Insider Transactions in Q4 2017 at Capital One Financial Corp (COF)
Insider Transaction List (Q4 2017)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 22
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
156,278
-65.74%
|
$15,627,800
$100.0 P/Share
|
|
Dec 22
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
60,965
+12.04%
|
$3,109,215
$51.04 P/Share
|
|
Dec 22
2017
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
26,405
-36.68%
|
$2,640,500
$100.0 P/Share
|
|
Dec 22
2017
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
26,405
+26.84%
|
$1,267,440
$48.28 P/Share
|
|
Dec 18
2017
|
Ann F Hackett Director |
SELL
Open market or private sale
|
Direct |
7,000
-10.77%
|
$686,000
$98.0 P/Share
|
|
Dec 18
2017
|
Ann F Hackett Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,000
+9.72%
|
$112,000
$16.93 P/Share
|
|
Dec 15
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
6,716
-8.72%
|
$644,736
$96.74 P/Share
|
|
Dec 14
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
83,046
-63.17%
|
$7,889,370
$95.0 P/Share
|
|
Dec 14
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
65,304
+22.43%
|
$3,069,288
$47.01 P/Share
|
|
Dec 04
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
30,652
-14.78%
|
$2,911,940
$95.0 P/Share
|
|
Dec 04
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
37,204
+15.21%
|
$1,785,792
$48.28 P/Share
|
|
Dec 04
2017
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
7,000
-12.26%
|
$658,000
$94.94 P/Share
|
|
Dec 04
2017
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,000
+10.92%
|
$112,000
$16.93 P/Share
|
|
Dec 04
2017
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
8,039
-14.99%
|
$763,705
$95.0 P/Share
|
|
Dec 04
2017
|
John G Finneran Jr |
SELL
Open market or private sale
|
Indirect |
6,490
-29.16%
|
$616,550
$95.0 P/Share
|
|
Dec 04
2017
|
Ann F Hackett Director |
SELL
Open market or private sale
|
Direct |
7,000
-10.77%
|
$665,000
$95.0 P/Share
|
|
Dec 04
2017
|
Ann F Hackett Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,000
+9.72%
|
$112,000
$16.93 P/Share
|
|
Dec 04
2017
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
66,490
-19.75%
|
$6,316,550
$95.02 P/Share
|
|
Dec 04
2017
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
37,670
+21.51%
|
$1,695,150
$45.75 P/Share
|
|
Dec 04
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
76,354
-18.73%
|
$7,253,630
$95.15 P/Share
|
|
Dec 04
2017
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
63,740
+29.36%
|
$3,059,520
$48.95 P/Share
|
|
Dec 01
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
5,000
-5.29%
|
$460,000
$92.18 P/Share
|
|
Nov 13
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Bona fide gift
|
Direct |
2,296
-0.09%
|
-
|
|
Nov 08
2017
|
Michael J Wassmer President, Card |
SELL
Bona fide gift
|
Direct |
903
-1.12%
|
-
|
|
Nov 03
2017
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
8,292
-13.39%
|
$754,572
$91.99 P/Share
|
|
Oct 31
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,997
-7.72%
|
$275,724
$92.18 P/Share
|
|
Oct 27
2017
|
Mayo A Shattuck Iii Director |
SELL
Open market or private sale
|
Direct |
24,167
-35.48%
|
$2,223,364
$92.71 P/Share
|
|
Oct 27
2017
|
Mayo A Shattuck Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
24,167
+15.95%
|
$773,344
$32.11 P/Share
|
|
Oct 25
2017
|
Ann F Hackett Director |
SELL
Open market or private sale
|
Direct |
11,055
-16.01%
|
$1,006,005
$91.18 P/Share
|
|
Oct 25
2017
|
Ann F Hackett Director |
BUY
Exercise of conversion of derivative security
|
Direct |
11,055
+13.8%
|
$519,585
$47.29 P/Share
|