Purchases and Sales Made in Q4 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q4 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 11, 2024
Q4 2023
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-23- 0.37% |
$2.05K - $3.04K
|
6.17K
$1.15M
|
|
|
Feb 02, 2024
Q4 2023
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-26- 1.0% |
$2.31K - $3.43K
|
2.56K
$479K
|
|
|
Feb 14, 2024
Q4 2023
|
Circle Wealth Management, LLC
Summit, NJ |
SELL
|
- |
-28- 0.81% |
$2.49K - $3.7K
|
3.41K
$638K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-28- 1.2% |
$2.49K - $3.7K
|
2.3K
$431K
|
|
|
Feb 06, 2024
Q4 2023
|
First National Trust CO
|
SELL
|
- |
-30- 0.87% |
$2.67K - $3.96K
|
3.43K
$642K
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
SELL
|
- |
-32- 1.0% |
$2.85K - $4.22K
|
3.17K
$592K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-34- 0.99% |
$3.02K - $4.49K
|
3.41K
$638K
|
|
|
Jan 23, 2024
Q4 2023
|
Stonegate Investment Group, LLC
Birmingham, AL |
SELL
|
- |
-35- 1.07% |
$3.11K - $4.62K
|
3.24K
$606K
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-36- 0.16% |
$3.2K - $4.75K
|
22.7K
$4.25M
|
|
|
Jan 30, 2024
Q4 2023
|
Oakworth Capital, Inc.
|
SELL
|
- |
-38- 47.5% |
$3.38K - $5.02K
|
42
$7.86K
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-39- 0.99% |
$3.47K - $5.15K
|
3.88K
$726K
|
|
|
Feb 09, 2024
Q4 2023
|
Motco
|
SELL
|
- |
-41- 77.36% |
$3.65K - $5.41K
|
12
$2.24K
|
|
|
Jan 17, 2024
Q4 2023
|
Family Legacy, Inc.
|
SELL
|
- |
-45- 0.57% |
$4K - $5.94K
|
7.92K
$1.48M
|
|
|
Jan 17, 2024
Q4 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-49- 58.33% |
$4.36K - $6.47K
|
35
$6.55K
|
|
|
Feb 14, 2024
Q4 2023
|
Core Alternative Capital
|
SELL
|
- |
-49- 10.29% |
$4.36K - $6.47K
|
427
$79.9K
|
|
|
Jan 18, 2024
Q4 2023
|
Franklin Street Advisors Inc
|
SELL
|
- |
-50- 1.16% |
$4.45K - $6.6K
|
4.27K
$799K
|
|
|
Jan 19, 2024
Q4 2023
|
Culbertson A N & CO Inc
|
SELL
|
- |
-50- 0.49% |
$4.45K - $6.6K
|
10.1K
$1.88M
|
|
|
Jan 23, 2024
Q4 2023
|
Independence Bank Of Kentucky
|
SELL
|
- |
-50- 4.53% |
$4.45K - $6.6K
|
1.05K
$197K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-51- 0.81% |
$4.54K - $6.73K
|
6.25K
$1.17M
|
|
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-52- 8.57% |
$4.63K - $6.87K
|
555
$104K
|
|
|
Jan 23, 2024
Q4 2023
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-55- 13.99% |
$4.89K - $7.26K
|
338
$63.2K
|
|
|
Feb 01, 2024
Q4 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-59- 10.03% |
$5.25K - $7.79K
|
529
$99K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-59- 4.06% |
$5.25K - $7.79K
|
1.4K
$261K
|
|
|
Feb 09, 2024
Q4 2023
|
Capital Management Associates
New York, NY |
SELL
|
- |
-59- 0.82% |
$5.25K - $7.79K
|
7.13K
$1.33M
|
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-61- 1.19% |
$5.43K - $8.05K
|
5.09K
$951K
