Purchases and Sales Made in Q3 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Sendero Wealth Management, LLC
San Antonio, TX |
BUY
|
- |
5.71K+ 11.26% |
$545K - $673K
|
56.4K
$10.6M
|
|
|
Nov 01, 2023
Q3 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
5.7K+ 9.96% |
$544K - $672K
|
62.9K
$11.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Agf Management LTD
Toronto Ontario Canada, A6 |
BUY
|
- |
5.51KNew |
$526K - $650K
|
5.51K
$1.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Rafferty Asset Management, LLC
New York, NY |
BUY
|
- |
5.44K+ 4.3% |
$519K - $642K
|
132K
$24.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Treasurer Of The State Of North Carolina
|
BUY
|
- |
5.07K+ 2.88% |
$485K - $599K
|
181K
$33.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Angeles Investment Advisors, LLC
|
BUY
|
- |
5.05KNew |
$482K - $596K
|
5.05K
$945K
|
|
|
Nov 08, 2023
Q3 2023
|
Crossmark Global Holdings, Inc.
|
BUY
|
- |
4.89K+ 20.71% |
$466K - $576K
|
28.5K
$5.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
4.76K+ 254.65% |
$455K - $562K
|
6.63K
$1.24M
|
|
|
Oct 26, 2023
Q3 2023
|
Ifm Investors Pty LTD
|
BUY
|
- |
4.74K+ 5.61% |
$452K - $559K
|
89.2K
$16.7M
|
|
|
Nov 15, 2023
Q3 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
4.69K+ 1.79% |
$448K - $553K
|
266K
$49.7M
|
|
|
Nov 06, 2023
Q3 2023
|
Illinois Municipal Retirement Fund
|
BUY
|
- |
4.63K+ 8.97% |
$442K - $546K
|
56.2K
$10.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
4.57K+ 1.2% |
$436K - $539K
|
384K
$71.9M
|
|
|
Nov 22, 2023
Q3 2023
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
- |
4.3K+ 5.12% |
$411K - $507K
|
88.3K
$16.5M
|
|
|
Oct 10, 2023
Q3 2023
|
Thomasville National Bank
|
BUY
|
- |
4.24K+ 1.94% |
$405K - $500K
|
223K
$41.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Destination Wealth Management
|
BUY
|
- |
4.17K+ 2.76% |
$398K - $491K
|
155K
$29.1M
|
|
|
Nov 15, 2023
Q3 2023
|
I A Global Asset Management Inc.
Quebec, A8 |
BUY
|
- |
4.14K+ 136.04% |
$395K - $488K
|
7.19K
$1.34M
|
|
|
Nov 06, 2023
Q3 2023
|
Seizert Capital Partners, LLC
|
BUY
|
- |
4.12K+ 2.0% |
$393K - $486K
|
210K
$39.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.11K+ 27.73% |
$392K - $485K
|
18.9K
$3.54M
|
|
|
Nov 14, 2023
Q3 2023
|
Lakewood Capital Management, LP
New York, NY |
BUY
|
- |
4K+ 3.54% |
$382K - $472K
|
117K
$21.9M
|
|
|
Dec 14, 2023
Q3 2023
|
One River Asset Management, LLC
Stamford, CT |
BUY
|
- |
3.94K+ 117.64% |
$376K - $465K
|
7.29K
$1.36M
|
|
|
Nov 06, 2023
Q3 2023
|
Capital Wealth Planning, LLC
|
BUY
|
- |
3.85KNew |
$368K - $454K
|
3.85K
$720K
|
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
3.8K+ 41.98% |
$363K - $448K
|
12.9K
$2.4M
|
|
|
Nov 06, 2023
Q3 2023
|
Aveo Capital Partners, LLC
|
BUY
|
- |
3.8K+ 75.49% |
$363K - $448K
|
8.84K
$1.65M
|
|
|
Nov 13, 2023
Q3 2023
|
Bnp Paribas Asset Management Holding S.A.
|
BUY
|
- |
3.79K+ 23.7% |
$362K - $447K
|
19.8K
$3.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Neos Investment Management LLC
Westport, CT |
BUY
|
- |
3.74KNew |
$358K - $442K
|
3.74K
$700K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
3.7KNew |
$353K - $436K
|
3.7K
$692K
|
|
|
Nov 08, 2023
Q3 2023
|
Blueshift Asset Management, LLC
Red Bank, NJ |
BUY
|
- |
3.69KNew |
$352K - $435K
|
3.69K
$690K
|
|
|
Nov 13, 2023
Q3 2023
|
Capital International, Inc.
Los Angeles, CA |
BUY
|
- |
3.65K+ 22.16% |
$349K - $431K
|
20.1K
$3.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Credit Agricole S A
|
BUY
|
- |
3.59KNew |
$343K - $423K
|
3.59K
$671K
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
BUY
|
- |
3.57KNew |
$341K - $421K
|
3.57K
$667K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
3.56K+ 79.46% |
$340K - $420K
|
8.05K
$1.51M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
3.53K+ 6.67% |
$337K - $416K
|
56.4K
$10.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
3.45K+ 179.69% |
$329K - $407K
|
5.37K
$1M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.45KNew |
$329K - $406K
|
3.45K
$645K
|
|
|
Nov 08, 2023
Q3 2023
|
Financial Security Advisor, Inc.
Virginia Beach, VA |
BUY
|
- |
3.34KNew |
$319K - $394K
|
3.34K
$625K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.32K+ 4.18% |
$317K - $392K
|
82.9K
$15.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Sargent Investment Group, LLC
|
BUY
|
- |
3.23K+ 97.73% |
$309K - $381K
|
6.54K
$1.22M
|
|
|
Nov 13, 2023
Q3 2023
|
Pitcairn CO
Jenkintown, PA |
BUY
|
- |
3.15K+ 78.29% |
$301K - $372K
|
7.18K
$1.34M
|
|
|
Nov 02, 2023
Q3 2023
|
Machina Capital S.A.S.
Paris, I0 |
BUY
|
- |
3.1KNew |
$296K - $366K
|
3.1K
$580K
|
|
|
Oct 13, 2023
Q3 2023
|
Ritholtz Wealth Management
|
BUY
|
- |
3.1K+ 70.59% |
$296K - $365K
|
7.48K
$1.4M
|
|
|
Nov 03, 2023
Q3 2023
|
Syon Capital LLC
San Francisco, CA |
BUY
|
- |
3.03KNew |
$290K - $358K
|
3.03K
$567K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.9K+ 3.15% |
$277K - $342K
|
95.1K
$17.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
2.8KNew |
$267K - $330K
|
2.8K
$523K
|
|
|
Nov 14, 2023
Q3 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
2.67KNew |
$255K - $315K
|
2.67K
$499K
|
|
|
Nov 13, 2023
Q3 2023
|
Qtron Investments LLC
Boston, MA |
BUY
|
- |
2.67KNew |
$254K - $314K
|
2.67K
$499K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.66K+ 16.22% |
$254K - $313K
|
19K
$3.56M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
2.65K+ 11.29% |
$253K - $313K
|
26.2K
$4.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Echo Street Capital Management LLC
New York, NY |
BUY
|
- |
2.65KNew |
$253K - $312K
|
2.65K
$495K
|
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
BUY
|
- |
2.62K+ 6.95% |
$251K - $310K
|
40.4K
$7.55M
|
|
|
Oct 25, 2023
Q3 2023
|
Mn Services Vermogensbeheer B.V.
|
BUY
|
- |
2.5K+ 1.37% |
$239K - $295K
|
185K
$34.5M
|