Purchases and Sales Made in Q1 2023 in Simplify Exch Traded Fds Simpl (CTA)
This table provides information about the institutional ownership of Simplify Exch Traded Fds Simpl (CTA) during Q1 2023. The information is specifically focused on institutions that hold shares of SIMPLIFY EXCH TRADED FDS SIMPL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 19, 2023
Q1 2023
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
1.24M+ 2161.88% |
$28.9M - $34.8M
|
1.29M
$36.9M
|
|
|
Apr 20, 2023
Q1 2023
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
111KNew |
$2.59M - $3.11M
|
111K
$3.15M
|
|
|
May 17, 2023
Q1 2023
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
89.7KNew |
$2.1M - $2.52M
|
89.7K
$2.56M
|
|
|
Jun 01, 2023
Q1 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
72.6KNew |
$1.7M - $2.04M
|
72.6K
$2.07M
|
|
|
May 10, 2023
Q1 2023
|
Simplify Asset Management Inc.
New York, NY |
BUY
|
- |
52.3K+ 32.78% |
$1.22M - $1.47M
|
212K
$6.04M
|
|
|
May 08, 2023
Q1 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
36.6K+ 293.06% |
$858K - $1.03M
|
49.1K
$1.4M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
30.7KNew |
$720K - $865K
|
30.7K
$877K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
27.4K+ 52.22% |
$641K - $770K
|
79.8K
$2.28M
|
|
|
Apr 14, 2023
Q1 2023
|
Dakota Wealth Management
|
BUY
|
- |
26.2K+ 23.56% |
$613K - $737K
|
137K
$3.92M
|
|
|
Apr 24, 2023
Q1 2023
|
Strategic Wealth Partners, Ltd.
Independence, OH |
BUY
|
- |
16.5KNew |
$387K - $465K
|
16.5K
$471K
|
|
|
Apr 13, 2023
Q1 2023
|
Cambridge Advisors Inc.
|
BUY
|
- |
15.6KNew |
$366K - $440K
|
15.6K
$445K
|
|
|
May 15, 2023
Q1 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
15KNew |
$351K - $422K
|
15K
$428K
|
|
|
Apr 11, 2023
Q1 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
9.14K+ 30.5% |
$214K - $257K
|
39.1K
$1.12M
|
|
|
Apr 12, 2023
Q1 2023
|
National Bank Of Canada
|
BUY
|
- |
7.64KNew |
$179K - $215K
|
7.64K
$218K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.58K+ 83.09% |
$154K - $185K
|
14.5K
$414K
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
4.7KNew |
$110K - $132K
|
4.7K
$134K
|
|
|
Apr 11, 2023
Q1 2023
|
Smith Anglin Financial, LLC
|
BUY
|
- |
3.5K+ 14.51% |
$81.9K - $98.4K
|
27.6K
$787K
|
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.4KNew |
$56.2K - $67.6K
|
2.4K
$68.5K
|
|
|
Apr 18, 2023
Q1 2023
|
Peak Financial Advisors LLC
|
BUY
|
- |
1.6K+ 0.6% |
$37.4K - $45K
|
269K
$7.67M
|
|
|
Apr 17, 2023
Q1 2023
|
Atticus Wealth Management, LLC
|
BUY
|
- |
1.15KNew |
$27K - $32.5K
|
1.15K
$32.9K
|
|
|
May 15, 2023
Q1 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
878+ 1.67% |
$20.6K - $24.7K
|
53.5K
$1.53M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
662+ 1.46% |
$15.5K - $18.6K
|
45.9K
$1.31M
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
337New |
$7.89K - $9.49K
|
337
$9.61K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2- 0.02% |
$46.8 - $56.3
|
10.1K
$287K
|
|
|
Apr 11, 2023
Q1 2023
|
Aries Wealth Management
|
SELL
|
- |
-215- 0.91% |
$5.04K - $6.05K
|
23.5K
$671K
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-300- 47.1% |
$7.03K - $8.45K
|
337
$9.61K
|
|
|
May 05, 2023
Q1 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-2.32K- 13.69% |
$54.3K - $65.3K
|
14.6K
$417K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-6.12K- 89.64% |
$143K - $172K
|
708
$20.2K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.81K- 3.94% |
$183K - $220K
|
190K
$5.43M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-11.7K- 20.57% |
$274K - $329K
|
45.1K
$1.29M
|
|
|
May 12, 2023
Q1 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-13K- 24.11% |
$305K - $366K
|
41K
$1.17M
|
|
|
Apr 19, 2023
Q1 2023
|
Solstein Capital, LLC
Menlo Park, CA |
SELL
|
- |
-13.2K- 68.77% |
$310K - $373K
|
6.01K
$171K
|
|
|
Apr 17, 2023
Q1 2023
|
Stegent Equity Advisors, Inc.
Houston, TX |
SELL
|
- |
-24.2K- 67.82% |
$567K - $682K
|
11.5K
$328K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-29.4K- 95.4% |
$688K - $826K
|
1.42K
$40.4K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-30.9K- 49.31% |
$724K - $870K
|
31.8K
$906K
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-274K- 71.75% |
$6.41M - $7.7M
|
108K
$3.07M
|
|
|
Apr 21, 2023
Q1 2023
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-1.24M- 95.73% |
$29M - $34.8M
|
55.2K
$1.57M
|