Purchases and Sales Made in Q2 2021 in Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR) during Q2 2021. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Total Return Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
42.8KNew |
$869K - $1.17M
|
42.8K
$2.01M
|
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
40.9K+ 59.66% |
$830K - $1.12M
|
110K
$5.15M
|
|
|
Aug 13, 2021
Q2 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
39.2K+ 86.17% |
$795K - $1.07M
|
84.8K
$3.99M
|
|
|
Aug 13, 2021
Q2 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
26.7K+ 45.12% |
$541K - $731K
|
85.9K
$4.04M
|
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
26.6K+ 164.31% |
$540K - $729K
|
42.8K
$2.01M
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
26.2K+ 13.5% |
$530K - $716K
|
220K
$10.3M
|
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
9.52KNew |
$193K - $261K
|
9.52K
$448K
|
|
|
Aug 16, 2021
Q2 2021
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
9KNew |
$182K - $246K
|
9K
$423K
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
8.7K+ 134.45% |
$176K - $238K
|
15.2K
$714K
|
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
7.98KNew |
$162K - $218K
|
7.98K
$375K
|
|
|
Aug 16, 2021
Q2 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
5.88KNew |
$119K - $161K
|
5.88K
$276K
|
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.57KNew |
$113K - $152K
|
5.57K
$262K
|
|
|
Aug 04, 2021
Q2 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
2.43K+ 1.67% |
$49.3K - $66.5K
|
148K
$6.95M
|
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.14K+ 47.65% |
$43.3K - $58.5K
|
6.62K
$311K
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
750+ 6.67% |
$15.2K - $20.5K
|
12K
$564K
|
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
512+ 34.41% |
$10.4K - $14K
|
2K
$94K
|
|
|
Aug 06, 2021
Q2 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
153New |
$3.1K - $4.19K
|
153
$7.19K
|
|
|
Jul 26, 2021
Q2 2021
|
Private Capital Group, LLC
|
BUY
|
- |
100New |
$2.03K - $2.74K
|
100
$4.7K
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
85+ 6.5% |
$1.72K - $2.33K
|
1.39K
$65.5K
|
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
SELL
|
- |
-100Closed |
$2.03K - $2.74K
|
0
$0
|
|
|
Jan 02, 2024
Q2 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-110Closed |
$2.23K - $3.01K
|
0
$0
|
|
|
Sep 03, 2021
Q2 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-134- 0.65% |
$2.72K - $3.67K
|
20.4K
$961K
|
|
|
Aug 16, 2021
Q2 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-172- 1.72% |
$3.49K - $4.71K
|
9.81K
$461K
|
|
|
Jul 30, 2021
Q2 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-240Closed |
$4.86K - $6.57K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-258Closed |
$5.23K - $7.06K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-503- 76.68% |
$10.2K - $13.8K
|
153
$7.19K
|
|
|
Aug 12, 2021
Q2 2021
|
Stephens Inc
|
SELL
|
- |
-570- 3.53% |
$11.6K - $15.6K
|
15.6K
$732K
|
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-766- 6.46% |
$15.5K - $21K
|
11.1K
$521K
|
|
|
Nov 12, 2021
Q2 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-853- 63.75% |
$17.3K - $23.3K
|
485
$22.8K
|
|
|
Aug 17, 2021
Q2 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.68K- 7.05% |
$54.4K - $73.5K
|
35.4K
$1.66M
|
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.73K- 4.88% |
$55.4K - $74.8K
|
53.3K
$2.5M
|
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.79K- 3.44% |
$56.5K - $76.3K
|
78.2K
$3.68M
|
|
|
Aug 13, 2021
Q2 2021
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-11.4KClosed |
$231K - $311K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-23.6K- 29.65% |
$478K - $645K
|
55.9K
$2.63M
|
|
|
Aug 03, 2021
Q2 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-27.7KClosed |
$561K - $758K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-31.4K- 31.18% |
$636K - $859K
|
69.3K
$3.26M
|
|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-37K- 60.65% |
$750K - $1.01M
|
24K
$1.13M
|
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-39.5K- 77.94% |
$800K - $1.08M
|
11.2K
$525K
|