Purchases and Sales Made in Q3 2023 in Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR) during Q3 2023. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Total Return Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
138K+ 15.56% |
$4.32M - $4.76M
|
1.03M
$48.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
80.1KNew |
$2.5M - $2.75M
|
80.1K
$3.77M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
46.5K+ 70.8% |
$1.45M - $1.6M
|
112K
$5.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
23K+ 89.05% |
$717K - $790K
|
48.8K
$2.29M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.8K+ 13.5% |
$338K - $372K
|
91K
$4.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
10.7KNew |
$334K - $368K
|
10.7K
$503K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
7.2K+ 17.67% |
$225K - $248K
|
48K
$2.26M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
6.2KNew |
$193K - $213K
|
6.2K
$292K
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
5.07K+ 64.17% |
$158K - $174K
|
13K
$610K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.3K+ 1610.24% |
$103K - $113K
|
3.51K
$165K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
2.86K+ 16.73% |
$89.3K - $98.4K
|
20K
$939K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
2.48KNew |
$77.4K - $85.3K
|
2.48K
$117K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.8K+ 15.26% |
$56.1K - $61.9K
|
13.6K
$639K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
400+ 3.13% |
$12.5K - $13.8K
|
13.2K
$619K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
303+ 0.4% |
$9.45K - $10.4K
|
75.9K
$3.57M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
221+ 20.43% |
$6.89K - $7.6K
|
1.3K
$61.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
150New |
$4.68K - $5.16K
|
150
$7.05K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
40New |
$1.25K - $1.38K
|
40
$1.88K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
38+ 0.12% |
$1.19K - $1.31K
|
33K
$1.55M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
BUY
|
- |
18+ 0.14% |
$561 - $619
|
13K
$609K
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
1+ 0.0% |
$31.2 - $34.4
|
73K
$3.43M
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-177- 1.47% |
$5.52K - $6.09K
|
11.9K
$557K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-582- 12.11% |
$18.2K - $20K
|
4.22K
$199K
|
|
|
Nov 14, 2023
Q3 2023
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-758- 2.23% |
$23.6K - $26.1K
|
33.3K
$1.56M
|
|
|
Oct 16, 2023
Q3 2023
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-1K- 13.42% |
$31.2K - $34.4K
|
6.45K
$303K
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-1.4K- 25.57% |
$43.7K - $48.1K
|
4.08K
$192K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.33K- 6.09% |
$72.7K - $80.1K
|
36K
$1.69M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.03K- 10.64% |
$94.4K - $104K
|
25.4K
$1.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.03K- 8.09% |
$126K - $138K
|
45.7K
$2.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-7.63K- 27.07% |
$238K - $262K
|
20.6K
$966K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-8.91K- 4.91% |
$278K - $306K
|
173K
$8.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-11.1K- 31.38% |
$345K - $380K
|
24.2K
$1.14M
|
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
SELL
|
- |
-14.4K- 28.87% |
$450K - $496K
|
35.6K
$1.67M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-15.8K- 24.78% |
$493K - $543K
|
48K
$2.26M
|
|
|
Nov 13, 2023
Q3 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-18.2K- 59.69% |
$569K - $627K
|
12.3K
$579K
|
|
|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-20.4K- 13.93% |
$638K - $703K
|
126K
$5.94M
|