Purchases and Sales Made in Q4 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q4 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 10, 2022
Q4 2021
|
David Katz
Matrix Asset Advisors Inc
|
SELL
|
- |
-495- 7.23% |
$68.5K - $85.8K
|
6.36K
$1.19M
|
|
Feb 08, 2022
Q4 2021
|
Van Strum & Towne Inc.
San Francisco, CA |
SELL
|
- |
-510- 1.67% |
$70.6K - $88.4K
|
30K
$5.61M
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-530- 15.38% |
$73.3K - $91.8K
|
2.92K
$546K
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-535- 12.75% |
$74K - $92.7K
|
3.66K
$685K
|
|
Feb 18, 2022
Q4 2021
|
Kb Financial Partners, LLC
Princeton, NJ |
SELL
|
- |
-542- 21.85% |
$75K - $93.9K
|
1.94K
$363K
|
|
Feb 14, 2022
Q4 2021
|
Chilton Investment CO Inc.
Stamford, CT |
SELL
|
- |
-544- 4.51% |
$75.3K - $94.2K
|
11.5K
$2.15M
|
|
Feb 10, 2022
Q4 2021
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-575- 48.24% |
$79.6K - $99.6K
|
617
$115K
|
|
Jan 14, 2022
Q4 2021
|
Cohen Klingenstein LLC
|
SELL
|
- |
-578- 8.22% |
$80K - $100K
|
6.45K
$1.21M
|
|
Feb 11, 2022
Q4 2021
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-578- 0.74% |
$80K - $100K
|
77K
$14.4M
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-587- 3.24% |
$81.2K - $102K
|
17.5K
$3.28M
|
|
Feb 10, 2022
Q4 2021
|
Citizens Financial Group Inc
|
SELL
|
- |
-612- 22.77% |
$84.7K - $106K
|
2.08K
$388K
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-649Closed |
$89.8K - $112K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
SELL
|
- |
-655- 7.24% |
$90.6K - $113K
|
8.39K
$1.57M
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-659Closed |
$91.2K - $114K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Crestwood Advisors Group LLC
|
SELL
|
- |
-678- 4.87% |
$93.8K - $117K
|
13.3K
$2.48M
|
|
Jan 31, 2022
Q4 2021
|
Regions Financial Corp
|
SELL
|
- |
-694- 2.26% |
$96K - $120K
|
30K
$5.62M
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-702- 24.45% |
$97.1K - $122K
|
2.17K
$406K
|
|
Feb 01, 2022
Q4 2021
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-725- 19.55% |
$100K - $126K
|
2.98K
$558K
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-732- 1.91% |
$101K - $127K
|
37.7K
$7.05M
|
|
Aug 02, 2023
Q4 2021
|
Hudson Canyon Capital Management
New York, NY |
SELL
|
- |
-732- 4.92% |
$101K - $127K
|
14.2K
$2.65M
|
|
Jan 31, 2022
Q4 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-734- 13.46% |
$102K - $127K
|
4.72K
$883K
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-734- 76.3% |
$102K - $127K
|
228
$42.6K
|
|
Jan 13, 2022
Q4 2021
|
44 Wealth Management LLC
|
SELL
|
- |
-743- 16.79% |
$103K - $129K
|
3.68K
$689K
|
|
Feb 01, 2022
Q4 2021
|
F Dx Advisors, Inc.
|
SELL
|
- |
-744- 7.38% |
$103K - $129K
|
9.34K
$1.75M
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-759- 24.35% |
$105K - $131K
|
2.36K
$441K
|
|
Feb 11, 2022
Q4 2021
|
Valley National Advisers Inc
|
SELL
|
- |
-777- 4.16% |
$107K - $135K
|
17.9K
$3.35M
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-795- 3.14% |
$110K - $138K
|
24.5K
$4.58M
|
|
Feb 04, 2022
Q4 2021
|
Copperwynd Financial, LLC
|
SELL
|
- |
-803- 13.91% |
$111K - $139K
|
4.97K
$929K
|
|
Feb 14, 2022
Q4 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-818- 4.59% |
$113K - $142K
|
17K
$3.18M
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-822- 2.82% |
$114K - $142K
|
28.3K
$5.29M
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
SELL
|
- |
-877- 35.14% |
$121K - $152K
|
1.62K
$303K
|
|
Feb 10, 2022
Q4 2021
|
Norinchukin Bank, The
Tokyo, M0 |
SELL
|
- |
-878- 5.81% |
$121K - $152K
|
14.2K
$2.66M
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
SELL
|
- |
-904Closed |
$125K - $157K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-905- 20.09% |
$125K - $157K
|
3.6K
$673K
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-907- 10.66% |
$125K - $157K
|
7.61K
$1.42M
|
|
Feb 14, 2022
Q4 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-929- 31.65% |
$129K - $161K
|
2.01K
$375K
|
|
Jan 14, 2022
Q4 2021
|
17 Capital Partners, LLC
|
SELL
|
- |
-955- 7.72% |
$132K - $165K
|
11.4K
$2.14M
|
|
Jan 24, 2022
Q4 2021
|
Arden Trust CO
|
SELL
|
- |
-977- 16.56% |
$135K - $169K
|
4.92K
$921K
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
SELL
|
- |
-993- 24.36% |
$137K - $172K
|
3.08K
$577K
|
|
Jan 21, 2022
Q4 2021
|
Trust CO Of Oklahoma
|
SELL
|
- |
-995- 15.07% |
$138K - $172K
|
5.61K
$1.05M
|
|
Feb 11, 2022
Q4 2021
|
Gsb Wealth Management, LLC
|
SELL
|
- |
-1K- 40.0% |
$138K - $173K
|
1.5K
$281K
|
|
Jan 19, 2022
Q4 2021
|
Mountain Pacific Investment Advisers Inc
|
SELL
|
- |
-1K- 17.43% |
$138K - $173K
|
4.74K
$886K
|
|
Feb 10, 2022
Q4 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-1.04K- 23.26% |
$144K - $181K
|
3.44K
$643K
|
|
Feb 03, 2022
Q4 2021
|
Leuthold Group, LLC
|
SELL
|
- |
-1.04K- 2.21% |
$144K - $181K
|
46.2K
$8.64M
|
|
Jan 28, 2022
Q4 2021
|
James Investment Research Inc
|
SELL
|
- |
-1.07KClosed |
$148K - $185K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Hutchinson Capital Management
San Rafael, CA |
SELL
|
- |
-1.07K- 0.83% |
$148K - $186K
|
129K
$24.1M
|
|
Jan 26, 2022
Q4 2021
|
Transform Wealth, LLC
|
SELL
|
- |
-1.09K- 2.0% |
$151K - $189K
|
53.4K
$9.99M
|
|
Jan 14, 2022
Q4 2021
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-1.1K- 3.96% |
$152K - $191K
|
26.7K
$4.99M
|
|
Jan 25, 2022
Q4 2021
|
Busey Wealth Management
|
SELL
|
- |
-1.1K- 6.92% |
$152K - $191K
|
14.8K
$2.77M
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-1.11K- 5.5% |
$154K - $193K
|
19.1K
$3.58M
|