157K
$29.4M
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
5.39K+ 36.62% |
$483K - $656K
|
20.1K
$3.76M
|
|
|
May 12, 2023
Q1 2023
|
Ostrum Asset Management
Paris, I0 |
BUY
|
- |
5.36KNew |
$480K - $652K
|
5.36K
$1M
|
|
|
May 15, 2023
Q1 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
5.32K+ 112.48% |
$477K - $648K
|
10K
$1.88M
|
|
|
May 12, 2023
Q1 2023
|
Pearl River Capital, LLC
Niles, MI |
BUY
|
- |
5.31KNew |
$477K - $647K
|
5.31K
$994K
|
|
|
May 15, 2023
Q1 2023
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
BUY
|
- |
5.29K+ 7.94% |
$475K - $644K
|
71.9K
$13.4M
|
|
|
May 15, 2023
Q1 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
4.98K+ 20.98% |
$447K - $607K
|
28.7K
$5.37M
|
|
|
Apr 12, 2023
Q1 2023
|
Baker Tilly Wealth Management, LLC
|
BUY
|
- |
4.97K+ 74.25% |
$446K - $606K
|
11.7K
$2.18M
|
|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
4.94K+ 18.4% |
$443K - $601K
|
31.8K
$5.94M
|
|
|
May 08, 2023
Q1 2023
|
Perpetual LTD
Sydney, New South Wales, C3 |
BUY
|
- |
4.78KNew |
$429K - $583K
|
4.78K
$895K
|
|
|
May 09, 2023
Q1 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
4.74K+ 31.69% |
$425K - $577K
|
19.7K
$3.68M
|
|
|
May 08, 2023
Q1 2023
|
Bailard, Inc.
|
BUY
|
- |
4.65K+ 13.65% |
$417K - $566K
|
38.7K
$7.23M
|
|
|
May 15, 2023
Q1 2023
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
4.5K+ 57.65% |
$404K - $548K
|
12.3K
$2.3M
|
|
|
Apr 11, 2023
Q1 2023
|
Wedge Capital Management L L P
|
BUY
|
- |
4.5K+ 1.4% |
$404K - $548K
|
326K
$61M
|
|
|
May 09, 2023
Q1 2023
|
Hartford Investment Management CO
|
BUY
|
- |
4.5K+ 16.14% |
$403K - $548K
|
32.4K
$6.05M
|
|
|
May 03, 2023
Q1 2023
|
Agf Management LTD
Toronto Ontario Canada, A6 |
BUY
|
- |
4.42KNew |
$397K - $539K
|
4.42K
$827K
|
|
|
May 15, 2023
Q1 2023
|
Bridgeway Capital Management, LLC
Houston, TX |
BUY
|
- |
4.4K+ 6.9% |
$395K - $536K
|
68.2K
$12.8M
|
|
|
May 15, 2023
Q1 2023
|
Worth Venture Partners, LLC
Fort Lee, NJ |
BUY
|
- |
4.38K+ 35.37% |
$392K - $533K
|
16.7K
$3.13M
|
|
|
May 12, 2023
Q1 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
4.34KNew |
$389K - $528K
|
4.34K
$811K
|
|
|
May 15, 2023
Q1 2023
|
Double Line ETF Adviser LP
Tampa, FL |
BUY
|
- |
4.31KNew |
$387K - $526K
|
4.31K
$807K
|
|
|
Apr 14, 2023
Q1 2023
|
Arden Trust CO
|
BUY
|
- |
4.23K+ 193.42% |
$380K - $516K
|
6.42K
$1.2M
|
|
|
May 09, 2023
Q1 2023
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
4.21K+ 102.04% |
$377K - $512K
|
8.33K
$1.56M
|
|
|
May 15, 2023
Q1 2023
|
Clarkston Capital Partners, LLC
Bloomfield Hills, MI |
BUY
|
- |
4.19K+ 1.55% |
$376K - $511K
|
275K
$51.4M
|
|
|
May 04, 2023
Q1 2023
|
Founders Financial Securities LLC
|
BUY
|
- |
4.16KNew |
$373K - $506K
|
4.16K
$778K
|
|
|
May 10, 2023
Q1 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
4.14K+ 13.96% |
$371K - $504K
|
33.8K
$6.32M
|
|
|
May 15, 2023
Q1 2023
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
4.1KNew |
$368K - $500K
|
4.1K
$768K
|
|
|
May 04, 2023
Q1 2023
|
Treasurer Of The State Of North Carolina
|
BUY
|
- |
4.08K+ 2.39% |
$366K - $497K
|
175K
$32.7M
|
|
|
May 12, 2023
Q1 2023
|
Tejara Capital LTD
London, X0 |
BUY
|
- |
4K+ 36.36% |
$359K - $487K
|
15K
$2.81M
|
|
|
Apr 27, 2023
Q1 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
3.92K+ 146.8% |
$352K - $478K
|
6.59K
$1.23M
|
|
|
May 04, 2023
Q1 2023
|
Los Angeles Capital Management LLC
|
BUY
|
- |
3.77K+ 90.45% |
$338K - $459K
|
7.94K
$1.48M
|
|
|
May 15, 2023
Q1 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
3.63KNew |
$326K - $443K
|
3.63K
$680K
|
|
|
May 11, 2023
Q1 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
3.58KNew |
$321K - $436K
|
3.58K
$669K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
3.57K+ 28.2% |
$320K - $434K
|
16.2K
$3.03M
|
|
|
May 15, 2023
Q1 2023
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
3.55K+ 0.3% |
$318K - $432K
|
1.19M
$222M
|
|
|
May 25, 2023
Q1 2023
|
Empower Advisory Group, LLC
Greenwood Village, CO |
BUY
|
- |
3.55KNew |
$318K - $432K
|
3.55K
$663K
|
|
|
May 01, 2023
Q1 2023
|
Desjardins Global Asset Management Inc.
Montreal, A8 |
BUY
|
- |
3.52K+ 103.83% |
$316K - $429K
|
6.91K
$1.29M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.48K+ 22.37% |
$312K - $424K
|
19K
$3.56M
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.47K+ 58.66% |
$311K - $423K
|
9.39K
$1.76M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.42K+ 6.98% |
$306K - $416K
|
52.4K
$9.8M
|
|
|
May 15, 2023
Q1 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
3.3K+ 0.59% |
$296K - $402K
|
559K
$105M
|
|
|
Apr 04, 2023
Q1 2023
|
Everence Capital Management Inc
|
BUY
|
- |
3.29K+ 34.31% |
$295K - $401K
|
12.9K
$2.41M
|
|
|
May 10, 2023
Q1 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
3.22KNew |
$289K - $393K
|
3.22K
$603K
|
|
|
Apr 28, 2023
Q1 2023
|
Handelsbanken Fonder Ab
|
BUY
|
- |
3.19K+ 6.46% |
$286K - $389K
|
52.6K
$9.84M
|
|
|
May 03, 2023
Q1 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
3.09KNew |
$277K - $376K
|
3.09K
$577K
|
|
|
Apr 17, 2023
Q1 2023
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
3.06K+ 122.89% |
$275K - $373K
|
5.55K
$1.04M
|
|
|
Apr 11, 2023
Q1 2023
|
Wedmont Private Capital
|
BUY
|
- |
3.04KNew |
$273K - $370K
|
3.04K
$568K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2.95KNew |
$264K - $359K
|
2.95K
$551K
|