Insider Transactions in Q1 2023 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 01
2023
|
Ravi Raghu Pres, Software, Intl & Sm Bus |
SELL
Payment of exercise price or tax liability
|
Direct |
1,123
-2.44%
|
$121,284
$108.58 P/Share
|
|
Mar 01
2023
|
Ravi Raghu Pres, Software, Intl & Sm Bus |
BUY
Grant, award, or other acquisition
|
Direct |
2,853
+5.83%
|
-
|
|
Mar 01
2023
|
Lia Dean Pres, Banking & Prem. Products |
SELL
Payment of exercise price or tax liability
|
Direct |
6,348
-10.15%
|
$685,584
$108.58 P/Share
|
|
Mar 01
2023
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
12,675
+16.85%
|
-
|
|
Mar 01
2023
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
75,055
-1.91%
|
$8,105,940
$108.58 P/Share
|
|
Mar 01
2023
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
166,419
+4.07%
|
-
|
|
Mar 01
2023
|
Michael Zamsky Chief Credit & Fin'l Risk Off. |
SELL
Payment of exercise price or tax liability
|
Direct |
1,858
-5.9%
|
$200,664
$108.58 P/Share
|
|
Mar 01
2023
|
Michael Zamsky Chief Credit & Fin'l Risk Off. |
BUY
Grant, award, or other acquisition
|
Direct |
4,118
+11.56%
|
-
|
|
Mar 01
2023
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
6,912
-12.07%
|
$746,496
$108.58 P/Share
|
|
Mar 01
2023
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
15,324
+21.11%
|
-
|
|
Mar 01
2023
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,776
-9.24%
|
$947,808
$108.58 P/Share
|
|
Mar 01
2023
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
17,522
+15.57%
|
-
|
|
Mar 01
2023
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
6,771
-7.91%
|
$731,268
$108.58 P/Share
|
|
Mar 01
2023
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
15,012
+14.92%
|
-
|
|
Mar 01
2023
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
9,130
-8.41%
|
$986,040
$108.58 P/Share
|
|
Mar 01
2023
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
20,243
+15.72%
|
-
|
|
Mar 01
2023
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
7,364
-8.0%
|
$795,312
$108.58 P/Share
|
|
Mar 01
2023
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
14,703
+13.77%
|
-
|
|
Mar 01
2023
|
Celia Karam Pres, Retail Bank |
SELL
Payment of exercise price or tax liability
|
Direct |
5,197
-9.47%
|
$561,276
$108.58 P/Share
|
|
Mar 01
2023
|
Celia Karam Pres, Retail Bank |
BUY
Grant, award, or other acquisition
|
Direct |
11,523
+17.35%
|
-
|
|
Mar 01
2023
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
7,709
-9.23%
|
$832,572
$108.58 P/Share
|
|
Mar 01
2023
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
15,392
+15.56%
|
-
|
|
Feb 15
2023
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,021
-1.83%
|
$458,394
$114.63 P/Share
|
|
Feb 15
2023
|
Kara West Chief Enterprise Risk Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,051
-2.61%
|
$119,814
$114.63 P/Share
|
|
Feb 15
2023
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
3,025
-1.44%
|
$344,850
$114.63 P/Share
|
|
Feb 15
2023
|
Lia Dean Pres, Banking & Prem. Products |
SELL
Payment of exercise price or tax liability
|
Direct |
2,891
-1.86%
|
$329,574
$114.63 P/Share
|
|
Feb 15
2023
|
Ravi Raghu Pres, Software, Intl & Sm Bus |
SELL
Payment of exercise price or tax liability
|
Direct |
1,500
-1.13%
|
$171,000
$114.63 P/Share
|
|
Feb 15
2023
|
Kaitlin Haggerty Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
505
-1.55%
|
$57,570
$114.63 P/Share
|
|
Feb 15
2023
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
3,270
-1.37%
|
$372,780
$114.63 P/Share
|
|
Feb 15
2023
|
Celia Karam Pres, Retail Bank |
SELL
Payment of exercise price or tax liability
|
Direct |
2,388
-1.77%
|
$272,232
$114.63 P/Share
|
|
Feb 15
2023
|
Michael Zamsky Chief Credit & Fin'l Risk Off. |
SELL
Payment of exercise price or tax liability
|
Direct |
3,203
-3.62%
|
$365,142
$114.63 P/Share
|
|
Feb 15
2023
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
1,704
-2.59%
|
$194,256
$114.63 P/Share
|
|
Feb 15
2023
|
Mark Daniel Mouadeb President, U.S. Card |
SELL
Payment of exercise price or tax liability
|
Direct |
1,279
-2.41%
|
$145,806
$114.63 P/Share
|
|
Feb 15
2023
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
35,844
-0.47%
|
$4,193,748
$117.47 P/Share
|
|
Feb 15
2023
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
35,844
+0.47%
|
-
|
|
Feb 15
2023
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
4,141
-1.52%
|
$472,074
$114.63 P/Share
|
|
Feb 15
2023
|
Andrew M Young Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,741
-2.02%
|
$198,474
$114.63 P/Share
|
|
Feb 15
2023
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
2,726
-2.08%
|
$310,764
$114.63 P/Share
|
|
Feb 15
2023
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,392
-1.82%
|
$500,688
$114.63 P/Share
|
|
Feb 14
2023
|
Neal Blinde President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
8,000
-6.18%
|
$920,000
$115.16 P/Share
|
|
Jan 31
2023
|
Neal Blinde President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
24,272
-15.79%
|
$2,888,368
$119.0 P/Share
|
|
Jan 26
2023
|
Kaitlin Haggerty Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
7,073
+39.08%
|
-
|
|
Jan 26
2023
|
Andrew M Young Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
10,186
+25.8%
|
-
|
|
Jan 26
2023
|
Kara West Chief Enterprise Risk Officer |
BUY
Grant, award, or other acquisition
|
Direct |
5,957
+30.18%
|
-
|
|
Jan 26
2023
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
10,770
+16.98%
|
-
|
|
Jan 26
2023
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
862
-0.01%
|
$99,992
$116.07 P/Share
|
|
Jan 26
2023
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
862
+0.01%
|
$99,992
$116.07 P/Share
|
|
Jan 26
2023
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
12,327
+13.26%
|
-
|
|
Jan 26
2023
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,202
+12.51%
|
-
|
|
Jan 26
2023
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
13,250
+15.08%
|
-
|