Insider Transactions in Q1 2020 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2020
|
Sheldon Hall Senior Advisor to CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
2,340
+1.8%
|
-
|
|
Feb 15
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,183
-4.24%
|
$630,666
$102.64 P/Share
|
|
Feb 15
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,765
-4.39%
|
$486,030
$102.03 P/Share
|
|
Feb 15
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
4,765
+4.21%
|
-
|
|
Feb 15
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
6,558
-3.73%
|
$668,916
$102.64 P/Share
|
|
Feb 15
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,096
-3.2%
|
$417,792
$102.03 P/Share
|
|
Feb 15
2020
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
4,096
+3.1%
|
-
|
|
Feb 15
2020
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
4,279
-3.27%
|
$436,458
$102.64 P/Share
|
|
Feb 15
2020
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,913
-3.08%
|
$297,126
$102.03 P/Share
|
|
Feb 15
2020
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Exercise of conversion of derivative security
|
Direct |
2,913
+2.99%
|
-
|
|
Feb 15
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,435
-1.69%
|
$554,370
$102.64 P/Share
|
|
Feb 15
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,314
-1.93%
|
$440,028
$102.03 P/Share
|
|
Feb 15
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
4,314
+1.89%
|
-
|
|
Feb 15
2020
|
Celia Karam Pres, Retail Bank |
SELL
Payment of exercise price or tax liability
|
Direct |
934
-1.73%
|
$95,268
$102.64 P/Share
|
|
Feb 15
2020
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,508
-3.06%
|
$561,816
$102.64 P/Share
|
|
Feb 15
2020
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,264
-3.28%
|
$434,928
$102.03 P/Share
|
|
Feb 15
2020
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
4,264
+3.17%
|
-
|
|
Feb 15
2020
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,836
-1.8%
|
$595,272
$102.64 P/Share
|
|
Feb 15
2020
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,014
-2.2%
|
$511,428
$102.03 P/Share
|
|
Feb 15
2020
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
5,014
+2.15%
|
-
|
|
Feb 15
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
4,273
-3.88%
|
$435,846
$102.64 P/Share
|
|
Feb 15
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,632
-3.28%
|
$268,464
$102.03 P/Share
|
|
Feb 15
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Exercise of conversion of derivative security
|
Direct |
2,632
+3.18%
|
-
|
|
Feb 15
2020
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,122
-4.08%
|
$726,444
$102.64 P/Share
|
|
Feb 15
2020
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,610
-3.6%
|
$470,220
$102.03 P/Share
|
|
Feb 15
2020
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
4,610
+3.47%
|
-
|
|
Feb 15
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,057
-0.58%
|
$2,045,814
$102.03 P/Share
|
|
Feb 15
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
20,057
+0.58%
|
-
|
|
Jan 30
2020
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
12,845
+17.42%
|
-
|
|
Jan 30
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
9,564
+8.09%
|
-
|
|
Jan 30
2020
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
9,762
+17.81%
|
-
|
|
Jan 30
2020
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Indirect |
299
+6.8%
|
-
|
|
Jan 30
2020
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
9,367
+13.17%
|
-
|
|
Jan 30
2020
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
12,013
+16.53%
|
-
|
|
Jan 30
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
9,054
+19.2%
|
-
|
|
Jan 30
2020
|
Celia Karam Pres, Retail Bank |
BUY
Grant, award, or other acquisition
|
Direct |
7,341
+28.74%
|
-
|
|
Jan 30
2020
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
8,075
+24.27%
|
-
|
|
Jan 30
2020
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
11,016
+15.15%
|
-
|
|
Jan 30
2020
|
Timothy P Golden Controller |
BUY
Grant, award, or other acquisition
|
Direct |
3,952
+17.3%
|
-
|
|
Jan 30
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,099
-0.01%
|
$112,098
$102.17 P/Share
|
|
Jan 30
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
1,099
+0.01%
|
$112,098
$102.17 P/Share
|
|
Jan 30
2020
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
9,299
+24.44%
|
-
|
|
Jan 30
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
9,806
+16.21%
|
-
|
|
Jan 30
2020
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
8,453
+7.78%
|
-
|
|
Jan 30
2020
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
12,898
+10.49%
|
-
|
|
Jan 30
2020
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
13,454
+12.06%
|
-
|
|
Jan 30
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,164
+11.0%
|
-
|
|
Jan 23
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
559,333
+14.07%
|
$20,135,988
$36.55 P/Share
|
|
Jan 22
2020
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
13,925
-12.54%
|
$1,489,975
$107.01 P/Share
|