Purchases and Sales Made in Q4 2023 in Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR) during Q4 2023. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Total Return Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
161K+ 143.6% |
$4.83M - $5.85M
|
273K
$12.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
96K+ 9.34% |
$2.88M - $3.49M
|
1.12M
$52.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
70.8K+ 546.1% |
$2.12M - $2.57M
|
83.8K
$3.94M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
53.1K+ 22.97% |
$1.59M - $1.93M
|
284K
$13.4M
|
|
|
Jan 30, 2024
Q4 2023
|
Delphi Financial Group, Inc.
|
BUY
|
- |
25.7KNew |
$771K - $934K
|
25.7K
$1.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
17.7KNew |
$530K - $642K
|
17.7K
$831K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
15.8K+ 32.94% |
$474K - $574K
|
63.8K
$3M
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
14.8K+ 138.41% |
$444K - $538K
|
25.5K
$1.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
14.8K+ 30.34% |
$444K - $538K
|
63.6K
$2.99M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
14K+ 19.72% |
$419K - $508K
|
84.8K
$3.99M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
8.64K+ 204.71% |
$259K - $314K
|
12.9K
$605K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
8.17K+ 40.92% |
$245K - $297K
|
28.1K
$1.32M
|
|
|
Jan 16, 2024
Q4 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
7.1KNew |
$213K - $258K
|
7.1K
$334K
|
|
|
Feb 05, 2024
Q4 2023
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
6.07KNew |
$182K - $220K
|
6.07K
$285K
|
|
|
Jan 19, 2024
Q4 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
5.82KNew |
$175K - $212K
|
5.82K
$274K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.79KNew |
$174K - $210K
|
5.79K
$272K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
5.57KNew |
$167K - $202K
|
5.57K
$262K
|
|
|
Feb 06, 2024
Q4 2023
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
5.3KNew |
$159K - $193K
|
5.3K
$249K
|
|
|
Feb 14, 2024
Q4 2023
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
4.23KNew |
$127K - $154K
|
4.23K
$199K
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
4.1KNew |
$123K - $149K
|
4.1K
$193K
|
|
|
Feb 14, 2024
Q4 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
2.5K+ 51.71% |
$75K - $90.9K
|
7.34K
$345K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
600+ 5.06% |
$18K - $21.8K
|
12.5K
$586K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
449+ 3.41% |
$13.5K - $16.3K
|
13.6K
$640K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
250New |
$7.5K - $9.09K
|
250
$11.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Covestor LTD
Boston, MA |
BUY
|
- |
222+ 19.84% |
$6.66K - $8.07K
|
1.34K
$63.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
200+ 3.23% |
$6K - $7.27K
|
6.4K
$301K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11+ 0.02% |
$330 - $400
|
45.8K
$2.15M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
SELL
|
- |
-15- 0.12% |
$450 - $545
|
12.9K
$609K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-21- 1.61% |
$630 - $763
|
1.28K
$60.3K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
SELL
|
- |
-200- 3.19% |
$6K - $7.27K
|
6.07K
$285K
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-226- 0.68% |
$6.78K - $8.22K
|
32.8K
$1.54M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-388- 7.3% |
$11.6K - $14.1K
|
4.93K
$232K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.05K- 5.11% |
$31.5K - $38.2K
|
19.5K
$917K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.2K- 8.83% |
$36K - $43.6K
|
12.4K
$583K
|
|
|
Feb 13, 2024
Q4 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-2K- 16.24% |
$60K - $72.7K
|
10.3K
$485K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.95K- 49.16% |
$88.6K - $107K
|
3.05K
$144K
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-3.89K- 4.85% |
$117K - $141K
|
76.2K
$3.58M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.98K- 13.84% |
$149K - $181K
|
31K
$1.46M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.16K- 6.77% |
$185K - $224K
|
84.8K
$3.99M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.82K- 8.98% |
$205K - $248K
|
69.1K
$3.25M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.54K- 5.53% |
$286K - $347K
|
163K
$7.67M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-10.9K- 44.97% |
$326K - $395K
|
13.3K
$626K
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-15.1K- 11.94% |
$452K - $548K
|
111K
$5.23M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-18.7K- 73.51% |
$560K - $679K
|
6.73K
$316K
|
|
|
Feb 14, 2024
Q4 2023
|
Woodline Partners LP
San Francisco, CA |
SELL
|
- |
-110K- 80.92% |
$3.31M - $4.01M
|
26K
$1.22M
|