Latest Institutional Transactions on Cel Sci Corp (CVM)
This table provides information on the latest institutional transactions involving Cel Sci Corp (CVM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
Dld Asset Management, LP
New York, NY |
SELL
|
PUT |
-169KClosed |
$1.87M - $2.81M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-725Closed |
$8.01K - $12K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-1.29KClosed |
$14.2K - $21.4K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Iridian Asset Management LLC
|
BUY
|
- |
16.3KNew |
$181K - $272K
|
16.3K
$10.1K
|
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-10.5KClosed |
$116K - $175K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Sandy Spring Bank
|
SELL
|
- |
-100Closed |
$1.11K - $1.66K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-15.6KClosed |
$172K - $259K
|
0
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
150+ 32.97% |
$1.66K - $2.49K
|
605
$375
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Ikarian Capital, LLC
Dallas, TX |
SELL
|
PUT |
-638KClosed |
$7.45M - $9.27M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Shanda Asset Management Holdings LTD
Singapore, U0 |
SELL
|
- |
-33KClosed |
$386K - $480K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
8.17KNew |
$95.5K - $119K
|
8.17K
$5.06K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.36KClosed |
$15.9K - $19.7K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-308Closed |
$3.6K - $4.48K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-10Closed |
$117 - $145
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.23KClosed |
$14.4K - $17.9K
|
0
$0
|
|
| Q2 2020 | |||||||
|
May 24, 2024
Q2 2020
|
Met Life Investment Management, LLC
Whippany, NJ |
BUY
|
- |
14.6KNew |
$142K - $257K
|
14.6K
$9.05K
|
|
|
Aug 12, 2020
Q2 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-39.7KClosed |
$387K - $698K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Meeder Asset Management Inc
|
SELL
|
- |
-780Closed |
$7.61K - $13.7K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Calton & Associates, Inc.
|
BUY
|
CALL |
291New |
$2.84K - $5.12K
|
291
$180
|
|
|
Aug 05, 2020
Q2 2020
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-21.5KClosed |
$210K - $378K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
-97Closed |
$946 - $1.71K
|
0
$0
|
|
|
Jul 24, 2020
Q2 2020
|
G&S Capital LLC
|
SELL
|
- |
-100Closed |
$975 - $1.76K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 26, 2020
Q1 2020
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-4Closed |
$30.2 - $68.2
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Park West Asset Management LLC
Larkspur, CA |
SELL
|
- |
-60KClosed |
$452K - $1.02M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-4.6KClosed |
$34.7K - $78.4K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-1Closed |
$7.54 - $17.1
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Hudock, Inc.
|
BUY
|
- |
862New |
$6.5K - $14.7K
|
862
$534
|
|
|
Apr 16, 2020
Q1 2020
|
Ballast Advisors LLC
|
BUY
|
- |
8New |
$60.3 - $136
|
8
$4.96
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-39.5KClosed |
$265K - $378K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-11KClosed |
$73.8K - $105K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1Closed |
$6.71 - $9.55
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 08, 2023
Q3 2019
|
Eversept Partners, LP
New York, NY |
BUY
|
PUT |
42.8KNew |
$257K - $411K
|
42.8K
$26.5K
|
|
|
Jul 12, 2023
Q3 2019
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
10.6KNew |
$63.6K - $102K
|
10.6K
$6.57K
|
|
|
Nov 12, 2019
Q3 2019
|
Hap Trading, LLC
New York, NY |
BUY
|
PUT |
22.3KNew |
$134K - $214K
|
22.3K
$13.8K
|
|
|
Nov 08, 2019
Q3 2019
|
Winton Group LTD
London, X0 |
SELL
|
- |
-10.6KClosed |
$63.5K - $102K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-100Closed |
$600 - $960
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-340Closed |
$2.04K - $3.26K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-11.8KClosed |
$44.4K - $102K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2Closed |
$5.3 - $8.52
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-3Closed |
$7.95 - $12.8
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1Closed |
$2.65 - $4.26
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Cwm, LLC
|
BUY
|
- |
1New |
$2.65 - $4.26
|
1
$0.62
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Anson Funds Management LP
Dallas, TX |
SELL
|
- |
-337KClosed |
$279K - $1.4M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-345KClosed |
$286K - $1.43M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-40- 50.0% |
$33.2 - $166
|
40
$24.8
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1Closed |
$0.83 - $4.16
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-80Closed |
$66.4 - $333
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-400Closed |
$368 - $1.4K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Jan 31, 2018
Q4 2017
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-25- 15.63% |
$40.8 - $50
|
135
$83.7
|
|
| Q3 2017 | |||||||
|
Nov 09, 2017
Q3 2017
|
Quantum Capital Management, LLC
Northfield, NJ |
BUY
|
- |
1New |
$1.59 - $3
|
1
$0.62
|
|