Put Options Transactions Made in Q4 2021 in Caribou Biosciences, Inc. (CRBU)

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This table provides information about the institutional ownership of Caribou Biosciences, Inc. (CRBU) during Q4 2021. The information is specifically focused on institutions that hold put options of Caribou Biosciences, Inc..

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History

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P - Open market or private purchase×
S - Open market or private sale×
V - Transaction voluntarily reported earlier than required×
A - Grant, award, or other acquisition×
D - Sale (or disposition) back to the issuer×
F - Payment of exercise price or tax liability×
I - Discretionary transaction×
M - Exercise of conversion of derivative security×
C - Conversion of derivative security×
E - Expiration of short derivative position×
H - Expiration (or cancellation) of long derivative position with value received×
O - Exercise of out-of-the-money derivative securities×
X - Exercise of in-the-money or at-the-money derivatives securities×
G - Bona fide gift×
L - Small Acquisition×
W - Acquisition or disposition by will or laws×
Z - Deposit into or withdrawal from voting trust×
J - Other acquisition or disposition×
K - Transaction in equity swap or similar instrument×
U - Disposition due to a tender of shares in a change of control transaction×
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