Purchases and Sales Made in Q1 2022 in Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR) during Q1 2022. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Total Return Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
119K+ 39.61% |
$2.93M - $3.5M
|
421K
$19.8M
|
|
May 16, 2022
Q1 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
74KNew |
$1.82M - $2.17M
|
74K
$3.48M
|
|
May 16, 2022
Q1 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
73.4KNew |
$1.8M - $2.15M
|
73.4K
$3.45M
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
34.6K+ 588.37% |
$849K - $1.01M
|
40.4K
$1.9M
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
29.7K+ 67.47% |
$728K - $870K
|
73.6K
$3.46M
|
|
May 12, 2022
Q1 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
24K+ 21.08% |
$589K - $703K
|
138K
$6.48M
|
|
Apr 12, 2022
Q1 2022
|
Matisse Capital
|
BUY
|
- |
18.3K+ 57.48% |
$448K - $535K
|
50K
$2.35M
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
14.7KNew |
$361K - $431K
|
14.7K
$691K
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
14K+ 6.04% |
$344K - $410K
|
246K
$11.6M
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12K+ 336.18% |
$295K - $352K
|
15.6K
$734K
|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
10.9KNew |
$267K - $318K
|
10.9K
$511K
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
9.34KNew |
$229K - $274K
|
9.34K
$439K
|
|
May 04, 2022
Q1 2022
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
7.95KNew |
$195K - $233K
|
7.95K
$374K
|
|
May 11, 2022
Q1 2022
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
7.18KNew |
$176K - $210K
|
7.18K
$338K
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
5.52K+ 2.92% |
$136K - $162K
|
194K
$9.14M
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.43K+ 14.37% |
$133K - $159K
|
43.2K
$2.03M
|
|
May 04, 2022
Q1 2022
|
Stephens Inc
|
BUY
|
- |
1.38K+ 9.68% |
$33.8K - $40.4K
|
15.6K
$734K
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.29K+ 1.66% |
$31.6K - $37.8K
|
78.8K
$3.71M
|
|
May 09, 2022
Q1 2022
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
1.1K+ 21.08% |
$27K - $32.2K
|
6.32K
$297K
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.09K+ 2.15% |
$26.7K - $31.9K
|
51.7K
$2.43M
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
769+ 9.02% |
$18.9K - $22.5K
|
9.3K
$437K
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
757+ 9.61% |
$18.6K - $22.2K
|
8.64K
$406K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
605+ 69.7% |
$14.9K - $17.7K
|
1.47K
$69.3K
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
525+ 1.6% |
$12.9K - $15.4K
|
33.3K
$1.57M
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
268+ 2.87% |
$6.58K - $7.86K
|
9.59K
$451K
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
250+ 2.53% |
$6.14K - $7.33K
|
10.1K
$477K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
187New |
$4.59K - $5.48K
|
187
$8.79K
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
3+ 1.9% |
$73.7 - $87.9
|
161
$7.57K
|
|
Apr 21, 2022
Q1 2022
|
Private Capital Group, LLC
|
BUY
|
- |
1+ 0.96% |
$24.6 - $29.3
|
105
$4.94K
|
|
May 09, 2022
Q1 2022
|
Amplius Wealth Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-22- 6.98% |
$540 - $645
|
293
$13.8K
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-45Closed |
$1.1K - $1.32K
|
0
$0
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-60Closed |
$1.47K - $1.76K
|
0
$0
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-100Closed |
$2.46K - $2.93K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-125- 46.13% |
$3.07K - $3.66K
|
146
$6.86K
|
|
May 06, 2022
Q1 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-396- 2.49% |
$9.72K - $11.6K
|
15.5K
$730K
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-398- 13.73% |
$9.77K - $11.7K
|
2.5K
$118K
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-450- 1.57% |
$11K - $13.2K
|
28.2K
$1.32M
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-724Closed |
$17.8K - $21.2K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-785- 7.6% |
$19.3K - $23K
|
9.55K
$449K
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.28K- 4.91% |
$55.9K - $66.8K
|
44.1K
$2.07M
|
|
May 13, 2022
Q1 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-3.38K- 4.66% |
$83.1K - $99.2K
|
69.2K
$3.25M
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.32KClosed |
$229K - $273K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.5K- 19.51% |
$257K - $307K
|
43.2K
$2.03M
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-10.8K- 10.32% |
$266K - $317K
|
94K
$4.42M
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11.3K- 10.75% |
$278K - $332K
|
94K
$4.42M
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-18.1K- 56.94% |
$443K - $529K
|
13.7K
$642K
|
|
May 09, 2022
Q1 2022
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-64.8K- 52.41% |
$1.59M - $1.9M
|
58.9K
$2.77M
|