Purchases and Sales Made in Q4 2021 in Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR) during Q4 2021. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Total Return Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
215K+ 248.81% |
$4.72M - $6.06M
|
301K
$14.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
69.3K+ 57.9% |
$1.52M - $1.95M
|
189K
$8.88M
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
BUY
|
- |
31.8KNew |
$696K - $895K
|
31.8K
$1.49M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
29.7K+ 207.06% |
$650K - $836K
|
44K
$2.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
9.5K+ 33.59% |
$208K - $268K
|
37.8K
$1.78M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.32KNew |
$204K - $263K
|
9.32K
$438K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3K+ 43.57% |
$65.8K - $84.6K
|
9.89K
$465K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.5K+ 628.14% |
$54.8K - $70.5K
|
2.9K
$136K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.31K+ 4.49% |
$50.6K - $65K
|
53.7K
$2.53M
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
1.66K+ 1.47% |
$36.3K - $46.7K
|
114K
$5.35M
|
|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
360New |
$7.89K - $10.2K
|
360
$16.9K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
271New |
$5.94K - $7.64K
|
271
$12.7K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
100New |
$2.19K - $2.82K
|
100
$4.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
45New |
$987 - $1.27K
|
45
$2.12K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4+ 0.11% |
$87.7 - $113
|
3.58K
$168K
|
|
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
2+ 1.28% |
$43.9 - $56.4
|
158
$7.43K
|
|
|
Jan 24, 2022
Q4 2021
|
Private Capital Group, LLC
|
BUY
|
- |
2+ 1.96% |
$43.9 - $56.4
|
104
$4.89K
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-14- 1.9% |
$307 - $395
|
724
$34K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-108- 0.1% |
$2.37K - $3.05K
|
105K
$4.93M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-223- 0.29% |
$4.89K - $6.29K
|
77.5K
$3.64M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-230- 2.18% |
$5.04K - $6.49K
|
10.3K
$486K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-242- 2.53% |
$5.31K - $6.82K
|
9.32K
$438K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-443- 1.52% |
$9.71K - $12.5K
|
28.6K
$1.35M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-521- 5.76% |
$11.4K - $14.7K
|
8.53K
$401K
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
SELL
|
- |
-766- 5.11% |
$16.8K - $21.6K
|
14.2K
$669K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1K- 2.83% |
$22K - $28.3K
|
34.4K
$1.62M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.36K- 79.42% |
$29.9K - $38.4K
|
353
$16.6K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.75KClosed |
$38.4K - $49.4K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.91K- 3.96% |
$42K - $54K
|
46.4K
$2.18M
|
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-3.12K- 16.37% |
$68.3K - $87.9K
|
15.9K
$749K
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-3.67K- 4.82% |
$80.6K - $104K
|
72.6K
$3.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.66K- 10.05% |
$124K - $159K
|
50.6K
$2.38M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-7.59K- 49.07% |
$166K - $214K
|
7.88K
$370K
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-9KClosed |
$197K - $254K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-9.79KClosed |
$215K - $276K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-12.4K- 5.1% |
$273K - $351K
|
232K
$10.9M
|
|
|
Feb 09, 2022
Q4 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-18K- 12.68% |
$394K - $507K
|
124K
$5.82M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-27.2K- 46.14% |
$595K - $766K
|
31.7K
$1.49M
|