Latest Institutional Transactions on Spdr Bloomberg Convertible Sec (CWB)
This table provides information on the latest institutional transactions involving Spdr Bloomberg Convertible Sec (CWB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2018
Q1 2018
|
Gemmer Asset Management LLC
|
SELL
|
- |
-1.26KClosed |
N/A
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-92.1KClosed |
N/A
|
0
$0
|
|
|
May 03, 2018
Q1 2018
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-6.56KClosed |
N/A
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Sharkey, Howes & Javer
|
SELL
|
- |
-437Closed |
N/A
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-1.28KClosed |
N/A
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Valmark Advisers, Inc.
|
SELL
|
- |
-6.17KClosed |
N/A
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Toth Financial Advisory Corp
|
BUY
|
- |
22New |
N/A
|
22
$1.81K
|
|
|
Feb 05, 2018
Q4 2017
|
Barber Financial Group, Inc.
|
SELL
|
- |
-76.9KClosed |
N/A
|
0
$0
|
|
|
Jan 16, 2018
Q4 2017
|
Piershale Financial Group, Inc.
|
SELL
|
- |
-149KClosed |
N/A
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2017
Q3 2017
|
Diligent Investors, LLC
|
SELL
|
- |
-4.95KClosed |
N/A
|
0
$0
|
|
|
Oct 24, 2017
Q3 2017
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-83Closed |
N/A
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 22, 2017
Q2 2017
|
Hall Laurie J Trustee
|
BUY
|
- |
500New |
N/A
|
500
$41.2K
|
|
| Q1 2016 | |||||||
|
Jul 25, 2019
Q1 2016
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-130K- 92.21% |
N/A
|
11K
$907K
|
|
| Q2 2015 | |||||||
|
Oct 11, 2019
Q2 2015
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-9.9KClosed |
N/A
|
0
$0
|
|