|
|
|
Jan 05, 2024
Q4 2023
|
Montecito Bank & Trust
|
SELL
|
- |
-63- 1.76% |
$5.61K - $8.32K
|
3.52K
$659K
|
|
|
Feb 12, 2024
Q4 2023
|
Rfp Financial Group LLC
Atlanta, GA |
SELL
|
- |
-63- 87.5% |
$5.61K - $8.32K
|
9
$1.68K
|
|
|
Feb 06, 2024
Q4 2023
|
Regions Financial Corp
|
SELL
|
- |
-66- 1.4% |
$5.87K - $8.71K
|
4.66K
$871K
|
|
|
Feb 06, 2024
Q4 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-66- 0.48% |
$5.87K - $8.71K
|
13.8K
$2.58M
|
|
|
Feb 14, 2024
Q4 2023
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-70- 3.05% |
$6.23K - $9.24K
|
2.23K
$416K
|
|
|
Feb 09, 2024
Q4 2023
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-77- 1.38% |
$6.85K - $10.2K
|
5.52K
$1.03M
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-81- 0.55% |
$7.21K - $10.7K
|
14.5K
$2.72M
|
|
|
Jan 16, 2024
Q4 2023
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-88- 2.69% |
$7.83K - $11.6K
|
3.19K
$596K
|
|
|
Feb 08, 2024
Q4 2023
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-95- 0.7% |
$8.45K - $12.5K
|
13.6K
$2.54M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-95- 0.33% |
$8.45K - $12.5K
|
29.1K
$5.44M
|
|
|
Feb 08, 2024
Q4 2023
|
Strait & Sound Wealth Management LLC
San Francisco, CA |
SELL
|
- |
-95- 4.43% |
$8.45K - $12.5K
|
2.05K
$383K
|
|
|
Feb 14, 2024
Q4 2023
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-97- 1.19% |
$8.63K - $12.8K
|
8.07K
$1.51M
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-99- 1.57% |
$8.81K - $13.1K
|
6.21K
$1.16M
|
|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-100- 0.65% |
$8.9K - $13.2K
|
15.2K
$2.84M
|
|
|
Jan 30, 2024
Q4 2023
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-102- 0.19% |
$9.07K - $13.5K
|
54K
$10.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-102- 38.2% |
$9.07K - $13.5K
|
165
$30.9K
|
|
|
Feb 01, 2024
Q4 2023
|
Alaska Permanent Fund Corp
Juneau, AK |
SELL
|
- |
-103- 0.49% |
$9.16K - $13.6K
|
20.8K
$3.89M
|
|
|
Jan 16, 2024
Q4 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-106- 1.0% |
$9.43K - $14K
|
10.5K
$1.96M
|
|
|
Feb 15, 2024
Q4 2023
|
Venture Visionary Partners LLC
|
SELL
|
- |
-110- 3.14% |
$9.79K - $14.5K
|
3.4K
$635K
|
|
|
Feb 05, 2024
Q4 2023
|
Palmer Knight CO
|
SELL
|
- |
-118- 0.23% |
$10.5K - $15.6K
|
50.2K
$9.39M
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-122- 0.76% |
$10.9K - $16.1K
|
16K
$3M
|
|
|
Feb 13, 2024
Q4 2023
|
Baldwin Investment Management, LLC
|
SELL
|
- |
-125- 0.98% |
$11.1K - $16.5K
|
12.7K
$2.37M
|
|
|
Feb 09, 2024
Q4 2023
|
Richwood Investment Advisors, LLC
|
SELL
|
- |
-125- 2.95% |
$11.1K - $16.5K
|
4.11K
$768K
|
|
|
Jan 11, 2024
Q4 2023
|
Norwood Financial Corp
|
SELL
|
- |
-125- 9.65% |
$11.1K - $16.5K
|
1.17K
$219K
|
|
|
Feb 08, 2024
Q4 2023
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-130- 0.42% |
$11.6K - $17.2K
|
30.5K
$5.7M
|